HomeMy WebLinkAboutCP-21-CR-0687-2005
COMMONWEALTH
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
CARL MARLIN
SHANNON
CP-2l-CR-0687-2005
IN RE: DEFENDANT'S POST-SENTENCE MOTION
BEFORE OLER, J.
OPINION and ORDER OF COURT
OLER, 1., November 30, 2005.
This criminal case presents the issue of whether, under the "DNA Act," a
person whose sentence expired on a conviction for a crime encompassed by the act
may be subjected to DNA testing on the basis of a new sentence for a crime not
encompassed by the act. For disposition in this regard is a post-sentence motion
filed by such a defendant requesting that his new sentence be modified to
eliminate a requirement that he provide a sample of his DNA.
F or the reasons stated in this opinion, Defendant's motion will be granted.
STATEMENT OF FACTS
On April 8, 1991, Defendant was sentenced to a term of imprisonment of
not less than three months nor more than 23 1/2 months on a felony drug
conviction. On October 12, 1992, he was sentenced to a term of imprisonment of
not less than four years nor more than eight years on another felony drug
conviction. The maximum on the first sentence expired in 1993, and the
maximum on the second expired in 2001.
As a result of access device fraud, a misdemeanor of the third degree,
which occurred in October of 2004, Defendant was sentenced on August 16,2005,
to a term of imprisonment of not less than three months nor more than 12 months.
As recommended by the presentence investigation report, the sentence included a
requirement that he submit a DNA sample.
On August 25, 2005, Defendant filed a post-sentence motion requesting
that his sentence be modified by a deletion of the requirement that a DNA sample
be submitted. In so moving, Defendant contended that the DNA Act, 44 Pa. C.S.
92301 et seq., did not authorize the imposition of such a requirement under the
circumstances of his case.
A hearing on the motion was held on October 21,2005.1
DISCUSSION
The history of the DNA Act prior to the current version which governs this
case was summarized by the Pennsylvania Commonwealth Court in Smith v.
Department of Corrections, 837 A.2d 652 (Pa. Commw. Ct. 2003):
In 1995, the legislature enacted the DNA Detection of Sexual and
Violent Offenders Act (1995 DNA Act), Act of May 28, 1995, P.L. 1009,
repealed by the Act ofJune 19,2002, P.L. 394. Section 306(b) of the 1995
DNA Act provided as follows:
A person who has been convicted or adjudicated
delinquent for a felony sex offense or other specified
offense before the effective date of this section and who is
still serving a term of confinement in connection therewith
on the effective date of this section shall not be released in
any manner prior to the expiration of his maximum term
of confinement unless and until a DNA sample has been
withdrawn.
Dial v. Vaughn, 733 A.2d 1,3 (Pa. Cmwlth. 1999).
In 2002, the legislature repealed the 1995 DNA Act but amended the
Judicial Code to provide for DNA testing of prisoners (2002 DNA Act).
See sections 4701 to 4741 of the Judicial Code, 42 Pa. c.s. ~ ~ 4701-4741.
In the 2002 DNA Act, the legislature expanded the list of offenses for
which DNA testing is mandated to include burglary and robbery. See
section 4703 of the Judicial Code, 42 Pa. c.s. ~ 4703 (defining "other
specified offense"). The legislature also amended the former section
306(b), now section 4716(b) of the Judicial Code, to state:
(1) A person who has been convicted or adjudicated
delinquent for a felony sex offense or other specified
offense and who serves a term of confinement in
connection therewith on or after the effective date of this
chapter [Chapter 47] shall not be released in any manner
unless and until a DNA sample has been withdrawn.
1 Pursuant to an agreement of counsel, the record was subsequently supplemented by the addition
of two documentary items.
2
(2) This chapter shall apply to incarcerated persons
convicted or adjudicated delinquent for a felony sex
offense prior to the effective date of this chapter?
42 Pa. c.s. 94716 (emphasis added).
The current version of the DNA Act was enacted on November 30, 2004,
and will be quoted in pertinent part below. The history of the act has been one of
expanded coverage. Thus, the 1995 act encompassed the crimes of certain felony
sex offenses and other specified offenses in the form of murder, harassment and
stalking, and indecent assault. 3 The 2002 act encompassed an expanded list of
felony sex offenses and an expanded list of "other specified offenses" that
included kidnapping, luring children into vehicles, burglary and robbery. 4 The
2004 act, which applies to the present case, retained the list of felony sex offenses
from the 2002 act and expanded its list of "other specified offenses" to include
every felony offense in the Crimes Code.5
Although the evolution of the act in terms of offenses encompassed is clear,
and although the class of persons encompassed by the initial 1995 act was clear,
the scope of the class of persons encompassed by later versions of the act has been
less easily comprehended. The 1995 act applies to persons sentenced to prison for
one of the qualifying offenses on or after the effective date of the act and to
persons sentenced to prison for such an offense prior to the effective date of the
act but still serving the sentence on or after the effective date of the act. 6
The language of the 2002 act, while certainly not restricting the boundaries
of the class of affected persons, was subject to debate with respect to its intended
scope:
2 Id. at 653-54.
3 Act of May 28, 1995, P.L. 1009, ~103, 35 P.S. ~7651.l03 (definitions). In summarizing the
scope of the several versions of the DNA Act, the court has oversimplified the provisions for the
sake of clarity.
4 Act of June 19,2002, P.L. 394, ~l, 42 Pa. C.S. ~4703 (definitions).
5 Act of Nov. 30,2004, P.L. 1428, ~3, 44 Pa. C.S. ~2303 (definitions).
6 Act of May 28,1995, P.L 1009, ~306(a), (b), 35 P.S. ~7651.306(a), (b).
3
(a) General rule.-A person who is convicted. . . for [one of the
qualifying offenses] and is or remains incarcerated on or after the effective
date of this [act] shall have a DNA sample drawn as follows:
(1) A person who is sentenced... to a term of
confinement for [a qualifying offense] shall have a DNA
sample drawn upon intake to [ a] prison . . .. If the person
is already confined at the time of sentencing . . ., the
person shall have a DNA sample drawn immediately after
the sentencing . . . .
