HomeMy WebLinkAboutCP-21-CR-0152-2008
COMMONWEALTH : IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
V. :
:
SCOTT M. CARLSON : CP-21-CR-0152-2008
IN RE: POST-SENTENCE MOTION OF DEFENDANT
OPINION AND ORDER OF COURT
Bayley, J., March 5, 2009:--
September 10, 2008,
On defendant, Scott M. Carlson, was convicted by a jury
1
on counts of criminal attempt to theft by deception, exceeding $2,000, criminal
2
conspiracy to theft by deception, exceeding $2,000, criminal solicitation to tampering
3
with public records or information, criminal conspiracy to tampering with public records
45
or information, criminal solicitation to tampering with or fabricating physical evidence,
6
criminal conspiracy to tampering with or fabricating physical evidence, and obstruction
7 December 30, 2008
of administration of law or other governmental functions. On , on
__________
1
18 Pa.C.S. §§ 901, 3922(a)(1), (3).
2
18 Pa.C.S. §§ 903(a)(1), 3922(a)(1), (3).
3
18 Pa.C.S. §§ 902, 4911.
4
18 Pa.C.S. §§ 903(a)(1), 4911.
5
18 Pa.C.S. §§ 902, 4910.
6
18 Pa.C.S. §§ 903(a)(1), 4910.
7
18 Pa.C.S. §§ 5101, 306.
CP-21-CR-0152-2008
the count of criminal conspiracy to theft by deception, a felony in the third degree,
defendant was sentenced to pay the costs of prosecution and undergo imprisonment in
the Cumberland County Prison for a term of not less than four months nor more than
twenty-three months. On the count of criminal conspiracy to tampering with public
records or information, a felony in the third degree, defendant was sentenced to pay
the costs of prosecution, a fine of $500 and undergo imprisonment in the Cumberland
County Prison for a term of not less than three months nor more than twenty-three
months to run concurrent to the first sentence. On the remaining five counts for which
defendant was convicted, he was sentenced to pay the costs of prosecution. On
January 9, 2009
, defendant filed a post-sentence motion pursuant to Pa.R.Crim.P.
720. The issues raised are ready for decision.
The evidence in a light most favorable to the Commonwealth was as follows.
Sarah Haselhorst, an E-4 communications specialist in the United States Army, was
married with three children. In the late summer of 1997, she met defendant, Major
Scott M. Carlson, who was the Executive Officer of her Battalion. By the latter part of
November 1997 they had a sexual relationship. Haselhorst gave birth to a daughter
Alysha on August 25, 1998. Haselhorst’s husband had a vasectomy approximately two
months before she became pregnant. A DNA test showed that her husband was not
Alysha’s father. Defendant acknowledged to Sarah Haselhorst that he was Alysha’s
father. He set up an allotment which began with $150 a month child support. He
subsequently raised the allotment to $250 and then $400. In the spring of 2006,
-2-
CP-21-CR-0152-2008
Haselhorst asked defendant to raise the amount to $600. When he did not respond,
she commenced a child support action against him in Virginia on December 5, 2006.
By this time, defendant was a Colonel and a student at the United States Army War
College in Carlisle, Cumberland County. A court in Virginia transferred the support
case to the Court of Common Pleas of Cumberland County. The transmittal set forth
that the father named on the birth certificate was not defendant and that paternity had
8
to be established. An order was entered directing defendant to appear in the Domestic
Relations Office for a child support conference on February 14, 2007. Defendant
phoned a Domestic Relations Officer requesting a continuance. He said that he was
going to contest paternity and wanted testing. Subsequently, a time was set for him to
appear in the Domestic Relations Office to provide a sample of his blood for paternity
testing.
Colonel Bruce Adkins was a student in the same class at the United States Army
War College, where he met defendant. Defendant asked Adkins to take the blood test
for him and Adkins agreed. Defendant drove Adkins into Carlisle on April 24, 2007. He
gave Adkins his driver’s license which was needed for identification, saying that it was
a bad picture and the support personnel would not realize that it was not him. Adkins
left all of his identification in defendant’s vehicle and went into the support office. He
identified himself as Scott Carlson. He was photographed and fingerprinted, his blood
__________
8
Defendant stopped making voluntary child support payments to Haselhorst after
December, 2006.
-3-
CP-21-CR-0152-2008
was drawn, and he signed Carlson’s name on the documentation accompanying the
transaction. He then left the support office and went to defendant’s vehicle. He gave
defendant back his driver’s license and got all of his identification, after which
defendant drove him away.
