HomeMy WebLinkAbout02-3689 CivilTAMMY SIPES, IN THE COURT OF COMMON PLEAS OF
PLAINTIFF CUMBERLAND COUNTY, PENNSYLVANIA
V.
RONALD BOUCH,
THOMAS BIXLER, JR.,
DONALD GRUVER, in their official
capacities as Supervisors of the
South Newton Township Board of
Supervisors,
DEFENDANTS 02-3689 CIVIL TERM
IN RE: MOTION OF DEFENDANTS RONALD BOUCH AND THOMAS BIXLER, JR.
TO STRIKE PLAINTIFF'S AMENDED COMPLAINT, AND FOR JUDGMENT ON THE
PLEADINGS ON PLAINTIFF'S ORIGINAL COMPLAINT
OPINION AND ORDER OF COURT
Bayley, J., March 14, 2003:--
On August 1, 2002, plaintiff, represented by Carol Cingranelli, Esquire, filed a
complaint against defendants, Ronald Bouch, Thomas Bixler, Jr., and Donald Gruver,
the three elected supervisors of South Newton Township, Cumberland County. Plaintiff
avers that on June 11, 2002, she was suspended by defendants from her position as
secretary/treasurer of South Newton Township. Pursuant to the Pennsylvania
Whistleblower Law, 43 P.S. Section 1421-1428, she seeks, (1) restatement to her
position, (2) an award of costs and attorney fees, (3) the assessment of a fine, and (4)
the suspension of defendants from public service for a period of six month.
Service of the complaint was made by the Sheriff against all defendants on
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August 19, 2002.1 On August 22, 2002, Cingranelli, by letter, granted defense
counsel Steven Ludwig, Esquire, Ronald Bouch and Thomas Bixler, Jr., until October 8,
2002, to respond to the complaint. On October 2, 2002, Ludwig wrote to Cingranelli
stating that Section 1426 does not apply to elected public officials. He asked her to
stipulate to strike the requested relief that defendants be suspended from public
service for a period of six months. On October 7, 2002, instead of filing a preliminary
objection to the claim seeking suspension, defendants filed an answer to the complaint
and new matter, endorsed with a notice to plead. On October 11, 2002, Cingranelli
wrote to Ludwig saying that she agreed that a six month suspension of an elected
supervisor was not authorized by the Whistleblower's Law. She stated:
Therefore, I agree to eliminate this Request for Relief from our Complaint.
It is my intent to file an Amended Complaint, which will exclude this
particular demand, and I will forward same to your attention
as soon as possible.
On November 15, 2002, Ludwig wrote to Cingranelli that he had received her
letter of October 11, 2002, but:
[t]o date, however, an Amended Complaint has not been filed.
Please file a praecipe to withdraw this request for relief from the
Complaint or circulate a proposed Amended Complaint, with court order
and stipulation, no later than November 25, 2002. Otherwise, I will file a
Motion to Strike this demand for relief and seek sanctions as appropriate.
On December 9, 2002, plaintiff filed an amended complaint which was similar to
the original complaint in every way except that it deleted the claim seeking the
The complaint against defendant, Donald Gruver, has been discontinued.
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suspension of defendants from public service for a period of six months. On
December 11, 2002, defendants, despite the fact that they had filed an answer and
new matter to the original complaint on October 7, 2002, filed a motion to strike the
relief sought in the original complaint for the suspension of defendants from public
service for six months.: On January 21, 2003, plaintiff filed a reply to defendants' new
matter that defendants had filed in reply to plaintiff's original complaint.
On January 22, 2003, defendants, despite the fact that the amended complaint
conforms exactly with the pleading that Ludwig sought when he wrote to plaintiff's
counsel on October 2, 2002, filed a motion to strike the amended complaint as having
been filed in violation of Pa. Rule of Civil Procedure 1033.3 At the same time, despite
the fact that they had an outstanding preliminary objection to the original complaint,
albeit filed subsequent to their answer and new matter, defendants filed a motion for
judgment on the pleadings to plaintiff's original complaint. Plaintiff responded by
claiming that there was an agreement of counsel to file an amended complaint. A
hearing was conducted on February 21, 2003, at which evidence was taken on that
issue, and argument made on both the motion of defendants' to strike plaintiff's
: This is a preliminary objection to the original complaint in the form of a demurrer
challenging the legal sufficiently of that claim for relief. Pa. Rule of Civil Procedure
1028(a)(4).
