HomeMy WebLinkAbout2006-6136 Civil
VINCENT MARK POLINKA : IN THE COURT OF COMMON PLEAS OF
and TERRI L. POLINKA, : CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs :
: CIVIL ACTION – LAW
vs. : NO. 06-6136 CIVIL
:
UNITED MEDICAL BANK, FSB, :
DEUTSCHE BANK NATIONAL :
TRUST COMPANY, as Trustee, :
and BANK OF NEW YORK, as :
Successor Trustee to J.P. Morgan :
Chase, :
Defendants : JURY TRIAL DEMANDED
IN RE: MOTION TO ENFORCE SETTLEMENT
BEFORE HESS, J.
OPINION AND ORDER
Vincent Polinka and Terri Polinka (“Plaintiffs”) brought suit against United Medical
Bank, FSB (“United Medical”), Homecomings Financial USA Corp. (“Homecomings”), and
Residential Funding USA Corp. (“Residential”) as a result of alleged misrepresentations by
UMB which induced Plaintiffs to refinance their first and second mortgages under detrimental
terms. Plaintiffs received their discharge from Chapter 7 bankruptcy on December 17, 2007, and
shortly after, Plaintiffs entered separate settlement negotiations with United Medical and
Homecomings. Plaintiffs executed a written settlement agreement with Homecomings whereby
the mortgages at issue were modified.
Communication between Plaintiffs and United Medical reached the point of an agreement
in principle of a settlement for $7,500. Other material terms had yet to be negotiated and would
be included in a settlement agreement to be drafted by United Medical. Several days following
Plaintiffs’ agreement to the settlement amount, United Medical learned that Homecomings
NO. 06-6136 CIVIL
sought a $30,000 contribution from United Medical toward the cost of its own settlement with
Plaintiffs and would not release United Medical without that payment. Currently, there are no
cross-claims between United Medical and Homecomings in this case. As a result, United
Medical withdrew from its own settlement discussions with Plaintiffs, leading to Plaintiffs’
Motion to Enforce Settlement, directed at United Medical.
DISCUSSION
There is a strong judicial preference favoring the voluntary settlement of lawsuits, for
obvious reasons such as judicial economy. See, e.g., Rothman v. Fillette, 503 Pa. 259, 266, 469
A.2d 543, 546 (1983). The enforceability of settlement agreements is evaluated under principles
of contract law. See, e.g., Ragnar Benson, Inc. v. Hempfield Tw. Mun. Auth., 916 A.2d 1183,
1188 (Pa.Super. 2007). Both oral settlements and written agreements are valid and enforceable
forms of settlement agreements. See, e.g., Sociedad Comercializadora y De Servicios Unifrutti
Traders Limitada v. Quizada, 434 Pa.Super. 48, 56, 641 A.2d 1193, 1197 (1993). Because
principles of contract law govern the enforceability of settlement agreements, the minds of the
parties must meet upon all of the material terms, as well as the subject matter, of the agreement
in order for a purported settlement agreement to be enforceable. See, e.g., Porreco v. Maleno
Developers, Inc., 761 A.2d 629, 632-33 (Pa.Cmwlth. 2000). Courts will enforce settlement
agreements if all material terms are agreed upon. See, e.g., Century Inn, Inc. v. Century Inn
Realty, 358 Pa.Super. 53, 58, 516 A.2d 765, 766, 767 (1986).
Additionally, a valid bilateral contract may exist even though the promise of one party to
perform is qualified by a condition other than the other party’s performance. Main Line
Theatres, Inc. v. Paramount Film Distrib. Corp., 298 F.2d 801, 804 (3d Cir. 1961) (holding that
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NO. 06-6136 CIVIL
an agreement of parties to settle upon defendants’ promise to pay $10,000, conditioned upon
success of pending negotiation for settlement of eight companion suit, was a valid settlement
agreement). See also R(S)C §§ 224-230. A condition cannot,
ESTATEMENT ECOND ONTRACTS
however, make the overall promise illusory or allow one party to avoid performance at will.
Main Line Theatres, Inc., 298 F.2d at 804, citing R,C§ 79.
ESTATEMENT ONTRACTS
Plaintiffs point the court to the Superior Court’s decision in Mastroni-Mucker v. Allstate
Insurance Company, 2009 PA Super 101 (2009). In Mastroni-Mucker, the court addressed the
issue of whether the plaintiffs’ post-trial motion to enforce settlement against defendants was
properly denied by the trial court. On June 8, 2007, a jury was selected and the trial began.
Mastroni-Mucker at ¶ 2. At the conclusion of proceedings on June 14, Ricketti, the attorney for
the defendant roofing company offered the plaintiffs $45,000 to settle the case. Mastroni-
Mucker at ¶ 3. The next day, after the plaintiffs rejected this offer, the defendants presented their
closing arguments, and the court recessed for lunch prior to the plaintiffs’ rebuttal argument. Id.
