HomeMy WebLinkAbout97-1970 MLD / 02-5930 CivilMONROE TOWNSHIP
MUNICIPAL AUTHORITY,
CLAIMANT
RICHARD L. SWOPE AND
JOYCE L. SWOPE, HUSBAND AND
WIFE,
OWNERS
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
97-1970 MLD TERM
02-5930 CIVIL TERM
IN RE: PETITION TO REDUCE A MUNICIPAL LIEN TO JUDGMENT
BEFORE BAYLEY, J.
OPINION AND ORDER OF COURT
Bayley, J., February 25, 2003:--
On April 16, 1997, Monroe Township, a second class township in Cumberland
County, filed a municipal lien against Richard L. Swope and Joyce L. Swope, husband
and wife, as the owners of 675 Valley View Drive, Monroe Township (Boiling Springs),
Cumberland County. The lien sets forth, inter alia:
Monroe Township hereby files this Municipal Claim for services and
sewer rates levied and assessed from October 1, 1977 through and
including March 31, 1997 (fourth calendar quarter 1977 through and
including first calendar quarter 1997). Said Township services and
sewer rates were levied and assessed pursuant to Township
Ordinance No. 3 of 1978, same being known and cited as the "Monroe
Township Sewer Rental and Charge Ordinance", [sic] as amended...
which services total in the amount of $7,079.31, which sum was duly
assessed against Richard L. Swope and Joyce L. Swope, husband and
wife, and the real property described herein from the date of said billing
statements as attached hereto, and for which sum, with interest in the
amount of ten (10%) percent, along with penalties and all costs, and
including attorneys' fees, a municipal lien is claimed against the above-
described real property and premises in accordance with the Act of
97-1970 MLD TERM
02-5930 CIVIL TERM
May 16, 1923, P.L. 207, § 7, as amended, 53 P.S. § 7101, et seq., as
amended. (Municipal Claims and Tax Liens). (Emphasis added.)
On December 10, 2002, a voluntary substitution of claimant, Monroe Township
Municipal Authority, the successor in interest of Monroe Township, was entered. On
December 13, 2002, the Monroe Township Municipal Authority, seeking to enforce
payment of its claim out of the real estate upon which the lien is attached, filed a
praecipe for the issuance of a writ of scire facias sur municipal claim.1 The writ was
issued by the Prothonotary that date. The owners filed an affidavit of defense on
January 6, 2003, in which they aver that the lien is unenforceable and should be
stricken. 2 On January 22, 2003, the Authority filed a response to the affidavit and a
petition to reduce its lien to judgment. The Authority seeks judgment in the amount of
the lien plus accumulated interest totaling $10,154.85, and an award of attorney fees of
$4,339.36. A hearing was conducted on February 5, 2003.
White Rock Sewage Corporation was a utility licensed before the Pennsylvania
Public Utility Commission. Richard L. Swope was a stockholder and officer of the
corporation. He and his wife, Joyce L. Swope, own 675 Valley View Drive which is
located in White Rock Acres development that was served for sewage collection by the
See Fox Chapel Sanitary Authority v. Abbott, 34 Commw. Ct. 637 (1978).
2 An affidavit of defense allows the owners to raise all defenses they have to the
municipal lien. Shapiro v. Center Township, Butler County, 159 Pa. Commw. 82
(1993). There was no requirement for the owners to appeal within a specified period
from the initial filing of the lien. Id.
-2-
97-1970 MLD TERM
02-5930 CIVIL TERM
White Rock Sewage Corporation. On April 8, 1974, the corporation passed a
resolution to allow Richard Swope "to take sewage service in lieu of additional
renumeration [sic]" as reimbursement for his "additional workload due to sewage
system." The White Rock Sewage Corporation filed a petition for bankruptcy on
October 3, 1994. In September, 1995, in conjunction with the bankruptcy, the White
Rock Sewage Corporation and Monroe Township entered into an agreement in which
the corporation transferred ownership of its sewer system and other assets to the
Township. The Agreement provided:
[t]he parties reserve in the Township the right and ability to collect any
amounts due and owing from ratepayers who have not paid under
legal obligation to do so .... (Emphasis added.)
Thereafter, Monroe Township, and now the Monroe Township Municipal
Authority, in accordance with the provisions of Township Ordinance No. 3 of 1978, has
provided sewage collection service to the properties that had been served by the White
Rock Sewage Corporation.3 Despite a representation to the contrary in the lien, the
evidence shows that the Swopes have paid for all sewage collection services
provided by the Township and the Municipal Authority to their property under Township
Ordinance No. 3 of 1978 since the Township took over the collection of sewage. The
3 Monroe Township provided sewage treatment service to the White Rock Sewage
Corporation even before it took over the collection service. The Township, and now the
Authority, collects sewage for properties throughout the Township, and provides
sewage treatment.
