HomeMy WebLinkAbout00-2841 CivilCARMEN F1NESTRA
CANDACE AUSTIN EITLER,
JACK GAUGHEN, INC. t/d/b/a
JACK GAUGHEN REALTOR ERA,:
Or its successor in interest, and
HOUSE MASTER OF AMERICA,
INC.
M.C. WALKER REALTY,
MICHAEL G. BENNETT, and
PAULA CAMPLESE-LEADER
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2000-2841 CIVIL
CIVIL ACTION - LAW
IN RE: MOTION FOR SUMMARY JUDGMENT OF
DEFENDANT JACK GAUGHEN, INC.
BEFORE BAYLEY, GUIDO, JJ.
OPINION AND ORDER OF COURT
This action arises out of the sale of residential real estate located at 205 North 34th
Street in the Borough of Camp Hill (hereinafter "the property"). Shortly after settlement
the basement flooded. The purchaser (Plaintiff Finestra) filed suit against both the seller
(Defendant Eitler) and her agent (Defendant Gaughen). The action against Defendant
Gaughen alleges fraud and misrepresentation as well as violations of the Unfair Trade
Practices and Consumer Protection Law ("UTPCPL"). ~ Currently before us is the motion
for summary judgment filed by Defendant Gaughen. For the reasons hereinafter set
forth, the motion will be denied.
~ 73 P.S. § 201-1, et. seq.
NO. 2000-2841 CIVIL
follows:
STANDARD OF REVIEW
Pennsylvania Rule of Civil Procedure 1035.2 provides, in relevant part, as
Rule 1035.2
After the relevant pleadings are closed, but within such time as not to
unreasonably delay trial, any party may move for summary judgment
in whole or in part as a matter of law
(1)
(2)
whenever there is no genuine issue of any material fact as to a
necessary element of the cause of action or defense which could be
established by additional discovery or expert report, or
if, after the completion of discovery relevant to the motion,
including the production of expert reports, an adverse party who
will bear the burden of proof at trial has failed to produce evidence
of facts essential to the cause of action or defense which in a jury
trial would require the issues to be submitted to a jury.
Pa. R.C.P. 1035.2. In determining whether to grant a motion for summary judgment we
must view the record in the light most favorable to the non-moving party. Ertel v. Patriot
News, Co., 544 Pa. 93 674 A.2d 1038 (1966). Summary judgment may only be granted
in cases that are clear and free from doubt, d.H. Ex Re/. Hoffman v. Pellak, 764 A.2d 64
(Pa. Super. 2000).
FACTUAL BACKGROUND
We will summarize the facts in the light most favorable to the plaintiff.
Gaughen's agent Beth Williamson was a long time friend of Defendant Eitler.
Williamson acted as her agent when she purchased the property in 1996. As part of the
agreement of sale for that transaction, a professional home inspection was conducted.
The inspection report noted "extensive water accumulation in family room basement.''2
It went on to provide:
Plaintiff's Appendix, Exhibit 5, p. 5.
NO. 2000-2841 CIVIL
Need 2-3 estimates on waterproofing basement. Water
penetration from poor surface drainage because of oversized
decking and landscaping and window wells.
(emphasis added).3 Armed with those results, Williamson negotiated an addendum to the
contract which resulted in a substantial reduction of the purchase price.4
When Defendant Eitler decided to sell the property in 1999, she again sought the
assistance of her friend Beth Williamson. Williamson provided her with a form entitled
"Seller's Property Disclosure Statement.''5 Defendant Eitler completed the form and
returned it to Williamson, who eventually provided it to plaintiff' s agent as part of the
transaction at issue. Paragraph 4 of the Disclosure Statement required the disclosure of
any dampness or water problems in the basement. Defendant Eitler answered paragraph
4, in relevant part, as follows:
Previous owner had water in basement. Was due to improper
installation of down spouts. Problem fixed and no further water
problem since 1996.
(emphasis added).6 Williamson was aware of the above response. Furthermore, although
she was aware that none of the measures recommended in the 1996 home inspection
report had been taken, Williamson provided the Disclosure Statement to plaintiff' s agent
without any mention of those problems or reference to that report.
A heavy rain occurred within two months after settlement. Plaintiff experienced
severe flooding in the basement. According to his expert, the flooding resulted in large
part because of the oversized deck, the same condition identified in the 1996 home
inspection report.