Blood was drawn from Haselhorst and Alysha in Virginia. DNA tests on all three
samples excluded defendant as the father of Alysha. An order of court was entered
setting forth that defendant was not the biological father of Alysha Haselhorst, and the
child support action was dismissed. Thereafter, the photograph taken of Adkins at the
support office was shown to Haselhorst who said that it was not Carlson. Adkins was
subsequently identified. He confessed his involvement in posing as Carlson when
blood was drawn from him on April 24, 2007. Adkins was arrested on charges similar
to those filed against defendant. He testified for the Commonwealth at the trial of
defendant.
I.
Defendant maintains that he is entitled to a judgment of acquittal. The test for
determining the sufficiency of the evidence, viewing the evidence in a light most
favorable to the verdict winner, is whether the jury reasonably could have concluded
that all of the elements of the crime were established beyond a reasonable doubt.
Commonwealth v. Robinson,
721 A.2d 344 (Pa. 1998). The credibility of witnesses is
Id.
for the jury which can believe all, part, or none of the evidence.
Defendant maintains generally that he is entitled to a judgment of acquittal
-4-
CP-21-CR-0152-2008
because the theory of the Commonwealth’s case “simply did not make sense.” That
nonsensical averment does not require any analysis. Defendant specifically challenges
the sufficiency of the evidence to support his convictions for criminal conspiracy,
obstruction of administration of law or other governmental functions, and theft. As to
criminal conspiracy, he avers:
“The essence of a criminal conspiracy is a common understanding,
no matter how it came into being, that a particular criminal objective be
accomplished.” Commonwealth v. Johnson, 719 A.2d 778, 784-85 (Pa.
Super. 1998) (en banc) (emphasis added).
In this case, the Commonwealth offered no evidence that Mr.
Adkins, the only alleged co-conspirator, had any criminal intent. In fact,
the Commonwealth argued, and Mr. Adkins testified, that he did not think
that he was doing anything illegal.
Because there is no evidence of any shared criminal intent, the
evidence is insufficient to support the Conspiracy convictions.
Pursuant to 18 Pa.C.S. Section 903, the jury was charged:
A person is guilty of conspiracy with another person to commit a
crime if with the intent of promoting or facilitating its commission he:
(1) Agrees with such other person or persons that they or one of
will engage in conduct which constitutes such crime
them or an
attempt or solicitation to commit such crime, or (2) agrees to aid such
other person in planning or commission of such a crime or of an attempt
or solicitation to commit such crime.
In order to be guilty of conspiracy to commit a crime there must
have been an overt act in pursuance of such conspiracy done by
defendant or by a person with whom defendant conspired.
(Emphasis added.)
There was evidence that showed that defendant and Adkins agreed that Adkins
would represent himself as defendant while providing blood that was being taken for
-5-
CP-21-CR-0152-2008
the purpose of determining whether defendant was the father of Alysha Haselhorst. In
furtherance of that agreement Adkins did exactly that; he engaged in conduct which
constituted a crime. The self-serving testimony of Adkins that he did not think that what
he was doing was illegal does not affect the illegality of defendant’s conduct in
conspiring with Adkins to commit an actual crime for which an overt act in pursuance of
that conspiracy was committed.
As to obstruction of administration of law or other governmental function,
defendant avers:
A person can only be liable as an accomplice if the crime “is
committed by . . . the conduct of another person for which he is legally
accountable.” 18 Pa. C.S. A. § 306 (emphasis added).
To commit an Obstruction of Law or Other Government Function, a
person must “intentionally obstruct [] . . . the administration of law or other
governmental function by . . . any [] unlawful act . . . .” 18 Pa.C.S.A. §
5101.
In this case, the Commonwealth presented no evidence that Mr.
Adkins intended to obstruct any government function. In fact, Mr. Adkins
testified that he did not believe the DRO was a government building at all.
Moreover, no obstruction occurred because, as explained above,
the paternity test was immaterial to any child custody action, and the
order that he submit to a paternity test was unlawful.
In addition, Obstruction of Law is the only crime that the
Commonwealth claimed was actually committed as all other convictions
were for inchoate crimes. Accordingly, the Commonwealth did not put
forth any evidence that the law was obstructed by an “unlawful act.”
Pursuant to 18 Pa.C.S. Sections 5101, 306, the jury was charged:
A principal is a person who commits a crime. An accomplice is a person
-6-
CP-21-CR-0152-2008
who aids and abets the commission of that crime. A person is guilty as an
accomplice of obstructing administration of law or other government
function if that person aids or abets the principal who intentionally
obstructs, impairs or perverts the administration of law or other
governmental function by interference or any other unlawful act. The
Commonwealth alleges that David Adkins while aided and abetted by
defendant intentionally interfered with and committed an unlawful act or
acts in presenting himself to the Domestic Relations Office, a
governmental function, during paternity testing as Scott M. Carlson and
committing the unlawful acts of tampering with public records or
information and tampering with or fabricating physical evidence.
