HomeMy WebLinkAboutCP-21-CR-2195-1998COMMONWEALTH
V.
RONNIE E. JOHNSON
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 98-2195 CRIMINAL
IN RE: OPINION PURSUANT TO Pa. R.A.P. 1925
Guido, J., January 8, 2004
On August 12, 2003, we denied Petitioner's Second Petition for Relief under the
Post Conviction Relief Act.~ Petitioner has filed this timely appeal in which he contends
that we erred in 1) finding that counsel's ineffectiveness after the entry of the guilty plea
had been fully litigated; 2) not approving sufficient funds to allow for scientific evidence
to show petitioner's innocence, 3) failing to find "manifest injustice" in the context of
petitioner's "invalid plea"; and 4) failing to find that petitioner had shown his innocence
by a preponderance of the evidence.2 We will address each allegation of error in the
opinion that follows. However, before we do, we feel that it is necessary to recount the
procedural and factual background of this case.
PROCEDURAL BACKGROUND
On July 9, 1999, petitioner entered a plea of guilty to one count of first degree
murder. He received a mandatory sentence of life imprisonment on that same date.
On August 11, 1999, this Court received a letter from petitioner in which he
requested the opportunity to withdraw his guilty plea and proceed to trial. Since the letter
was received more than thirty days after imposition of sentence, and since he made
42 Pa. C.S.A. § 9541, et seq.
See Concise Statement of Matters Complained of on Appeal.
NO. 98-2195 CRIMINAL
certain allegations regarding the effectiveness of his counsel, we treated it as a petition
under the Post Conviction Relief Act. We appointed new counsel to represent him and
granted sixty days to file an amended petition.
On December 22, 1999, an evidentiary hearing was held before this Court. At the
conclusion of the hearing we denied petitioner's claims for relief. He filed a timely
appeal to the Superior Court. On November 15, 2000, the Superior Court affirmed our
decision. On July 6, 2001, the Pennsylvania Supreme Court denied allocatur.
On September 3, 2002, petitioner filed the instant Petition for Relief under the
Post Conviction Relief Act. By order dated on September 19, 2002, we appointed
counsel to represent him. Counsel requested, and was granted, additional time to file an
amended petition. The amended petition was filed on November 15, 2002. Over the next
several months, numerous evidentiary hearings were scheduled. However, for various
reasons, no evidentiary hearing was actually held until May 22, 2003. At the conclusion
of that hearing we granted petitioner's request for funds to hire a firearms expert. After
review of the expert's report, and having heard argument from counsel, we denied the
PCRA petition on August 12, 2003. This timely appeal followed.
FACTUAL BACKGROUND
Petitioner was charged with criminal homicide and various related offenses
arising out of a shooting incident that occurred in a crowded park on Memorial Day in
1998. The Commonwealth had filed notice of its intention to seek the death penalty.
On July 9, 1999 the Commonwealth agreed to forego the death penalty in return
for a plea of guilty to first degree murder. The plea was in full satisfaction of the
NO. 98-2195 CRIMINAL
numerous charges which arose out of the shooting incident.3 The factual basis for the
plea was articulated by the District Attorney as follows:
MR. EBERT: The factual basis for this plea will be as follows, sir.
On May 25, 1998, shortly after 5:00 p.m., the Defendant, Ronnie
Eugene Johnson, and his Co-Defendant, Germane Watkins, entered
Memorial Park in the Borough of Carlisle, Cumberland County,
Pennsylvania.
The Defendant and Watkins were looking for Robert "Rocky"
Anderson to settle a dispute which had been ongoing over the
Memorial Day weekend. The Defendant was in possession of a .22
caliber revolver and Watkins was in possession of a .380 caliber semi-
automatic handgun.
Watkins approached Rock Anderson while Anderson was playing
basketball. This Defendant took up a position behind Watkins from
where this Defendant could see all that would transpire.
An argument ensued between Watkins and Rocky Anderson. In
the course of the argument, the Defendant and Watkins began to fire
their respective weapons. A bystander, the victim in this case,
Anthony Shannon Banks, was struck by a bullet and fell to the ground.
While Banks was lying on the ground, the Defendant walked
up to where Banks was lying and intentionally and with malice
shot Banks several more times striking him in vital parts of his
body including the back of his head.
Shannon Banks died from the Defendant's multiple gunshot
wounds specifically a .22 caliber bullet was removed from
Anthony Shannon Banks' brain. Dr. Wayne Ross, an expert
pathologist, determined that this wound was fatal.
That would be the extent of the factual basis of the plea, sir.
MR. GILROY: Your honor, ! have reviewed that with my client.
He has reviewed these facts, and we are satisfied after the extensive
discovery that we have conducted in this particular case that the facts
as presented by the Commonwealth are correct, and Mr. Johnson
stands before you today prepared to admit those facts.