-3-
97-1970 MLD TERM
02-5930 CIVIL TERM
subject lien in the amount sought to be reduced to judgment covers only the amounts
the Township believes should have been paid for sewage collection at 675 Valley View
Drive, but was not paid by Richard Swope pursuant to the resolution of the White Rock
Sewage Corporation on April 8, 1974. The Township filed the lien based on its legal
conclusion that the White Rock Sewage Corporation was not permitted to "exonerate"
the owners of 675 Valley View Drive for payment of collection services. It relies on
Sections 1303 and 1304 of the Public Utility Code, 66 Pa.C.S. Section 101 et seq.
Section 1303 provides:
Adherence to tariffs
No public utility shall, directly or indirectly, by any device
whatsoever, or in anywise, demand or receive from any person,
corporation, or municipal corporation a greater or less rate for any
service rendered or to be rendered by such public utility than that
specified in the tariffs of such public utility applicable thereto. The
rates specified in such tariffs shall be the lawful rates of such public utility
until changed, as provided in this part .... (Emphasis added.)
Section 1304 provides:
No public utility shall, as to rates, make or grant any
unreasonable preference or advantage to any person, corporation, or
municipal corporation, or subject any person, corporation, or municipal
corporation to any unreasonable prejudice or disadvantage. (Emphasis
added.)
The owners maintain that Richard Swope was not granted a preferential rate for
sewage collection services provided by White Rock Sewage Corporation, nor was he
granted an exoneration. Rather, he traded his services provided to the corporation in
exchange for the cost of sewage collection based on the established rate for 675 Valley
-4-
97-1970 MLD TERM
02-5930 CIVIL TERM
View Drive. Whether such a legal conclusion is warranted under Sections 1303 and
1304 of the Public Utility Code, thus negating liability for what is in effect on account
receivable owed to the Township based on an unpaid legal obligation for collection
services, is not an issue we need address. Under the General Municipal Law at 53
P.S. Section 2231, municipalities:
may provide by ordinance or resolution, enacted either before or after
the acquisition or construction thereof [of a sewer system], or the entry
into such contract, for the imposition and collection of an annual
rental, rate or charge for the use of Iai sewer, sewer system ....
The annual rental, rate or charge so imposed shall be a lien on
the properties serviced, and such liens may be filed in the office of the
prothonotary and collected in the manner provided by law for the filing
and collection of municipal claims. (Emphasis added.)
The definitions section in the General Municipal Law at 53 P.S. Section 7101
provides:
The words "municipal claim," as used in this act unless
specifically indicated otherwise, mean and include... (2) the claim filed
to recover for.., sewer rates...
The word "municipality," as used in this act means any...
township.., and a body politic and corporate created as a Municipal
Authority pursuant to law.
Section 7107 of the Act provides:
The lien for.., sewer rates, or rates for any other service
furnished by a municipality, -- shall exist in favor of, and the claim
therefore may be filed against the property thereby benefited by, the
municipality extending the benefit .... (Emphasis added.)
-5-
97-1970 MLD TERM
02-5930 CIVIL TERM
Monroe Township never provided any sewer collection services to the property
of the Swopes until after the Agreement in September, 1995, transferring ownership of
White Rock's sewage system to Monroe Township. Under Section 7107 of the General
Municipal Law, a lien may be filed only for services "furnished by a municipality." While
the Agreement of September, 1995, reserved to the Township "the right and ability to
collect any amounts due and owing from ratepayers who have not paid under legal
obligation to do so," authorization to file a lien is a statutory remedy, and is limited in
the General Municipal Law to services "furnished by a municipality." Thus, the subject
lien which states "Said Township services and sewer rates were levied and assessed
pursuant Township Ordinance No. 3 of 1978," is incorrect. While Monroe Township
obtained a right under its September, 1995, Agreement with White Rock Sewage
Corporation to collect any amounts due and owing from ratepayers of the corporation
who had not paid it under legal obligation to do so, it had no statutory authority to file a
municipal lien for sewage collection services that were not levied under an ordinance of
the Township. Accordingly, the petition to enter judgment on the lien filed on April 16,
1997, with accumulated interest and attorney fees must be dismissed, and the lien
ORDER OF COURT
AND NOW, this day of February, 2003, IT IS ORDERED that:
(1) The petition of claimant to reduce a municipal lien to judgment, IS
stricken.
-6-
97-1970 MLD TERM
02-5930 CIVIL TERM
DISMISSED.
(2) The municipal lien filed on April 16, 1997, IS STRICKEN
By the Court,
Edgar B. Bayley, J.
James D. Bogar, Esquire
Jennifer B. Hipp, Esquire
For Claimant
William H. Andring, Esquire
For Richard L. Swope and Joyce L. Swope
:sal
-7-