A person acts intentionally if it is his conscious object and purpose
to do something.
The governmental function was the paternity testing that defendant, as an
accomplice of Adkins, intentionally obstructed by Adkins misrepresenting himself as
defendant. Therefore, the evidence was sufficient to support the conviction of criminal
conspiracy to obstruction of administration of law or other governmental functions.
As to theft by deception, defendant avers:
In addition, the Commonwealth’s evidence is legally insufficient to
show that [defendant] solicited or attempted to commit a Theft by
Deception.
theft
Under 18 Pa.C.S.A. § 3922(a), “A person is guilty of if he
intentionally obtains or withholds property of another by deception.”
(emphasis added).
Because [defendant’s] money was not the “property of another,” he
could not have attempted or conspire to commit a Theft by Deception.
Under the Commonwealth’s interpretation, every person who does
not pay a debt would commit a theft. See 18 Pa.C.S.A. § 3921 (defining
theft as “exer[ting] unlawful control over, movable property of another with
intent to deprive him thereof . . . [or] over, immovable property of another
. . . with intent to benefit himself. . . .”).
-7-
CP-21-CR-0152-2008
Pursuant to 18 Pa.C.S. Sections 3922(a)(1), 901 and 903, the jury was charged
as follows on attempted theft by deception and conspiracy to theft by deception:
A principal is a person who commits a crime. An accomplice is a
person who aids and abets the commission of that crime. A person is
guilty as an accomplice to attempted theft by deception if he aids and
abets a principal who intentionally attempts to withhold property of
The claimed property attempted to be withheld
another by deception.
is court ordered child support for Sarah Haselhorst.
A person
deceives if he intentionally creates or reinforces a false impression. In
this case it is claimed that the false impression is that defendant is not the
biological father of Aylsha Haselhorst. A person acts intentionally when it
is his conscious object or purpose to do something. A person attempts to
do something when, with intent to commit a specific crime, he does any
act which constitutes a substantial step toward the commission of that
crime.
If defendant conspired with Bruce Adkins to theft by deception and
an overt act was performed by either defendant or Bruce Adkins or both in
an attempt to theft by deception, defendant would be guilty of conspiracy
The claimed theft by deception attempted is the
to theft by deception.
withholding of property of another by deception. The property
claimed as withheld is court ordered child support for Sarah
Haselhorst.
A person deceives if he intentionally creates or reinforces a
false impression. The false impression claimed is that defendant is not
the biological father of Aylsha Haselhorst.
A person acts intentionally if it is his conscious object and purpose
to do something.
(Emphasis added.)
The Crimes Code, at 18 Pa.C.S. Section 3922, provides:
(a) Offense defined.—A person is guilty of theft if he intentionally
obtains or withholds property of another by deception. A person deceives
if he intentionally:
(1) creates or reinforces a false impression, including false
impressions as to law, value, intention or other state of mind; but
deception as to a person’s intention to perform a promise shall not
be inferred from the fact alone that he did not subsequently
perform the promise;
-8-
CP-21-CR-0152-2008
(2) prevents another from acquiring information which
would affect his judgment of a transaction; or
(3) fails to correct a false impression which the deceiver
previously created or reinforced, or which the deceiver knows to be
influencing another to whom he stands in a fiduciary or confidential
relationship.
The attempted theft by deception and conspiracy to theft by deception was the
withholding of property (court ordered child support) of another (Sarah Haselhorst) by
deception. Therefore, there was sufficient evidence to support defendant’s convictions
for attempted theft by deception and criminal conspiracy to theft by deception.
Defendant avers that “[n]o Theft by Deception can occur if the falsity is to
matters having no pecuniary significance, and [t]he misrepresentation was immaterial
to the action for child support because [defendant] was liable for child support,
regardless of biology, based on paternity by estoppel.” To argue that court ordered
child support is of no pecuniary significance is absurd. Based on the evidence, the jury
found that the child support withheld exceeded $2,000. As to paternity by estoppel, the
evidence was that the support officer did not know that defendant had made private
payments of child support for Alysha. The transmittal from the court in Virginia set forth
that paternity had to be established. Defendant stated to his support officer that he was
contesting paternity and he wanted testing. Whether the Commonwealth could have
proceeded to establish defendant’s liability for child support on the basis of paternity by
estoppel was not relevant. Clearly, defendant, acting as an accomplice with and in
conspiracy with Adkins, created a false record as to a paternity test which resulted in
-9-
CP-21-CR-0152-2008
the support action by Haselhorst being dismissed.