MR. EBERT: One factor that ! - - in regard to this plea, obviously
- - it becomes patently obvious that the Commonwealth had filed a
notice of aggravating circumstances in this case and was seeking the
death penalty in this case.
Obviously as a part of the plea, the negotiated plea, ! will not be
pursuing the death penalty even based on this plea. This is for a set
sentence of life imprisonment pursuant to the statute.
3 Guilty Plea and Sentence Colloquy, July 9, 1999 pp. 2-3. The Commonwealth also accepted the plea in
full satisfaction of other charges that arose out of incidents that occurred during petitioner's incarceration
on those charges.
NO. 98-2195 CRIMINAL
THE COURT: Now, sir, you understand that you will be entering
a plea to murder in the first degree, and the factual basis of that plea is
that you are charged with intentionally killing Mr. Banks, firing bullets
into his body that caused his death. Do you understand that, sir?
THE DEFENDANT: Yes.
THE COURT: Are you prepared to admit that you did, in fact,
intentionally cause the death of Mr. Banks?
THE DEFENDANT: Yes. (emphasis added)4
Petitioner's first PCRA petition was filed because of a letter he received from
George Fassnacht, the firearms expert originally retained by his trial counsel. The letter
was dated July 6, 1999 and raised questions as to whether the fatal bullet removed from
the decedent's brain had come from a .22 caliber weapon.5 Mr. Fassnacht concluded his
letter by stating that "the projectile fragment in Mr. Banks' head appears to be larger than
.22 caliber.''6
After the evidentiary hearing held in connection with the first PCRA petition, we
were satisfied that the bullet removed from the decedent's brain had in fact come from a
.22 caliber pistol. We found as a fact that Mr. Fassnacht was convinced that the bullet in
question was .22 caliber. We also found that his letter of July 6, 1999, was written at the
request of petitioner's trial counsel for the specific purpose of assisting him in the cross
examination of the Commonwealth's expert at trial.?
The instant PCRA petition is based upon the very same letter. Petitioner
continues to assert that the letter is evidence of his innocence. At the May 22, 2003
evidentiary hearing Petitioner augmented the letter with an autopsy report showing that
4 Guilty Plea and Sentence Colloquy, July 9, 1999, pp. 4-7.
s The letter was admitted into evidence as Exhibit 4 at the May 22, 2003, evidentiary hearing on the instant
petition.
6 Defendant's Exhibit 4, May 22, 2003, Proceedings.
7 See our Opinion dated February 11, 2000, at p. 8. See also Defendant's Exhibit 5, May 22, 2003,
proceedings.
NO. 98-2195 CRIMINAL
the entry wound in decedent's skull measured 3/8 inch x 3/8 inch,8 and testimony from
the surviving victim, Rocky Anderson, to the effect that there were other shooters in the
park on the day in question.
Petitioner's counsel argued that the 3/8 inch entry wound was too large to have
been made by a .22 caliber bullet. He requested funds to employ a new firearms and
ballistics expert to examine the bullet and, if necessary, to testify at a subsequent
hearing.9 We granted the request,l°
After petitioner filed his new expert report, we scheduled argument to determine
if an additional evidentiary hearing would be necessary. We asked petitioner's counsel to
relate what his ballistics expert would say if he were called to testify. In essence, the
expert was prepared to testify that in his opinion:
· The size of the entry wound was not inconsistent with having been made
by a .22 caliber bullet.
· He concurred with Mr. Fassnacht's opinion that the bullet removed from
the decedent's brain was in fact, .22 caliber.
· The bullet was so badly deformed that it could not be matched to the
petitioner' s gun.
The expert was also prepared to raise questions about another bullet that may have been
in the decedent's brain, based upon his reading of a CAT scan. Significantly,
8 Defendant's Exhibit 2, May 22, 2003, proceedings.
9 Mr. Fassnacht passed away prior to the filing of the second petition.
l0 We authorized 4 hours time at $175 per hour. The expert actually spent 16.5 hours at a cost of over
$2800.
NO. 98-2195 CRIMINAL
however, there was no other bullet found in the brain during the autopsy, nor were there
any other head wounds observed on the decedent.~ Based upon the proffered testimony,
we saw no need to expend additional funds to have the ballistics expert testify at an
evidentiary hearing. Therefore, we denied the PCRA petition based upon the existing
record.
DISCUSSION
The relevant sections of the Post Conviction Relief Act provide as follows:
§ 9543. Eligibility for relief
(a) General rule.-To be eligible for relief under this subchapter, the
petitioner must plead and prove by a preponderance of the
evidence all of the following:
(3) That the allegation of error has not been previously litigated or
waived.
42 Pa. C.S.A. § 9543(a)(3). As our Supreme Court has noted:
PCRA claims are not merely direct appeal claims that are made at a
later stage of the proceedings, cloaked in a boilerplate assertion of
counsel's ineffectiveness. In essence, they are extraordinary assertions
that the system broke down. To establish claims of constitutional error
or ineffectiveness of counsel, the petitioner must plead and prove by a
preponderance of evidence that the system failed.., that his claim
has not been previously litigated or waived, and where a claim was
not raised at an earlier stage of the proceedings, that counsel could not
have had a rational strategic or tactical reason for failing to litigate
these claims earlier.
