HomeMy WebLinkAbout96-5641 CivilROBERT BEAUDRY,
Plaintiff
ROSE STONER,
Defendant
:IN THE COURT OF COMMON PLEAS OF
:CUMBERLAND COUNTY, PENNSYLVANIA
:CIVIL ACTION - LAW
:NO. 96-5641 CIVIL TERM
IN RE: DEFENDANT'S MOTION FOR JUDGMENT OF NON PROS
HOFFER, P.J.:
OPINION
History of the Case
The plaintiff, Dr. Robert J. Beaudry, Jr., commenced this action on October
14, 1996, by filing a Praecipe for Writ of Summons. This Writ of Summons was
issued and then served on defendant, Rose Stoner, on October 21, 1996, and
service was docketed on November 4, 1996.
activity occurred in the case until October
For a period of three (3) years, no
18, 1999, when plaintiff filed an
objection to the purge of the case and a Complaint.1 The Complaint contains two
(2) counts alleging defamation and invasion of privacy. Plaintiff contends that on
various occasions in February, March, and April of 1996, and perhaps on other
dates, defendant made the following statements about plaintiff:
1. That plaintiff had been convicted or "found guilty" of twenty-eight (28)
counts of "embezzlement" from his present or past employer.
1 A copy of the Complaint was left at defendant's Florida residence on May 6,
2000. This copy did not have a Notice to Plead attached to it as required by Rule
1026 of the Pennsylvania Rules of Civil Procedure.
2. That plaintiff was having an improper sexual and romantic affair with
one of his assistance [sic] and that such improper affair had
continued for "a long time."
3. That plaintiff had physically assaulted a pregnant female when he
was in a "rage" and was in the process of being criminally
prosecuted for that assault.2
Allegedly, these events occurred when plaintiff was a principle in Miller
Oral Surgery, Inc. and defendant was an employee of the corporation. At a
hearing, in front of this Court, on August 7, 2000, Rose Stoner testified that she
was a receptionist for Miller Oral Surgery, Inc. and worked in this capacity from
the Fall of 1995 through February 1999. In February 1999, she gave the
company her resignation. Defendant testified that she wanted to leave
Pennsylvania because of an abusive marriage situation, where her husband had
physically abused her. Prior to moving, she left a forwarding Post Office Box
number in Orlando, Florida with the United States Post Office. Defendant
subsequently found employment in Orlando, where she works as a house mother
at a home for distressed children known as the "House of Hope." She earns a net
salary, after taxes, of approximately $590.00 every other week.
Additionally, there is an extensive history of litigation involving Miller Oral
Surgery, Inc. and the two principles therein, plaintiff and Dr. Michael T. Reedy, in
2 See Plaintiff's Complaint, filed October 18, 1999.
2
the Court of Common Pleas of Dauphin County and in the Court of Common
Pleas of Cumberland County.3
With respect to the issue of non pros in this case, defendant must meet the
standard set forth in James Brothers Co. v. Union Bankinq and Trust Co. of
DuBois and consistently reiterated and applied in subsequent cases. 432 Pa.
129, 247 A.2d 587 (1968); see also Jacobs v. Halloran, 551 Pa. 350, 710 A.2d
1098 (1998).
The Standard for Non Pros
A motion for a judgment of non pros is the channel by which a litigant
asserts his or her common law right to a reasonably prompt conclusion to a case.
Courts have found that a motion for non pros rests on public policy which
implicates both the plaintiff and the defendant. If a case is dismissed due to the
negligence of counsel, the plaintiff is left without a meaningful remedy.
Conversely, a defendant may have problems defending a case where an
inordinate amount of time has passed. Penn Piping, Inc. v. Insurance Co. of
3 See Motion of the defendant, Rose Stoner, for Judgment of Non Pros, exhibits
E through I. These exhibits contain an Order of the Court of Common Pleas of
Cumberland County; Beaudry v. Miller Oral Surqery, Inc., docketed at4230-S-
1993 in the Court of Common Pleas of Dauphin County; In Re: Miller Oral
Surgery, Inc., docketed at 5233 EQUITY in the Court of Common Pleas of
Dauphin County; In Re: Application for Removal of Robert J. Beaudry, Jr.,
D.M.D., from the Office of Director of Miller Oral Surgery, Inc., docketed at 3968
S 1993 in the Court of Common Pleas of Dauphin County; and Beaudry v.
