HomeMy WebLinkAbout97-2233 equityPENN REHABILITATION
ASSOCIATES, P.C.,
PLAINTIFF
STUART A. HARTMAN, D.O. and
CHRISTOPHER S. CANNON, M.D., :
DEFENDANTS :
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
97-2233 EQUITY
IN RE: PRELIMINARY OBJECTIONS OF DEFENDANTS TO PLAINTIFF'S
PETITION TO HOLD DEFENDANTS IN CONTEMPT
OPINION AND ORDER OF COURT
BAYLEY, J., May 4, 1999:--
Plaintiff, Penn Rehabilitation Associates, P.C. employed defendants, Stuart A.
Hartman, D.O. and Christopher S. Cannon, M.D. pursuant to an employment
agreement that contained a restrictive covenant. Hartman and Cannon resigned their
employment and opened their own medical practice. Plaintiff filed this action in
equity to enforce its rights under the covenant in the employment agreement. The
parties entered into a comprehensive settlement that resulted in the entry of an order
of adjudication on May 7, 1997. The order contains restrictions on defendants as to
where and under what circumstances they could conduct their medical practice. The
restrictions were limited for a period of eighteen months from May 7, 1997.
The eighteen month period ended on November 7, 1998. On December 9,
1998, plaintiff filed a Petition For Citation For Contempt. The petition avers inter alia:
5. The Defendants have violated the terms and provisions of the
Order described above in the following ways:
A. Hartman has practiced medicine at the Polyclinic
Medical Center in Harrisburg more than one and a half days per
week and otherwise in violation of the provisions of Paragraph
2(a) of the said Order.
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B. Hartman has performed tests and consultations on
patients at an office in Harrisburg in violation of Paragraph 2(b).
C. Hartman and Cannon have both been present and
practiced medicine at the same time and on the same days in
Harrisburg, in violation of Paragraph 2(c).
D. Both Hartman and Cannon have opened, operated, and
maintained offices in Harrisburg at the same time, and seen and
treated patients and rendered services to patients at the same
time, in violation of Paragraph 2(e).
All of these acts by the Defendants are violations of this Court's Order of
7 May 1997 and have caused serious, irreparable, and permanent injury
to Plaintiff.
6. In addition to the above, Plaintiff believes that Hartman has
opened an office located within five miles of the Plaintiff's office in
Hershey, which such action violates the provisions of Paragraph 4 of this
Court's Order of the said order.
Plaintiff seeks an order of "civil contempt" to:
[s]et such terms, and impose such sanctions as are necessary to
assure Defendants' compliance .with that Order hereafter, which said
terms and sanctions should include the extension of the term of this
Court's Order of 7 May 1997 for an additional eighteen months, the
imposition of a financial sanction upon the Defendants in an amount
of $50,000.00 or more, the award of reasonable counsel fees and
expenses incurred by the Plaintiff in enforcing this Court's Order, and
such other actions as the Court deems appropriate or proper.
(Emphasis added.)
A rule to show cause was entered and a hearing scheduled. Both defendants
then filed preliminary objections to plaintiff's petition. Defendants maintain that the
petition must be dismissed because (1) it is in actuality a petition for indirect criminal
contempt and not civil contempt, (2) the order on which the alleged contempt is
predicated expired prior to the filing of the petition for contempt, and (3) the petition
lacks specificity whereby, if the allegations were proven, it would not support a finding
of contempt.
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If plaintiff's petition is in actuality a petition for indirect criminal contempt
"[t]hose charging such contempt are put to the usual proofs required to convict for
any charge, including the right to a trial by jury." Crozer-Chester Medical Center v.
Moran, 522 Pa. 124 (1989). As set forth in Crozer-Chester:
A finding of criminal contempt is a finding of a specific offense for
which a sanction is imposed that does not seek compliance but is a
specific punishment for an act done. In criminal contempt one has
committed an act that in itself calls for specific sanction and when
imposed cannot be obviated because it is a completed offense.
Civil contempt is also an available remedy for obstruction in the
presence of the court and may be sued to compel obedience by
imposing fine or imprisonment conditioned on obedience to the court's
order. The difference is best explained in Court house parlance; in civil
contempt one has 'the key to the jail house.' That is, he may be
released of sanction whenever he signals that he will obey the order.
We have said this before:
There is nothing inherent in a contemptuous act or
refusal to act which classifies that act as 'criminal' or 'civil'.