During the lunch break, Ricketti offered the plaintiffs $60,000 to settle. Id. The plaintiffs’
attorney informed Ricketti that her clients had accepted the $60,000 settlement offer. Id. Prior
to the jury’s return for rebuttal arguments and instruction by the court, the parties informed the
court of a settlement agreement in principle. Id. Because the settlement was not final in the
judgment of the trial judge, the judge next charged the jury, which deliberated for an hour.
Mastroni-Mucker at ¶¶ 3-4. Ricketti then claimed that his clients had withdrawn the settlement
offer upon hearing news of the verdict. Mastroni-Mucker at ¶ 4. After the plaintiffs’ attorney
unsuccessfully argued that the settlement offer was accepted before it was purportedly
withdrawn, the court directed the verdict to be read. Mastroni-Mucker at ¶¶ 4-5. Following the
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verdict, which favored the defendants, the plaintiffs’ post-trial motion to enforce the purported
settlement agreement was denied. Mastroni-Mucker at ¶ 5.
The Superior Court ultimately reversed the trial court’s denial of the plaintiff’s motion to
enforce settlement. In addressing the issue of whether a valid settlement agreement existed
despite the absence of a written memorial of any agreement, the court first pointed to the fact that
a settlement agreement was placed on the record in open court by attorneys for all of the parties.
Mastroni-Mucker at ¶ 13. The scope of the settlement agreement on the record was also clearly
articulated, encompassing a general release of the defendant roofing company and the individual
owners of that company, as well as an indemnification and defense in the release for any future
claims. Mastroni-Mucker at ¶ 14. The discussions of the settlement agreement on the record
never contained anything to indicate that a dispute to any material terms of the settlement
agreement existed, and therefore, it should have been enforced by the trial court. Id.
Plaintiffs also direct the court’s attention to Birdy v. Maharam, 81 Pa. D. & C.4th 95
(Allegheny Co. 2006). In Birdy, the court addressed the issue of the reasonableness of the time
between the making and acceptance of a settlement offer. The defendants’ claims adjuster gave
the plaintiffs’ attorney their “best and final offer.” Birdy at 97. The plaintiffs’ attorney then
spoke to his clients, who decided to accept the offer. Id. The next morning, the plaintiffs’
attorney called defendants’ claims adjuster to accept the offer on behalf of his clients. Id. In
response, the claims adjuster asked if the plaintiffs had filed a writ of summons, and after being
told that they had not, he informed the plaintiffs’ attorney that the offer was withdrawn. Id. The
plaintiffs then filed a motion to enforce settlement, which the court granted, saying that the
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NO. 06-6136 CIVIL
undisputed facts would not permit a jury to find that the plaintiffs were unreasonable in
accepting the defendants’ final offer within 24 hours of its making. Birdy at 98.
Both Mastroni-Mucker and Birdy are distinguishable from the matter sub judice.
Mastroni-Mucker dealt with facts that are far more clear-cut than in the instant case. Here, for
example, there were never any settlement discussions on the record in open court, which would
certainly weigh heavily in favor of enforcement. See, e.g., United States v. Sforza, 326 F.3d 107,
115-16 (2d Cir. 2003); Wilson v. Wilson, 46 F.3d 660, 666 (7th Cir. 1995). Additionally – and
more importantly – the parties never agreed upon the essential terms of a settlement agreement;
the only term to which agreement was reached was the amount of money to be exchanged.
Essential terms remained unresolved; chief among these was addressing the outstanding
possibility of litigation between United Medical and Homecomings. It was reasonable to
anticipate that further negotiations to address the outstanding terms of the settlement agreement
would be necessary. We agree with the defendant, United Medical, that there was not a
sufficient meeting of the minds in this case to warrant the enforcement of a purported settlement.
ORDER
th
AND NOW, this 13 day of July, 2009, the motion of the plaintiffs to enforce settlement
is DENIED.
BY THE COURT,
_______________________________
Kevin A. Hess, J.
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NO. 06-6136 CIVIL
Joseph K. Goldberg, Esquire
For the Plaintiffs
David Banks, Esquire
For Defendant United Medical Bank
Joseph F. Riga, Esquire
For Defendants Deutsche Bank and Bank of New York
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VINCENT MARK POLINKA : IN THE COURT OF COMMON PLEAS OF
and TERRI L. POLINKA, : CUMBERLAND COUNTY, PENNSYLVANIA
Plaintiffs :
: CIVIL ACTION – LAW
vs. : NO. 06-6136 CIVIL
:
UNITED MEDICAL BANK, FSB, :
DEUTSCHE BANK NATIONAL :
TRUST COMPANY, as Trustee, :
and BANK OF NEW YORK, as :
Successor Trustee to J.P. Morgan :
Chase, :
Defendants : JURY TRIAL DEMANDED
IN RE: MOTION TO ENFORCE SETTLEMENT
BEFORE HESS, J.
ORDER
th
AND NOW, this 13 day of July, 2009, the motion of the plaintiffs to enforce settlement
is DENIED.
BY THE COURT,
_______________________________
Kevin A. Hess, J.
Joseph K. Goldberg, Esquire
For the Plaintiffs
David Banks, Esquire
For Defendant United Medical Bank
Joseph F. Riga, Esquire
For Defendants Deutsche Bank and Bank of New York
:rlm