Reedy, 113 Dauph. 1 (1993).
North America, 529 Pa. 350, 354, 603 A.2d 1006, 1008 (1992) (overruled on
other grounds).
To dismiss a case for inactivity following a defendant's motion for non pros,
a three (3) prong test must be satisfied. According to James Brothers Co. and
Jacobs, the test states that there must be a lack of due diligence on the part of
the plaintiff in failing to proceed with reasonable promptitude, the plaintiff must
have no compelling reason for the delay, and the delay must cause actual
prejudice to the defendant. James Brothers Co, 432 Pa. 129, 247 A.2d 587
(1968); Jacobs, 551 Pa. 350, 710 A.2d 1098 (1998).'~
Diligence Element
According to Pennsylvania law, it is the plaintiff and not the defendant who
bears the risk of failing to act within a reasonable time to move a case along.
Pennridqe Electric v. Souderton School, 419 Pa. Super. 201, 209, 615 A.2d 95,
99 (1992). The law does not state with precision how long a delay by the plaintiff
in proceeding with litigation amounts to the absence of due diligence. Manson v.
First National Bank, 366 Pa. 211, 77 A.2d 399 (1951). However, a delay as long
'~ Jacobs is the leading case regarding the standard that must be met to show
non pros. The standard, as originally stated in James Bros. Co. was modified in
1992 in Penn Piping, Inc. v. Insurance Co. of North America, 529 Pa. 350, 603
A.2d 1006 (1992), when the Court held that the the element of prejudice could be
presumed when there had been a delay of activity by the plaintiff for over two
years. Id. at 1009. However, the Court in Jacobs overruled this presumption of
prejudice, and reenacted the James Bros. Co. test as the applicable standard,
requiring a case by case showing of prejudice to the defendant. Jacobs, 551 Pa
350, 356, 710 A.2d 1098, 1101 (1998).
4
or longer than the applicable period of limitations is generally considered
sufficient to warrant a judgment of non pros if the other prongs of the test are
met. Kennedy v. Bulletin Co., 237 Pa. Super. 66, 346 A.2d 343, 345 (1975)
(where a delay of five and one-half years in bringing a tort action justified a
judgment of non pros).
It is clear that plaintiff has shown a lack of due diligence by failing to
proceed with reasonable promptitude. On March 1, 1996, Judge Clark in
Dauphin County entered a consent decree aimed at sorting out and resolving the
numerous matters raised involving Dr. Reedy, plaintiff, and Miller Oral Surgery,
Inc. Pursuant to the terms of this consent decree, in April of 1996, plaintiff
initiated a proceeding in Dauphin County seeking injunctive relief based on the
allegation that defendant defamed him. Ultimately, it was agreed between the
parties that these grievances would be treated as reserve claims under Judge
Clark's previously entered consent decree. Correspondence was exchanged
among the parties and abruptly ended in August 1996. From August 1996 until
October 18, 1999, this reserve claim had not been raised nor pursued. During
this time, plaintiff had the ability to resolve the issues in front of Judge Clark in
Dauphin County and failed to do so.
Each case must be examined on its merits and non-docket activity may be
considered when deciding whether the case should be terminated for inactivity.
Marino v. Hackman, 551 Pa. 369, 371, 710 A.2d 1108, 1109 (1998). However,
due diligence and precluding the entry of non pros requires more than merely
filing a certificate of active status and paying the nominal filing fee. Hughes v.
Fink, Fink and Associates, 718 A.2d 316, 319 (Pa. Super. 1998). In the present
case, this is essentially what plaintiff did when filing the Objection to Purge Case
on October 18, 1999. Plaintiff has been given several opportunities to pursue
this claim; however, he has not taken advantage of these opportunities and has
allowed the docket to become inactive. Plaintiff's lack of due diligence is clearly
represented in the lack of docket activity in this case.5
Reason for the Delay Element
The question of granting non pros due to the failure of the plaintiff to
prosecute his or her action within a reasonable time rests within the discretion of
the trial court. Galla.qher v. Jewish Hospital Association, 425 Pa. 112, 113, 228
A.2d 732, 733 (1967). See also, Carroll v. Kimmel, 362 Pa. Super. 432, 524 A.2d
954 (1987) (holding that the trial court did not abuse its discretion in granting an
entry of non pros). In determining what constitutes a compelling reason for
delay, a trial court should focus on whether the events that allegedly impeded
5 In a recent decision, the Pennsylvania Supreme Court held that a plaintiff did
show due diligence when the plaintiff filed a Notice of Appeal from an arbitrator's
non-binding decision. Romstead v. Elf Atochem North America, Inc. 777 A.2d
1160 (Pa. Super. 2001). The Court held that in jurisdictions where the court
automatically lists cases for trial, neither party has any responsibility to take
additional action to bring the case to trial, and that the delay in activity is in
actuality, the fault of the Court. Id. at 1162-1163. This is different from the
present case, because in this case, the plaintiff failed to further pursue the action
by serving the defendant with a complaint until October of 1999, more than three
(3) years after the Writ of Summons was issued. Thus, the delay was brought on
by the plaintiff, for the Court was never in control of the progress of the case.