3 This is a preliminary objection to the amended complaint seeking dismissal for the
failure of the pleading to conform to a rule of court. Pa. Rule of Civil Procedure
1028(a)(2).
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amended complaint, and their motion for judgment on the pleadings to plaintiff's original
complaint.
I. DEFENDANTS' PRELIMINARY OBJECTION TO PLAINTIFF'S AMENDED
COMPLAINT
Pa. Rule of Civil Procedure 1033 provides:
A party, either by filed consent of the adverse party or by leave
of court, may at any time change the form of action, correct the name of
a party or amend his pleading .... (Emphasis added.)
When plaintiff filed her amended complaint on December 9, 2002, she had not
sought or obtained leave of court, nor was there a filed consent of defendants to amend
her pleading. Letters which are not filed with the court cannot affect the pleadings.
Vetenshtein v. City of Philadelphia, 755 A.2d 62 (Pa. Commw. 2000). Therefore, the
amended complaint was not filed in conformity with Rule 1033. In Vetenshtein, the
Commonwealth Court of Pennsylvania stated that the failure to file a preliminary
objection to an amended complaint waives a Rule 1033 violation. Pa. Rule of Civil
Procedure 1026(a) provides:
Except as provided by subdivision (b), every pleading subsequent to
the complaint shall be filed within twenty days after service of the
preceding pleading, but no pleading need be filed unless the preceding
pleading contains a notice to defend or is endorsed with a notice to plead.
(Emphasis added.)
Defendants did not file their preliminary objection to plaintiff's amended
complaint until January 22, 2003, which was more than twenty days after service. In
paragraph 11 of their motion to strike, defendants aver that they did not file a response
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because there was no notice to plead on the amended complaint. However, that
means that they did not have to file a responsive pleading, not that if they chose to file
such a pleading they did not have to comply with the time requirement in Rule 1026(a).4
Rule 1026(a) has been interpreted as permissive rather than mandatory. Peters Creek
Sanitary Authority v. Welch, 681 A.2d 167 (Pa. 1996). It is left to the sound discretion
of the trial court to permit a late filing of a pleading where the opposing party will not be
prejudice and justice so requires. Id. We do not, however, have to determine whether
to exercise such discretion here because the failure of plaintiff to file a timely
preliminary objection to defendants' untimely preliminary objection constitutes a waiver
of the untimeliness of the Rule 1033 objection. Hahnemann Medical College and
Hospital of Philadelphia v. Hubbard, 267 Pa. Super. 436 (1979).
In Catanese v. Taorminia, 437 Pa. 519 (1970), the Supreme Court of
Pennsylvania stated, in dicta, that an amended complaint filed in violation of Rule 1033
is a nullity. In Vetenshtein v. City of Philadelphia, supra, a complaint filed in
violation
of Rule 1033 was allowed to stand because the Commonwealth Court concluded that
unlike in Catanese: (1) the complaint was not filed in direct contradiction to an
outstanding court order, (2) there was no preliminary objection filed to the amended
complaint, and (3) uniquely, the party who did not violate Rule 1033 would have been
the party punished by allowing the amended complaint to stand. None of these factors
4 Rosenbloom v. Engines, Inc., 8 D. & C.3d 787 (Phila. Co. 1979).
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are present in the case sub judice. Because plaintiff violated Rule 1033, and
defendants have preliminary objected to that violation, we find that the amended
compliant must be stricken.
II. DEFENDANTS' MOTION FOR A JUDGMENT ON THE PLEADINGS TO
PLAINTIFF'S ORIGINAL COMPLAINT
Pa. Rule of Civil Procedure 1034 provides:
(a) After the relevant proceedings are closed, but within such time
as not to unreasonably delay the trial, any party may move for judgment
on the pleadings.
