HomeMy WebLinkAbout2003-994 CivilJON S. GAEFKE
V.
JESSICA J. JOHNSEN
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 2003-0994 CIVIL
CIVIL ACTION - CUSTODY
Guido, J., May
IN RE: OPINION PURSUANT TO Pa. R.A.P. 1925
, 2004
After a hearing on March 5, 2004, we entered an order granting the parties shared
legal custody of their son Xavier Gaefke, born October 25, 2001. Father filed the instant
appeal on April 5, 2004. We directed that he file a concise statement of matters
complained of pursuant to Pennsylvania Rule of Appellate Procedure 1925(b). We also
directed that he file a brief along with his concise statement.
Father raises the following issues on appeal: 1) our order of shared custody was
not in the child's best interest and 2) we erred in not admitting evidence regarding
mother' s past mental health diagnosis. ~ He also questions our authority to direct him to
file a brief along with the concise statement of the matters complained of on appeal. We
will address each issue in the opinion that follows.
FACTUAL BACKGROUND
The parties began living together in 1998. They separated in March 2003. While
they never married, they had two children, Xavier Gaefke, born October 25, 2001 and
Alexa Gaefke, born November 1, 2002. Mother had complications during the birth of
1 See "Concise Statement of Matters Complained of on Appeal."
NO. 2003-0994 CIVIL TERM
Alexa which required a month long period of convalescence. Alexa went to live with the
paternal grandparents by whom she was eventually adopted.2
Father is twenty-eight years old and works installing gymnasium equipment.
When the parties lived together he worked an inordinate amount of time. He would be
away from home overnight on a regular basis. Even when he was home, he spent much
of his time working or visiting friends. As a result, mother assumed the role of primary
caretaker and nurturing parent for Xavier.
After the parties separated, they agreed to share legal and physical custody of the
child. Their agreement was incorporated in court orders dated March 7, 2003 and April
28, 2003.
Shortly after separation father moved to Washington County, Pennsylvania where
he lives with his parents. Mother stayed in the parties' apartment. Father continued with
his job installing gymnasium equipment. He is still required to travel away from home
overnight. However, his schedule is flexible and he is able to take off work the weeks he
has Xavier.3 His parents are available to care for the child when he is required to work
out of town.
Mother is twenty-three years old and had been a stay at home mom from the time
Xavier was born until the parties separated. She has been forced to enter the job market
: The parties have differing versions of the circumstances surrounding the adoption of Alexa. We believed
mother when she said that she was under the impression that the arrangement would be temporary. We
further believe that she did not understand what she was signing at the time custody was transferred to the
Gaefkes. While the paternal grandparents may have thought that she did, we are satisfied that she did not.
By the time she became aware that the child was going to be adopted, she had neither the resources nor will
to resist. Understandably this experience has made her suspicious of the Gaefke's actions (both father and
his parents) with regard to Xavier.
~ Even with this partial schedule, father is able to earn a very respectable living.
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as a result of the separation. She waitressed for a while, but lost that job because of
absences occasioned by father's failure to timely arrive for his scheduled periods of
physical custody with the child.4 At the time of the hearing mother was working part
time at a craft store. She was also actively pursuing a job in a day care facility so that she
could spend all day with Xavier.
Father has a very loving and supportive extended family living in and around
Washington County. Xavier will benefit greatly from his contacts there.
Mother has neither the family support nor financial resources available to father.
However, she has many friends, especially from her church, who provide a very solid
support structure. Further, despite her meager resources, she has provided more than
adequate food, clothing and shelter for the child.
Both parents are fit. Each is able to provide for the emotional and physical well
being of Xavier. While mother has lost her temper with father and his relatives, this is an
understandable reaction to their perceived attempts to take her child. We were satisfied
that she is a very loving, caring, and patient mother.
The child has a strong emotional attachment to each parent. We were convinced
that the child's best interests would be served by allowing him to spend as much time as
possible with each parent.
DISCUSSION
Best Interest of the Child.
Of course the polestar in custody cases is the best interests of the child. Tripathi
v. Tripathi, 787 A.2d 436 (Pa. Super. 2001). Those interests are to be "based on
4 Father's work schedule, especially in the summer of 2003, often required him to forego several days of
his agreed upon partial custody.
NO. 2003-0994 CIVIL TERM
consideration of all factors that legitimately affect the child's physical, intellectual, moral
and spiritual well being" Wiseman v. Wall, 718 A.2d 844, 848 (Pa. Super. 1998). The
Wiseman Court also reiterated the factors we must consider in awarding shared custody:
(1)
both parents must be fit, capable of making reasonable child
rearing decisions and willing and able to provide love and care for
their children; (2) both parents must evidence a continuing desire
for active involvement in the child's life; (3) both parents must be
recognized by the child as a source of security and love; (4) a
minimal degree of cooperation between the parents must be
possible.