progress were beyond the plaintiff's control. Chase v. National Fuel Gas Corp.,
692 A.2d 155, 156 (Pa. Super. 1997) (overruled on other grounds) (citing
MacKintosh-Hemphill International Inc. v. Gulf & Western Inc., 451 Pa. Super.
385, 394-396, 679 A.2d 1275, 1280 (1996), appeal denied, 548 Pa. 637, 694
A.2d 622 (1997)).
In the case subjudice, the only reason plaintiff gives is as follows:
"Plaintiff has not proceeded with the case earlier because he was
involved in litigation with the Defendant's employer which he hopes
[sic] would resolve the issues raised in this case. The litigation
between Plaintiff and Defendant's employer, Miller Oral Surgery,
Inc., has not yet been resolved but it is now clear that litigation will
not resolve or determine the claims between Plaintiff and
Defendant.''6
This statement is inaccurate because defendant had left the employ of Miller Oral
Surgery, Inc. several months prior to the plaintiff's Objection to Purge Case being
filed. Moreover, [at the hearing of August 7, 2002] the testimony of Andrew H.
Cline, Esquire, as well as defendant's exhibits admitted into the record, reflect
that plaintiff had the ability to proceed with the case, and did not. And although
the courts have stated that significant non-docket activity might be enough to
show a compelling reason for delay, plaintiff in this case did not have a sufficient
amount of non-docket activity to justify such an inactive docket.7
See Plaintiff's Objection to Purge Case, filed October 18, 1999.
7 "According to Marino, the combination of activities and circumstances may
justify a delay in docket inactivity, though an activity or circumstance alone would
be insufficient to salvage a case from dismissal for non pros. In Marino, there
was significant non-docket activity: the death of the appellants' first attorney;
'7
We conclude that plaintiff lacked due diligence in failing to proceed with
reasonable promptitude and that no compelling reason existed for the delay. We
must next determine whether defendant was prejudiced by events which
occurred during the delay in prosecuting the case.
Prejudice Element
Prejudice can be established by the death or absence of a material
witness. Jacobs, 551 Pa. 350, 359, 710 A.2d 1098, 1103 (1998). Prejudice also
includes any substantial diminution of a party's ability to properly present its case
at trial brought about by the plaintiff's delay. American Bank and Trust Co. of
Pennsylvania v. Ritter, Todd and Haayen, 274 Pa. Super. 285, 289, 418 A.2d
408,410 (1980).
It is well-settled that witnesses' memories can dim over time and cause
prejudice to a defendant. Talbot v. Delaware Trust Co., 384 Pa. 85, 89, 119 A.2d
518 (1956), Jacobs, 551 Pa. at 357, 710 A.2d at 1102 (recognizing that
defendants could also be prejudiced by the loss of memories, the disappearance
of witnesses, and the loss or destruction of documents). In the present case, a
review of the record depicts that memories were becoming dim at the time of the
substitution of his partner; deposition of all the parties; replacement of the second
attorney; delay in the release of the file; various letters soliciting and
communicating a settlement demand; and a telephone discussion of certifying
the case ready for trial." Gohel v. Montgomery Township, 40 Pa. D. & C.4th 449
(Pa. Comm. PI. 1999) (citing Marino v. Hackman, 551 Pa. at 375, 710 A.2d at
1110.) In the present case, plaintiff only cites to one non-docket activity, the
pending litigation, which, even were it a legitimate non-docket activity, is not
sufficient to show a compelling reason to delay.
hearing in August 2000. It is evident that defendant has been prejudiced
because her memory concerning events occurring in 1995 and 1996 has
understandably dimmed due to the passage of time. See, e.g., American Bank
and Trust Co. of Pennsylvania v. Ritter, Todd and Haayen, 274 Pa. Super. 285,
418 A.2d 408 (1980) (upholding entry of non pros on ground that memories of
available witnesses were dimmed and perhaps extinct), Gohel v. Montgomery
County, 40 Pa. D. & C.4th at 455 (holding that defendant's memory loss due to
the appellant's delay goes to show actual prejudice to the defendant).
