HomeMy WebLinkAbout99-2243 CriminalCOMMONWEALTH
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
JOHN EDWARD STONE,'
JR.
NO. 99-2243 CRIMINAL TERM
IN RE: PETITION FOR POST CONVICTION RELIEF
BEFORE OLER, J.
OPINION and ORDER OF COURT
OLER, J., June 17, 2003.
In this driving under the influence case, Defendant has filed a Petition for
Post Conviction Relief Pursuant to the Post Conviction Relief Act alleging that his
trial counsel failed to properly file an appeal of Defendant's case to the
Pennsylvania Superior Court, as Defendant had directed. The remedy requested
for this allegedly inadequate representation is a reinstatement of Defendant's
appellate rights.
For the reasons stated in this opinion, the requested relief will be granted.
STATEMENT OF FACTS
Defendant, John Edward Stone, Jr., was found guilty following a jury trial
of driving under the influence.~ Prior to this, Defendant argued in an Omnibus
Pretrial Motion for Relief that the Information should be quashed because the
Information lacked a "to wit clause.''2 This motion was denied by the Honorable
Kevin A. Hess of this court by an order dated May 3, 2000, accompanied by an
opinion.3
~ N.T., Trial, Jul. 20, 2000, 110; Verdict Slip, Jul. 20, 2000.
2 Omnibus Pretrial Motion for Relief, filed Dec 17, 1999. In addition, Defendant argued
in this motion that some physical evidence and statements should be suppressed, but this
issue does not appear in a statement of matters complained of on appeal, discussed
hereafter in the text.
Opinion and Order, May 3, 2000 (Hess, J.).
Defendant then filed a pretrial Motion To Dismiss Pursuant to Rule
l l00(G), asserting that the Commonwealth had failed to bring the case to trial
within the 365-day limit.4 This motion was denied by the writer of this opinion by
an order dated July 17, 2000.5
Following the guilty verdict, Defendant filed a Motion for Judgment of
Acquittal Pursuant to Rule 1125 of the Pennsylvania Rules of Criminal Procedure,
arguing that the Commonwealth had failed to prove beyond a reasonable doubt
that a certain sample of blood subjected to a BAC test was Defendant's and had
thus failed to prove beyond a reasonable doubt the blood alcohol level of
Defendant.6 The Honorable Edgar B. Bayley of this court, who was the trial judge,
denied this motion by an order dated August 28, 2000.7 Defendant, a third
offender for purposes of the DUI mandatory sentencing law,8 was sentenced to
pay the costs of prosecution and a fine, and to undergo a term of imprisonment of
90 days to 23 months.9
Defendant filed a notice of appeal from the judgment of sentence to the
Pennsylvania Superior Court on September 29, 2000,~° and later filed a Brief
Statement of Matter Complained upon Appeal [sic] setting forth the following
reasons for the appeal:
I. Was the Information defective in that it failed to contain a to wit clause?
II. Did the court err when it denied Defendant's request to have his case
dismissed pursuant to Rule 11007
4 Motion To Dismiss Pursuant to Rule 1100(G), filed Jul. 12, 2000.
5 Order of Ct., July 17, 2000.
6 Motion for Judgment of Acquittal Pursuant to Rule 1125 of the Pennsylvania Rules of
Criminal Procedure, filed Jul. 25, 2000.
? Order of Ct., Aug. 28, 2000.
8 N.T. Sentencing Hr'g., Aug. 29, 2000 at 2.
9 Id. at 3.; Order of Ct., Aug. 29, 2000.
l0 Notice of Appeal, filed Sep. 29. 2000.
2
TTT. Did the court err when it denied Defendant's motion for judgment of
acquittal based upon the sufficiency of the evidence in regards to
Defendants' [sic] blood alcohol content at the time the crime is alleged
to have been committed?~
In response to this statement of matters complained of, opinions were filed
pursuant to Pennsylvania Rule of Appellate Procedure 1925 in support of the
rulings on the issues of the sufficiency of the evidence and Defendant's Rule T TOO
motion, by Judge Bayley and by the writer of this opinion.~2
Upon consideration of Defendant's appeal, the Pennsylvania Superior
Court quashed the appeal sua s£onte, noting that it had not been filed within the
thirty-day period provided for in the Rules of Appellate Procedure.~3 Subsequent
to this, Defendant filed in this court a Petition for Leave To File Appeal Nunc pro
Tune,TM which was granted without a hearing.~5 The Pennsylvania Superior Court
once again quashed the appeal, explaining
[t]he law is clear that a criminal defendant who neglects to file a
timely appeal is limited to seeking an appeal nunc pro tune via a
petition under the Post Conviction Relief Act .... The certified
record reveals that appellant did not file a PCRA petition, nor did
the trial court consider appellant's motion in the context of the
PCRA.16
Defendant, having retained new counsel,~7 then filed the Petition for Post
Conviction Relief Pursuant to the Post Conviction Relief Act sub judice,
~ Brief Statement of Matter Complained upon Appeal, filed Oct. 25, 2000.
~2 Opinion Pursuant to Pennsylvania Rule of Appellate Procedure 1925, Dec. 18, 2000
(Bayley, J.) (addressing the sufficiency of evidence issue); See Opinion Pursuant to Pa.