Plaintiff s Appendix, Exhibit 5, p. 5.
Plaintiff s Appendix, Exhibit 3.
Defendant's Appendix, Exhibit 4.
Defendant's Appendix, Exhibit 4.
NO. 2000-2841 CIVIL
DISCUSSION
Plaintiff' s claims against Defendant Gaughen are all based upon the alleged
fraudulent actions of its agent Williamson.7 The elements of fraud have been set forth by
our Supreme Court as follows:
(1) a representation; (2) which is material to the transaction at hand;
(3) made falsely, with knowledge of its falsity or recklessness as to
whether it is true or false; (4) with the intent of misleading another
into relying on it; (5) justifiable reliance on the misrepresentation;
and (6) the resulting injury was proximately caused by the reliance.
Gibbs v. Ernst, 538 Pa. 193, 207, 647 A.2d 882, 889 (1994).
Defendant Gaughen argues that it is entitled to summary judgment because the
record is devoid of any evidence that its agent knowingly misrepresented any aspect of
the property. It also contends that plaintiff could not justifiably rely on the Seller' s
Disclosure. Defendant Gaughen's first argument is easily dismissed. Upon close
examination of the law and evidence, we find the "lack of reliance" argument to be
equally without merit.
In the instant case, the evidence viewed in the light most favorable to plaintiff
clearly establishes that Gaughen's agent was aware of a significant water problem on the
property in 1996. She was also aware that the problem was caused by the oversized deck.
At the time of the transaction at issue, she knew the deck still existed and that the
basement had not been waterproofed. Yet she delivered the Seller's Disclosure
Statement which, while acknowledging the water problem, made no mention of the
7 Count 2 of the complaint sounds in common law fraud while Count 3 alleges a violation of the UTPCPL,
which is also based upon fraud. "In order to state a claim under the catchall provision of the Unfair Trade
Practices and Consumer Protection Law, a plaintiff must prove the elements of common law fraud." Booze
v. Allstate Insurance Co. 750 A.2d 877, 880 (Pa. Super. 2000).
NO. 2000-2841 CIVIL
previously identified cause and suggested remedies. To the contrary, it affirmatively led
plaintiff to believe that the problem had been remedied by replacing the downspouts.
The Superior Court recently noted;
In real estate transactions, fraud arises when (one) knowingly makes a
misrepresentation, undertakes a concealment calculated to deceive, or
commits non-privileged failure to disclose. Sewak v. Lockhart, 699
A.2d 755, 759 (Pa. Super. 1997). "Fraud is a generic term used to
describe anything calculated to deceive, whether by single act or
combination, or by suppression of truth, or suggestion of what is false,
whether it be by direct falsehood or by innuendo, by speech or silence,
word of mouth, or look or gesture." Id. (quotation omitted).
Blumenstock, v. Gibson, 811 A.2d 1029, 1034 (Pa. Super. 2002). We are satisfied that
there is sufficient evidence to allow the jury to conclude that the actions of Gaughen' s
agent Williamson met the above definition of"fraud".
Whether there is sufficient evidence of plaintiff' s justifiable reliance is somewhat
more problematic. We start by noting that plaintiff claims to have relied on the
assurances contained in the Seller' s Disclosure Statement to the effect that the water
problem had been resolved with the repair of the downspouts. Under normal
circumstances, this would be sufficient to create a jury question as to whether the reliance
was justifiable. 8 However, we are dealing with an agreement which contained release
8 We are not impressed by defendant's argument that plaintiff's reliance is disproved by the fact that he had
an independent home inspection performed. This is evidence favorable to the defendant which may be
considered by a jury in reaching the ultimate verdict. However, it may not be considered by us in ruling
upon this motion for summary judgment.
NO. 2000-2841 CIVIL
inspection, and integration clauses.9 Pennsylvania Case Law "clearly holds that a party
cannot justifiably rely upon prior oral representations yet sign a contract denying the
existence of those representations." Blumenstock v. Gibson, supra. 811 A.2d at 1036. On
the other hand, "an exception to this general formulation.., has been created and
followed by the so-called real estate inspection cases; i.e., LeDonne v. Kessler, 256
Pa. Super. 280, 389 A.2d 1123 (1978), and its progeny." Id. These cases deal with the
type of release, inspection and integration clauses which are present in the case at bar. As
the Blumenstock Court noted:
The test enunciated for this type of case, as stated by the LeDonne
court, requires a balancing of the extent of the parties' knowledge of
objectionable conditions derived from a reasonable inspection against
the extent of the coverage of the contract's integration clause in order
to determine whether that party could justifiably rely upon oral
representations without insisting upon further contractual protection or
the deletion of an overly broad integration clause.