Witnesses may be difficult or impossible to locate. We know that at least one
witness, Jim Thomas, who was a former Miller Oral Surgery Office Manager, has
disappeared and his whereabouts are unknown. See, e.g. Id. (holding that
because defendant relied on more than just memory loss, including the
unavailability or death of witnesses, there was actual prejudice to defendant),
Shope v. Eagle, 551 Pa. 360, 710 A.2d 1104 (1998) (affirming the trial court's
finding that defendant was prejudiced by the death of a witness).
Because this case is all about words, and the memory of the defendant
and her ability to recall the alleged statements, memory loss is a significant issue
and must hold great weight when looking to see if there is prejudice. Because
such memory loss does exist, and because there are other circumstances that
will cause prejudice to the defendant, such as an inability to locate or retrieve
witnesses, defendant has shown actual prejudice.8
Conculsion
The granting of non pros is based on the equitable principle of laches. See
Jacobs, 551 Pa. 350, 710 A.2d 1098, (1998); see also James Brothers Co. v.
Union Bankinq and Trust Co. of DuBois, 423 Pa. 129, 247 A.2d 587 (1968).
Laches arises when a defendant's position or rights are so prejudiced by the
length of time and inexcusable delay, plus attendant facts and circumstances,
that an injustice would occur if a plaintiff was permitted to assert a claim against
the defendant. See Bach's Estate, 426 Pa. 350, 359, 231 A.2d 125, 130 (1967),
quoting, Grote Trust, 390 Pa. 261, 269-270, 135 A.2d 383, 387 (1957), (cited in
Jacobs, 551 Pa. 350, 355, 710 A.2d 1098, 1102 (1998)). Such harm or prejudice
to the adversary is the very basis upon which a claim of laches is founded.
Jacobs, 551 Pa. 350, 357, 710 A.2d 1102 (1998). A party who seeks the relief
provided by the entry of a judgment of non pros must do so with clean hands.
8 Defendant has also been prejudiced because she no longer has access
to the financial resources to pursue the defense of this matter. Prior to her
resignation at Miller Oral Surgery, Inc., the company had paid for her legal
expenses. She is now separated from her husband, working at Iow wages for a
charitable organization, and subsisting in Florida by liquidating her IRA's and
borrowing money from her father who is a minister at a church in Chambersburg.
Because of her income level, she cannot afford to travel to Pennsylvania from
Florida to defend this lawsuit. She has started a new job in Florida and taking
time off to participate in this litigation threatens her ability to hold that position.
Furthermore, defendant is terrified to be in Pennsylvania because of her
estranged husband's threats to kill her.
]0
Muddv. Nosker Lumber, Inc., 443 Pa. Super. 483, 662 A.2d 660 (1995) (cited in
Jacobs, 551 Pa. 350, 358, 710 A.2d 1103 (1998). In the case sub judice,
defendant has not given this Court any
therefore able to seek non pros.
indication of unclean hands, and is
Because plaintiff has shown a lack of due diligence in failing to proceed
with reasonable promptitude, with no compelling reason for the delay, and the
delay has caused actual prejudice to defendant, this Court deems it necessary to
dismiss this case.
ROBERT BEAUDRY,
Plaintiff
ROSE STONER,
Defendant
:IN THE COURT OF COMMON PLEAS OF
:CUMBERLAND COUNTY, PENNSYLVANIA
:CIVIL ACTION - LAW
:NO. 96-5641 CIVIL TERM
IN RE: DEFENDANT'S MOTION FOR JUDGMENT OF NON PROS
ORDER OF THE COURT
AND NOW, ,2002, upon careful consideration of
defendant's Motion For Judgment of Non Pros and plaintiff's response thereto, it
is hereby ordered that the Motion is granted.
By the Court,
George E. Hoffer,
P.d.
Samuel L. Andes, Esquire
525 North Twelfth Street
P.O. Box 168
Lemoyne, PA 17043
James J. West, Esquire
105 North Front Street
Suite 210
Harrisburg, PA 17101
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