Commonwealth v. Rivers, 567 Pa. 239, 249 786 A.2d 923,929 (2001), (emphasis added).
In the instant case, we were satisfied that all of the issues raised by petitioner had been
previously litigated. Therefore, we denied his request for relief.
See Defendant's Exhibit 2, May 22, 2003, proceedings.
NO. 98-2195 CRIMINAL
Counsel's Ineffectiveness
The first allegation of error on appeal is our failure to find that petitioner's trial
was counsel ineffective. The issue of counsel's ineffectiveness was dealt with
extensively during the first PCRA proceedings. ~2 Therefore, it cannot form the basis for
relief in the instant action. ~3
Petitioner's Invalid Plea
Petitioner alleges that we erred in failing to find "manifest injustice" as a result of
his "invalid plea.''~4 This issue was also fully litigated at the first PCRA proceeding. As
we noted:
The bottom line is that petitioner entered the guilty plea in order to
avoid the death penalty. It may have been induced, in part, by the
advice of his counsel. (FN 23) However, we are convinced that
counsel's advice was sound. Furthermore, we are satisfied that the
guilty plea was knowing, intelligent and, under the circumstances,
extremely wise. (FN 24)
(FN 23) Before accepting his plea, we made certain that despite
whatever advice counsel might be giving him, the final decision to
plead guilty was petitioner's and petitioner's alone. See Guilty Plea
and Sentence Colloquy, p. 7.
(FN 24) On May 12, 1999, petitioner's counsel sent him a letter which
was introduced as Commonwealth's PCRA Exhibit 2. It thoroughly
discussed the options available to, and evidence against, petitioner. It
was followed by letters on June 28, 1999, (Commonwealth's PCRA
Exhibits 3 & 4) as well as several face to face conferences with
petitioner. The correspondence makes it perfectly clear that the
evidence against petitioner was overwhelming and that the death
penalty was a very real possibility.
~2 See our Opinion dated February 11, 2000.
~3 "(A)n issue may not be relitigated merely because a new or different theory is posited as a basis for re-
examining an issue that has already been decided." Commonwealth v. Berry, 760 A.2d 1164, 1165
(Pa. Super. 2000).
~4 See "Concise Statement of Matters Complained of on Appeal," para. 5.
NO. 98-2195 CRIMINAL
(emphasis added)~5
Petitioner's Innocence
The remaining allegations of error on appeal deal with our failure to find that
petitioner proved his innocence, or in the alternative, to authorize the expenditure of
funds so that he could do so. Petitioner made the same allegation of innocence at the first
PCRA proceeding, i.e. he was not the one who fired the fatal bullet. We addressed that
issue in our previous opinion:
If the ballistics expert truly was of the opinion that the bullet in the
victim's brain did not come from petitioner's gun, we agree that he
would be entitled to relief. However, petitioner has not proven that his
expert was of that opinion. Significantly, he did not call the expert to
testify at the evidentiary hearing. He merely introduced into evidence
a letter from the expert to his trial counsel dated July 6, 1999. While
the letter raises the possibility that there was a mix-up in the
identification of the bullets, it does not say that the fatal bullet did not
come from petitioner's gun.
The report relied on by petitioner as evidence of his innocence was
written merely to assist his trial counsel in cross-examining the
Commonwealth's expert at trial. It does not in any way vitiate the
soundness of the advice given by trial counsel to petitioner. Nor does
it establish his innocence of the crime. Therefore, he has not sustained
the burden necessary to entitle him to relief...
(footnote omitted).~6
In the instant case, petitioner produced additional evidence of his innocence in the
form of the testimony of the surviving victim. Mr. Anderson now claims that there were
shooters in the park other than petitioner and his co-defendant. While we found the
testimony of Mr. Anderson to be patently unreliable, and in the final analysis have not
~5 See our Opinion dated February 11, 2000, at pp. 9-10.
16 Opinion dated February 11, 2000, at pp. 7-8.
NO. 98-2195 CRIMINAL
given it any credence, we did authorize funds to have another expert examine the bullet
found in the deceased victim's brain. That independent expert confirmed that it was, in
fact, a .22 caliber. The fact that it was deformed and could not be positively matched to
petitioner's gun was also raised at the time of the first PCRA proceedings. We felt
neither compelled nor authorized to reexamine an issue that had been previously (and
thoroughly) litigated.
For the reasons set forth above, we were satisfied that all issues raised by
petitioner had been previously litigated. Therefore, we denied his current request for
relief.
DATE
Edward E. Guido, J.
Jaime Keating, Esquire
For the Commonwealth
Dirk Berry, Esquire
For the Defendant
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