We considered the above factors and determined that shared custody was both
feasible and appropriate in the instant case. As we stated on the record at the conclusion
of testimony:
There's a common misconception that in a custody case what you've
got to do is to show how bad the other side is. ! can tell you that I've
found as a fact in this case that this is a very lucky young man. He's
got two loving and capable of parents.
The evidence that I've heard today shows me that I've got two loving,
caring parents that are willing to sacrifice for this young man. Both of
you are.
While we had some concern over the lack of cooperation between the parties, we were
satisfied that their devotion to their son would enable them to cooperate much more than
the "minimal degree" threshold necessary for the consideration of shared custody.6
The shared custody arrangement we ordered involved a transfer of the child every
s Transcript of Proceedings, p. 123-124.
6 We were satisfied that a large part of the conflict between the parties arose because of the custody
litigation. Father and his family were taking measures to gain a perceived tactical advantage in their quest
for primary physical custody. This was obviously resented by mother who believed that she had lost her
daughter through their use of the legal process.
NO. 2003-0994 CIVIL TERM
ten days.? This arrangement maximizes the amount of time each parent spends with the
child, while minimizing the exchanges. In our opinion, this custodial arrangement was
best for the child.
Failure to Admit Evidence.
Father's second issue on appeal is that we "erred in not admitting relevant
evidence about mother's past, mother's instabilities, and the like, including mother's
mental health diagnosis and other issues .... ,,8 Since we have no inkling what the terms
"mother's instabilities", "and the like", and "other issues" refer to, we are unable to
address them in this opinion. We will, however, address our refusal to admit mother's
"mental health diagnosis" into evidence.
During his cross examination of mother, father's counsel asked whether she had
ever been diagnosed with a psychotic disorder. She answered that she had not. Counsel
then tried to impeach her with an eight year old psychiatric evaluation which purportedly
contained such a diagnosis.9 The evaluation occurred when mother was only 15 years
old. Furthermore, the preparer of the report was not available to be cross examined. The
basis for our ruling was clearly stated on the record.
MR. ROM1NGER: Your Honor, I'm going to offer this as
Plaintiff' s Exhibit 4 for the purpose of the record so that any reviewing
authority in the future would know what document.
THE COURT: Mr. Rominger, you can offer that, but you
don't have a doctor here. That is hearsay upon hearsay. There is no
7 This was a modification of the previous arrangement which involved a transfer of the child twice in each
seven day period. The parties thought this was too much, so they reached an interim agreement the month
before the hearing. That agreement provided for an alternating two week shared custody arrangement.
However, we agreed with mother that two weeks was an unnecessarily long time for this young child to go
without seeing the other parent.
8 Concise Statement of Matters Complained of on Appeal.
9 See Plaintiffs proposed Exhibit 4.
NO. 2003-0994 CIVIL TERM
opportunity to cross-examine, and it is something that is eight years
old.
! understand that. I'm just offering it to - -
Then mark it and offer it.
I'm asking that it be marked. Its sitting right
MR. ROM1NGER:
THE COURT:
MR. ROM1NGER:
there.
THE COURT:
medical record, without a
this transaction?
MR. ROM1NGER:
On what possible basis is an eight-year-old
doctor here to be cross-examined, relevant to
Because I'm not offering the record for the
truth of the matter asserted. I was asking to approach the witness and
cross-examine her on her truthfulness to you today when ! asked her
very direct questions, have you ever been diagnosed with, and she says
no.
THE COURT: If you've got a doctor that's here, ! may look
at it. ! understand the basis of your objection. It is overruled. Let's
10
move on.
Requiring a Brief in Support of Concise Matters Complained of on Appeal.
We directed that father's counsel file a brief in support of his concise matters
complained of on appeal. He correctly points out that nothing in the Rules of Appellate
Procedure requires him to file such a brief. Nor is their specific authority in the rules
which allows us to require such a brief. However, we submit that we have inherent
authority to require counsel to supply briefs on any matter before us.
We often direct counsel to file such a brief. We do so for several reasons. In the
first instance, it assists us in the preparation of these opinions. Additionally, and perhaps
more importantly, the requirement discourages counsel from raising, and prevents us
from having to address, patently frivolous issues. It has been our experience that some
counsel do not do any legal research before preparing their concise statement. Rather,
they will raise any issue that comes to mind, even though there is no supporting authority.
Since we have been directing that a brief accompany the concise statement, we have seen
Transcript of Proceedings, p. 57.
NO. 2003-0994 CIVIL TERM
a dramatic decrease in the frivolous and boiler plate issues being raised.
unless we are directed otherwise, we will cominue our practice.
Consequemly,
DATE
Edward E. Guido, J.
Jessica Diamondstone, Esquire
MidPenn Legal Services
8 Irvine Row
Carlisle, Pennsylvania 17013
Karl E. Rominger, Esquire
155 South Hanover Street
Carlisle, Pennsylvania 17013
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