(b) The court shall enter such judgment or order as shall be proper
on the pleadings.
Defendants aver as the sole reasons for their motion for a judgment on the
pleadings that (1) plaintiff failed to answer the averments of fact in their new matter, (2)
those averments of fact are therefore admitted under Pa. Rule of Civil Procedure
1029(b), and (3) based upon those admissions they are entitled to a judgment on the
pleadings. Defendants, however
considered on this motion are: (1
misstate the pleadings. The pleadings to be
plaintiff's complaint filed on August 1, 2002, (2)
defendants' answer and new matter filed on October 7, 2002, and (3) plaintiff's reply to
defendants' new matter filed on January 21, 2003.5 When defendants filed a motion for
judgment on the pleadings on January 22, 2003, plaintiff had already filed a reply to
5 The preliminary objection filed by defendants on December 11, 2002, after they had
filed the answer and new matter to plaintiff's complaint on October 7, 2002, is of no
legal significance.
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defendants' new matter on January 21, 2003. A reply to new matter is a pleading under
Rule 1017(a). Since it is endorsed with a notice to plead an answer should have been
filed pursuant to Rule 1026(a) within twenty days after service. As previously stated,
Rule 1026(a) has been interpreted as permissive rather than mandatory. However, as
in the situation involving plaintiff's filing the amended compliant, we do not have to
determine whether to exercise discretion here because when plaintiff filed an untimely
reply to defendants' new matter, the failure of defendants to file a timely preliminary
objection constitutes a waiver of the untimeliness? Taking into consideration the reply,
plaintiff has not admitted facts pleaded in defendants' new matter that would warrant
6 If the issue of exercising our discretion as to whether to allow the late reply to new matter to
stand had not been waived, we would still allow it to stand. Defendants have not been
prejudiced by the late filing. On October 2, 2002, Ludwig wrote to Cingranelli, five days
before he filed the answer with new matter, asking her to stipulate to strike that part of the
complaint that requested that defendants be suspended from public service for a period of six
months. On October 11, 2002, four days after the answer with new matter was filed,
Cingranelli wrote to Ludwig agreeing to his request and stating that she intended to file an
amended complaint. Ludwig again wrote to Cingranelli on November 15, 2002. He noted that
an amended complaint had not been filed, and gave her until November 25, 2002, to "circulate
a proposed Amended Complaint, with court order and stipulation." Clearly, Ludwig allowed
Cingranelli to believe that she could file an amended complaint deleting the request that
defendants be suspended from public service for a period of six months. That would negate
any need to reply to the new matter defendants filed in response to the original complaint.
Despite the fact that the amended complaint provided the exact relief for his clients that he
wanted, when Cingranelli did not follow the strict requirement of Rule 1033, Ludwig, smelling
an opportunity to have the original complaint dismissed, did not waive the requirements of the
Rule. Under these circumstances, discretion would warrant our allowing the previously filed
late reply to new matter to stand.
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entry of a judgment on the pleadings.7
For the foregoing reasons, the following order is entered.
ORDER OF COURT
AND NOW, this
day of March, 2003, IT IS ORDERED:
(1) Defendants' preliminary objection to plaintiff's amended complaint, IS GRANTED.
The amended complaint, IS STRICKEN.
(2) Defendants' motion for a judgment on the pleadings, IS DENIED.
By the Court,
Edgar B. Bayley, J.
Ron Turo, Esquire
For Plaintiff
Steven K. Ludwig, Esquire
For Ronald Bouch and Thomas Bixler, Jr.
:sal
7 We are constrained to note that we are no more enamored with the tactics of Ludwig
than we are with the lack of pleading skills of Cingranelli, and Ludwig as well. This
whole imbroglio could have been easily avoided as both counsel agreed that the claim
for suspension of an elected official is not authorized under the Whistleblowers Act.
Ironically, by trying to take advantage of the lack of Cingranelli's pleading skills, Ludwig
winds up with the original complaint that still contains the request for the relief that his
clients object to, notwithstanding Cingranelli's efforts to have it removed. In any event,
as he has known since October 11, 2002, plaintiff will not seek to take that claim to
trial.
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