The distinction between civil and criminal contempt is rather a
distinction between two permissible judicial responses to
contumacious behavior. For example, it is clear that a
contemptuous refusal to.testify before a grand jury may be dealt
with either a [sic] criminal contempt, civil contempt, or both
These judicial responses are classified according to the
dominant purpose of the court. If the dominant purpose is to
prospectively coerce the contemnor to comply with an order
of the court, the adjudication of contempt is civil. If, however,
the dominant purpose is to punish the contemnor for
disobedience of the court's order or some other contemptuous
act, the adjudication of contempt is criminal.
Dominant purpose of coercion or punishment is
expressed in the sanction imposed. A civil adjudication of
contempt coerces with a conditional or indeterminate
sentence of which the contemnor may relieve himself by
obeying the court's order, while a criminal adjudication of
contempt punishes with a certain term of imprisonment or a
fine which the contemnor is powerless to escape by
compliance.
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The civil-criminal classification of contempt exists solely for
determination of a contemnor's procedural rights and a court's
sentencing options. Quite simply, a contemnor who will be
sentenced to a determinate term of imprisonment or a fixed fine,
which he is powerless to escape by purging himself of his
contempt, is entitled to essential procedural safeguards that
attend criminal proceedings generally. Second, a court is not
permitted to impose a coercive sentence conditioned on the
contemnor's performance of some act that is incapable of
performance.
In re Matorano 464 Pa. 66, 77-80, 346 A.2d 22, 27-29 (1975)
(emphasis added) (footnotes, citations omitted).
(Emphasis added.)
Plaintiff has specifically pled that it seeks an order of "civil contempt" against
defendants. Notwithstanding the remedies sought in the petition, if the court
concludes that defendants are in civil contempt it could only impose remedies to
coerce the contemnor to comply with the or(:Jer of May 7, 1997. Schnabel
Associates, Inc. v. The Building and Construction Trades Council of Philadelphia
and Vicinity, AFL-CIO, 338 Pa. Super. 376 (1985). Fines may be imposed to
encourage compliance; however, the order must state the condition which upon
fulfillment will result in the remission of a fine. Id. Attorney's fees necessitated by the
civil contemnor's noncompliance can also be awarded. Id.
Plaintiff filed the within petition on December 9, 1998, seeking civil contempt of
the order of May 7, 1997, after that order expired pursuant its terms on November 7,
1998. Plaintiff cites Gregory v. Depte, 896 F.2d 31 (3rd Cir. 1990), for the proposition
that an order may now be entered as it requests extending the eighteen month period
that the restrictions in the order of May 7, 1997, were to remain in effect. In Gregory,
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the United States District Court found on February 1, 1989, that Gregory was in
contempt of an injunction entered by consent on November 29, 1988, "presumably
pending a final decision." The court imposed sanctions to compel compliance with
that order including additional requirements against Gregory not present in the
injunction entered on November 29, 1988. The Court of Appeals concluded that the
additional requirements placed on Gregory were appealable because they constituted
an independent preliminary injunction and not a modification of the order of
November 29, 1988.
In Borough of Trappe v. L.ongaker, 59 Commw. Ct. 572 (1981), the
Commonwealth Court of Pennsylvania stated:
[a] court of equity that has entered a decree for an injunction may, in
exercise of its judicial discretion, open, vacate or modify the same where
the situation and circumstances of the parties or the law are shown to
have so changed as to make it just and equitable to do so.
However, the court further stated:
Pursuant to the law of this Commonwealth, an injunctive decree by the
court does not give the complaining party a perpetual or vested right
either in the remedy, the law governing the order or the effect of it. The
appellant's right to injunctive relief rested solely upon the continuance of
the law governing the injunctive order. Such relief is not a vested right,
and no decree of the court can make it such: it is subject to termination
whenever the law changes.
In Commonwealth v. Restauri, 664 A.2d 593 (Pa. Super. 1995), the Superior
Court of Pennsylvania stated that "Civil contempt proceedings are not intended to
provide sanctions in hindsight." In the case sub iudice, the restrictions placed on
defendants in the order of May 7, 1997, and the eighteen months term of those
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restrictions, were part of a final adjudication that settled the case. The term of the
restrictions is binding on the parties and cannot be extended after the order expired.
Thus, we cannot treat the within petition for contempt of the order of May 7, 1997, as
a petition for an independent preliminary injunction. Plaintiff cannot now seek
enforcement of the expired order of May 7, 1997, because no relief could be entered
that could coerce condemnor to comply with that order.
cause for civil contempt stated in plaintiff's petition.
AND NOW, this
DISMISSED.
Samuel L. Andes, Esquire
For Plaintiff
Frank P. Clark, Esquire
For Stuart Hartman, D.O.
James P. DeAngelo, Esquire
For Christopher S. Cannon, M.D.
:saa
Accordingly, there is no
ORDER OF COURT
day of May, 1999, the petition for civil contempt, IS
Edgar B. Bayley, J.l