RAP. 1925, Dec. 15, 2000 (Oler, J.) (addressing the Rule 1100 issue).
~3 Memorandum Opinion, Commonwealth v. Stone, 1772 MDA 2000 at 3, Feb. 6, 2002;
see also Pa. RAP. 105(b) & 903(a)..
14 Petition for Leave to File Appeal Nunc pro Tunc, filed Feb. 17, 2002.
~5 Order of Ct., Mar. 18, 2002.
~6 Memorandum Opinion, Commonwealth v. Stone, 478 MDA 2002 at 2, Nov. 12, 2002.
l? N.T., Hr'g, Jun. 12, 2003 (hereinafter N.T. ~) At the time of the drafting of this
opinion, the transcript of the hearing had not yet been filed.
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requesting that the court issue an order allowing him to file a direct appeal nunc
pro tunc.~8 This court held a hearing on the PCRA petition on June 12, 2003.
The evidence that was presented at the hearing on this petition may be
summarized as follows: Defendant's trial counsel testified that Defendant had
informed him, at the beginning of the attorney-client relationship, of Defendant's
desire to appeal the case on grounds that counsel thought appropriate, if he failed
to obtain an acquittal at trial. ~9 Similarly, Defendant testified that he had instructed
his attorney to file an appeal,2° that he himself had possessed no knowledge of
court procedures,2~ and that he had assumed his counsel would take the requisite
steps to properly file the appeal.~ No evidence to the contrary was presented by
the Commonwealth, and the court found both witnesses credible.
The appeal requested by Defendant was not properly filed, as a
consequence of which it was quashed.~3
DISCUSSION
Statement of the Law
With respect to the effect of an attorney's failure to file a requested direct
appeal in a criminal case, the Pennsylvania Supreme Court has set forth the
following rule:
[W]e hold that, where there is an unjustified failure to file a
requested direct appeal, the conduct of counsel falls beneath the
range of competence demanded of attorneys in criminal cases,
denies the accused the assistance of counsel guaranteed by the Sixth
Amendment to the United States Constitution and Article I, Section
9 of the Pennsylvania Constitution, as well as the right to direct
~8 Petition for Post Conviction Relief Pursuant to the Post Conviction Relief Act, filed
Mar. 14, 2003.
19 N.T.
20 N.T.
21 N.T.
22 N.T.
23 Memorandum Opinion, Commonwealth v. Stone, 1772 MDA 2000, Feb. 6, 2002.
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appeal under Article V, Section 9, and constitutes prejudice for
purposes of Section 9543(a)(2)(ii) [of the Post Conviction Relief
Act]. Therefore, in such circumstances, and where the remaining
requirements of the PCRA are satisfied, the petitioner is not required
to establish his innocence or demonstrate the merits of the issue or
issues which would have been raised on appeal.
Commomvealth v. Lantzy, 558 Pa. 214, 226-227, 736 A.2d 564, 572 (1999)
(footnotes omitted). The Lantzy Court further explained that "the failure to perfect
the requested appeal is the functional equivalent of having no representation at all
.... "Id at 225, 736 A.2d at 571, citingEvits v. Lucey, 469 U.S. 387, 396-97, 105
S. Ct. 830, 836, 83 L. Ed. 2d 821,830 (1985).
Application of the Law to Facts
In the present case, Defendant's counsel failed to properly file the appeal
requested by Defendant by doing so in a timely manner. This was, in the court's
view, the equivalent of not having filed an appeal at all, for purposes of Lantzy,
and represented ineffective assistance entitling Defendant to the limited relief
provided for hereafter.
ORDER OF COURT
AND NOW, this 17th day of June, 2003, upon consideration of Defendant's
Petition for Post Conviction Relief Pursuant to the Post Conviction Relief Act, and
for the reasons stated in the accompanying opinion, the petition is granted and
Defendant is given thirty days from the date of this order to file a direct appeal to
the Superior Court of Pennsylvania nunc pro tune.
BY THE COURT,
Jaime M. Keating, Esquire
Chief Deputy District Attorney
/s/J. Wesley Oler, Jr.
J. Wesley Oler, Jr., J.
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Nathan C. Wolf, Esquire
35 East High Street
Carlisle, PA 17013
Attorney for Defendant
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COMMONWEALTH
Vo
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
JOHN EDWARD STONE,:
JR.
NO. 99-2243 CRIMINAL TERM
IN RE: PETITION FOR POST CONVICTION RELIEF
BEFORE OLER, J.
ORDER OF COURT
AND NOW, this 17th day of June, 2003, upon consideration of Defendant's
Petition for Post Conviction Relief Pursuant to the Post Conviction Relief Act, and
for the reasons stated in the accompanying opinion, the petition is granted and
Defendant is given thirty days from the date of this order to file a direct appeal to
the Superior Court of Pennsylvania nunc pro tunc.
BY THE COURT,
Jaime M. Keating, Esquire
Chief Deputy District Attorney
Nathan C. Wolf, Esquire
35 East High Street
Carlisle, PA 17013
Attorney for Defendant
J. Wesley Oler, Jr., J.