HomeMy WebLinkAbout2003-0369 CivilTHOMAS A. FULMER and DIANE
S. FULMER,
Plaintiffs
VS.
PNC BANK, N.A. and FRANK
DESTEFANO,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
03-0369 CIVIL
MOTION FOR JUDGMENT ON THE PLEADINGS
BEFORE BAYLEY AND HESS. J.J.
MEMORANDUM AND ORDER
In this case, the plaintiffs entered into loan agreements with the defendant, PNC Bank. In
December 2001, the defendant declared the plaintiffs in default of their agreements claiming that
they had failed to provide required financial documentation and failed to maintain a ratio of cash
flow to debt. The plaintiffs allege that they had provided all of the information which PNC Bank
officers had sought and that the bank simply concocted an excuse to terminate their loans.
The plaintiffs filed a complaint on or about January 23, 2003, alleging three causes of
action against the defendant. Count I alleges that the bank was negligent in handling the
plaintiffs' account. Count II alleges the breach of a fiduciary duty on the part of the defendant.
Count III alleges breach of contract. Pending before the court is a motion of the defendants for
judgment on the pleadings.
The parties have agreed that Frank DeStefano, sued in his individual capacity, may be let
out of the case. Our order will so reflect.
We agree with the defendants that Count II of the plaintiffs' complaint should be
dismissed. In Cortez v. Keystone Bank, Inc., 2000 U.S. Dist. LEXIS 5705, 24 (E.D. Pa. 2000),
the plaintiffs alleged that the defendant bank breached a fiduciary duty owed to them beyond
03-0369 CIVIL
their lending contract. The court, in holding that the bank had no such duty, stated that "[a]
fiduciary duty arises from a special relationship of trust and confidence in which there is
confidence reposed by one side and domination and influence exercised by the other." Cortez,
at 27. According to the court, "Pennsylvania law follows the 'well recognized principle that a
lender is not a fiduciary of the borrower' unless the lender gains 'substantial control' over the
borrower's business affairs." Id. The court in Cortez found no evidence that the bank had
gained such control over the plaintiff' s affairs and there was no indication that there was any
relationship other than the conventional borrower and lender relationship. Id. Likewise, in the
present action, there is no allegation that the defendant had substantial control over the plaintiffs'
business affairs, nor is there anything to suggest that this was more than a traditional borrower
and lender relationship. Consequently, defendant's motion to dismiss Count II should be
granted.
The defendant contends, also, that Count I, a claim in negligence, should be dismissed.
At this stage of the proceedings, we are, however, unable to agree that the "gist of the action" is
so clearly one of contract that the tort action cannot proceed. We will leave for another day the
question of whether the "gist of the action" doctrine or, if asserted, the economic loss doctrine,
precludes recovery in tort.
ORDER
day of January, 2004, the complaint as to the defendant, Frank
AND NOW, this
DeStefano, is DISMISSED.
The defendants' motion for judgment on the pleadings with respect to Count II is
GRANTED and the plaintiffs' claim for breach of fiduciary duty is DISMISSED.
2
The balance of the defendams' motion for judgmem on the pleadings is DENIED.
BY THE COURT,
Kevin A. Hess, J.
John Fenstermacher, Esquire
For the Plaimiffs
Michael J. Donohue, Esquire
For the Defendams
:rlm
THOMAS A. FULMER and DIANE:
S. FULMER,
Plaintiffs
VS.
PNC BANK, N.A. and FRANK
DESTEFANO,
Defendants
AND NOW, this
DeStefano, is DISMISSED.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
03-0369 CIVIL
MOTION FOR JUDGMENT ON THE PLEADINGS
BEFORE BAYLEY AND HESS. J.J.
ORDER
day of January, 2004, the complaint as to the defendant, Frank
The defendants' motion for judgment on the pleadings with respect to Count II is
GRANTED and the plaintiffs' claim for breach of fiduciary duty is DISMISSED.
The balance of the defendants' motion for judgment on the pleadings is DENIED.
BY THE COURT,
John Fenstermacher, Esquire
For the Plaintiffs
Michael J. Donohue, Esquire
For the Defendants
:rlm
Kevin A. Hess, J.