Defendant avers that the prosecutor, by pursuing these criminal charges, acted
as a debt collector for the Domestic Relations Office in violation of the due process
clause in the United States Constitution and the Constitution of Pennsylvania. This is
another absurd position taken by defendant. The prosecutor has full authority to seek
the conviction of defendant for all the crimes he was charged, including theft. When
there is a theft there is a loss to the victim caused by the criminal conduct of the
9
defendant. The criminal prosecution was not over a debt.
II.
Defendant maintains that he is entitled to a new trial because:
This Court declined to instruct the jury on paternity by estoppel.
This Court likewise declined to instruct the jury on the concept of
materiality, an element of theft.
As explained above, if the jury found that [defendant] was estopped
from denying paternity, then the test would be immaterial and he could not
have committed a Theft by Deception.
Further, if the jury found that the DRO lacked authority to order the
test due to paternity by estoppel, then the [defendant] could not have
obstructed any lawful government function, fabricated any even
potentially lawful or admissible evidence, or fabricated any lawful
government record.
Accordingly, the [defendant] did not have a fair trial as the jury was
not charged on such a critical element to his defense.
The court’s charge did instruct the jury on the concept of materiality. It stated:
__________
9
It appears from the written post-sentence motion that defendant maintains that this
prosecution was improper because the part-time district attorney who prosecuted him is
also legal counsel to the Cumberland County Support Office. Defendant made no pre-
trail motion to disqualify the Assistant District Attorney or otherwise disqualify the
District Attorney of Cumberland County from prosecuting him. Any such issue is
waived.
-10-
CP-21-CR-0152-2008
“The claimed theft by deception attempted is the withholding of property of another by
deception. The property claimed as withheld is court ordered child support to Sarah
Haselhorst.” The rest of the averments in support of a new trial are a rehash of the
averments that defendant made in support of his motion for a judgment of acquittal.
For the reasons previously set forth, they have no merit.
-11-
CP-21-CR-0152-2008
III.
Defendant avers:
Incarceration is impermissible unless “probation would be
inappropriate” 42 Pa.C.S.A. § 9724.
Under 42 Pa.C.S.A. § 9722, this court must accord weight in favor
of an order of probation to the following highly relevant facts: (1) no one
was seriously harmed; (2) the victim has been fully compensated for any
injury; (3) [defendant] has no criminal record; (4) as paternity is now
established, the underlying criminal conduct is extremely unlikely to recur;
and (5) the [defendant’s] impeccable character is evidence that he will not
violate any law in the future.
Therefore, [defendant] should not have received any period of
incarceration because probation is clearly appropriate.
Defendant has a jaundice view of what harm is. He stopped making voluntary
child support payments to Haselhorst after December, 2006. As a result of the crimes
he committed, her child support action was dismissed. It was only reinstated after
defendant’s crimes were discovered. Apparently, defendant thinks that he has
impeccable character because he was a Colonel in the United States Army and
provided many years of service to the government. Defendant conveniently forgets that
while he was married and a Major in the United States Army, he had a sexual liaison
with a married enlisted soldier in his chain of command. Character is not defendant’s
forte.
The minimum sentence guidelines for the felony three criminal conspiracy to
theft by deception are: mitigated, none; standard, RS-9; and aggravated, 12. For the
felony three criminal conspiracy tampering with public record or information they are
mitigated, none; standard, RS-3; and aggravated, 6. The court was in receipt of a pre-
-12-
CP-21-CR-0152-2008
sentence investigation report at the time the sentences were entered. At sentencing,
the court told defendant:
The sentences of imprisonment I imposed are Pennsylvania
guideline sentences for a crime, in my opinion, that struck at the heart of
the government’s responsibility of securing child support for those
entitled. If the result sought would have been realized, the crime would
have had a dramatic impact on the life of the victim. I feel the sentence
under the circumstances is consistent with the protection of the public and
consistent with the rehabilitative needs of defendant.
These sentences were consistent with the protection of the public, the gravity of
the offenses as they related to the impact on the life of the victim and on the
community, in this case the government, and the rehabilitative needs of defendant.
They were appropriate and within the discretion of the court.
ORDER OF COURT
AND NOW, this day of March, 2009, the motion of defendant
IS DENIED.
for post-sentence relief,
By the Court,
Edgar B. Bayley, J.
Derek Clepper, Esquire
For the Commonwealth
Dennis E. Boyle, Esquire
For Defendant
:sal
-13-
COMMONWEALTH : IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
V. :
:
SCOTT M. CARLSON : CP-21-CR-0152-2008
IN RE: POST-SENTENCE MOTION OF DEFENDANT
ORDER OF COURT
AND NOW, this day of March, 2009, the motion of defendant
IS DENIED.
for post-sentence relief,
By the Court,
Edgar B. Bayley, J.
Derek Clepper, Esquire
For the Commonwealth
Dennis E. Boyle, Esquire
For Defendant
:sal