(2) A person who is convicted. . . for [a qualifying
offense] shall have a DNA sample drawn as a condition
for any sentence. . . which disposition will not involve an
intake into a prison . . . .
(3) Under no circumstances shall a person who is
convicted . . . for [a qualifying offense] be released in any
manner after such disposition unless and until a DNA
sample has been withdrawn.
(b) Condition ofrelease.-
(1) A person who has been convicted... for [a
qualifying offense] and who serves a term of confinement
in connection therewith on or after the effective date of
this chapter shall not be released in any manner unless and
until a DNA sample has been withdrawn.
(2) This [act] shall apply to incarcerated persons
convicted . . . for a felony sex offense prior to the effective
date of this chapter. 7
In Smith, 837 A.2d 652 (Pa. Commw. Ct. 2003), the Pennsylvania
Commonwealth Court held that this language did not subject a defendant who had
convictions for the qualifying crimes of robbery and burglary in his background,
but whose maximum sentence for those offenses had expired prior to his current
confinement for a (putatively) nonqualifying crime. In so holding, the Court
stated that "Section 47l6(b) of the Judicial Code authorizes the taking of a DNA
sample only when a person has been convicted of a specified offense and the
person is confined in connection with that offense on or after December 16, 2002,
the effective date of the amended statute." Id at 654 (emphasis added).
77 Act of June 19,2002, P.L. 394, ~l, 42 Pa. C.S. ~47l6(a), (b).
4
The language of the 2004 act, which applies to the present case, is also a
matter of dispute with respect to the extent of the intended class of affected
persons:
(a) General rule.-A person who is convicted. . . for a [qualifying
offense] and who is or remains incarcerated for a [qualifying offense] on
or after the effective date of this chapter shall have a DNA sample drawn
as follows:
(1) A person who is sentenced... to a term of
confinement for [a qualifying offense] shall have a DNA
sample drawn upon intake to a prison . . .. If the person is
already confined at the time of sentencing . . . , the person
shall have a DNA sample drawn immediately after the
sentencing . . . .
(2) A person who is convicted. . . for [a qualifying
offense] shall have a DNA sample drawn as a condition
for any sentence. . . which disposition will not involve an
intake into a prison . . . .
(3) Under no circumstances shall a person who is
convicted . . . for [a qualifying offense] be released in any
manner after such disposition unless and until a DNA
sample has been withdrawn.
(b) Condition of release, probation or parole.-
(1) A person who has been convicted... for a
[qualifying offense] and who serves a term of confinement
in connection therewith after [the date of the 2002 act]
shall not be released in any manner unless and until a
DNA sample has been withdrawn.
(2) This [act] shall apply to incarcerated persons
convicted. . . for a felony sex offense prior to [the date of
the 2002 act].
(3) This [act] shall apply to incarcerated persons who
were convicted . . . for [a qualifying offense] prior to the
effective date of this [act].8
An intent in the 2004 legislation (and in the 2002 legislation) to preserve
the temporal advantages of the earlier DNA legislation in connection with
retroactivity challenges can be discerned. But had the legislature intended by the
2004 statute to change the broad premise, derived by the Smith case, that the class
of persons to be subjected to DNA testing did not extend to those whose sentences
8 Act of Nov. 30,2004, P.L. 1428, ~3, 44 Pa. C.S. ~23l6(a), (b) (2005 Supp.).
5
for qualifying crimes had expired, it could have done so by language far more
explicit than was employed. Given the general rule of statutory construction that
penal statutes are to be strictly construed,9 the Court finds itself unable to accede
to the Commonwealth's position that the present DNA act subjects a person whose
sentence expired on a conviction for a crime encompassed by the act to DNA
testing on the basis of a new sentence for a crime not encompassed by the act.
F or this reason, the following order will be entered:
ORDER OF COURT
AND NOW, this 30th day of November, 2005, upon consideration of
Defendant's post-sentence motion to modify sentence, following a hearing held on
October 21, 2005, and for the reasons stated in the accompanying opinion, the
motion is granted and the sentencing order of court dated August 16, 2005, is
amended to delete the requirement that Defendant submit a DNA sample.
BY THE COURT,
s/ 1. Wesley Oler, Jr.
1. Wesley Oler, Jr., 1.
John C. Dailey, Esq.
Senior Assistant District Attorney
Aria M. Waller, Esq.
Deputy Public Defender
9 See 1 Pa. C.S. ~1928(b)(1) (strict construction of penal statutes); Com. v. Ostrosky, 866 A.2d
423, 427 (Pa. Super. Ct. 2005) (noting that penal statutes are to be strictly construed in favor of
the accused).
6
7
COMMONWEALTH
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
CARL MARLIN
SHANNON
CP-2l-CR-0687-2005
IN RE: DEFENDANT'S POST-SENTENCE MOTION
BEFORE OLER, J.
ORDER OF COURT
AND NOW, this 30th day of November, 2005, upon consideration of
Defendant's post-sentence motion to modify sentence, following a hearing held on
October 21, 2005, and for the reasons stated in the accompanying opinion, the
motion is granted and the sentencing order of court dated August 16, 2005, is
amended to delete the requirement that Defendant submit a DNA sample.
BY THE COURT,
1. Wesley Oler, Jr., 1.
John C. Dailey, Esq.
Senior Assistant District Attorney
Aria M. Waller, Esq.
Deputy Public Defender