811 A.2d at 1037 (quoting from 1726 Cherry Street Partnership v. Bell At/antic
Properties, Inc. 439 Pa. Super. 141,653 A.2d 663, at 669-70 n, 6).
9 Paragraph 26 of the Agreement provides in relevant part as follows:
Buyer hereby releases, quit claims and forever discharges SELLER, ALL AGENTS, their
SUBAGENTS, EMPLOYEES, and any OFFICER or PARTNER of any one of them and any other
PERSON, FIRM, or CORPORATION who may be liable by or through them, from any and all
claims, losses or demands, including, but not limited to, personal injuries and property damage and
all of the consequences thereof, whether now known or not, which may arise from.., any defects or
conditions on the Property. This release shall survive settlement.
(emphasis in original). Paragraph 27 goes on to state:
(A) Buyer understands that any representations, claims, advertising, promotional activities, brochures
or plans of any kind made by Seller, Agents of their employees are not a part of this Agreement,
unless expressly incorporated or stated in this Agreement.
(B) It is understood that Buyer has inspected the Property before signing this Agreement of Sale
·.. or has waived the right to do so, and has agreed to purchase it in its present condition
unless otherwise stated in this Agreement. Buyer acknowledges that the Agents have not
made an independent examination or determination of the structural soundness of the
Property,...
(C) It is further understood that this Agreement contains the whole agreement between Seller and
Buyer and there are no other terms, obligations, covenants, representations, statements or
conditions, oral or otherwise of any kind whatsoever concerning this sale.
(emphasis in original).
NO. 2000-2841 CIVIL
We note that Le Donne, Cherry Street Partnership, and Blumenstock cases, supra,
all involved oral representations which were not made part of the contract. The central
question in those cases dealt with the admissibility of those oral representations.
Normally, they would be inadmissible under the parol evidence rule. l0 Applying the test
enunciated in that line of cases, we are satisfied that the parol evidence rule would not
preclude the admissibility of the representations contained in the Seller's Disclosure
Statement. ~ ~
In any event, we cannot hold as a matter of law that the plaintiff could not
justifiably rely upon the representations made in the Seller's Disclosure Statement.
Certainly, the evidence of water damage in the basement should have put him and/or his
inspectors on notice that a problem existed. However, the fact that the seller and her
agent represented that the problem had been fixed by replacing the downspouts is
sufficient to create a jury question as to whether his reliance was justifiable.
lO Black's Law Dictionary, 5a~ Edition, defines the "parol evidence rule" as follows:
This evidence nde seeks to preserve integrity of written agreements by refusing to permit
contracting parties to attempt to alter import of their contract through use of
contemporaneous oral declarations... Under this rule, when parties put their agreement
in writing, all previous oral agreements merge in the writing and a contract as written
cannot be modified or changed by parol evidence, in the absence of a plea of mistake or
fraud in the preparation of the writing. (emphasis added).
However, Pennsylvania law does not appear to limit the parol evidence rule to oral representations. The
nde seems to encompass a "extrinsic or parol evidence." See In re: Estate of Hale, 517 Pa. 115, 535 A.2d
47, 55 (1987). "Extrinsic evidence" is a broad term, defined as "external evidence, or that which is not
contained in the body of an agreement, contract and the like." Black's Law Dictionary, 5a~ Edition.
11 There is another basis for holding that the parol evidence rule does not bar the representations at issue.
Not only was the Seller's Disclosure Statement in writing, it was referenced several times in the contract.
Therefore, the representations contained therein were, arguably, incorporated by reference into the contract.
NO. 2000-2841 CIVIL
AND NOW, this
Summary Judgment is DENIED.
ORDER OF COURT
day of JUNE, 2003, Defendant Gaughen's Motion for
By the Court,
/s/Edward E. Guido
Edward E. Guido, J.
Paige Macdonald-Matthes, Esquire
Sharon M. O'Donnell, Esquire
J. Jay Cooper, Esquire
James L. Goldsmith, Esquire
Patricia Carey Zucker, Esquire
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