HomeMy WebLinkAbout2009-1720
ARROW FINANCIAL SERVICES, LLC, : IN THE COURT OF COMMON PLEAS
Assignee and Successor in interest : OF CUMBERLAND COUNTY, PENNSYLVANIA
of WASHINGTON MUTUAL BANK, :
PLAINTIFF :
:
V. :
:
DEBORAH L. GRAHAM, :
DEFENDANT : 09-1720 CIVIL TERM
IN RE: DEFENDANT’S MOTION FOR PRELIMINARY OBJECTIONS
TO PLAINTIFF’S AMENDED COMPLAINT
BEFORE OLER, J. AND MASLAND, J.
OPINION AND ORDER OF COURT
Masland, J., October 5, 2010:--
Before the court are the preliminary objections of Deborah L. Graham, Defendant, to
the amended complaint filed by Plaintiff, Arrow Financial Services LLC. For the reasons
stated briefly below, Defendant's preliminary objections are granted.
This is a collections matter arising from an allegedly delinquent credit card account.
Defendant representing herself, objects to the adequacy of Plaintiff's amended complaint on
the grounds that Plaintiff has not established it is a real party interest, it does not include the
“Schumer Box” to establish the basis for claimed interest, late fees, returned check fees, and
over-the-limit fees, and it is improperly verified.
I. Evidence of Assignment
Where, as here, a plaintiff is not the defendant's original creditor, the complaint must
include a writing evidencing the assignment of the defendant's account from the original
creditor to the plaintiff. Atlantic Credit and Finance, Inc. v. Giuliana, 829 A.2d 340 (Pa. Super.
2003). Without such a document, plaintiff fails to establish its status as a real party in interest
to the instant matter. Here, Plaintiff's amended complaint includes a document labeled “Bill of
Sale” indicating the sale of various accounts from Washington Mutual Bank to Plaintiff. This
09-1720 CIVIL TERM
writing is wholly inadequate to establish Plaintiff is a real party in interest in this matter.
First, the Bill of Sale contains no information whatsoever to establish its relevance to
the Defendant's alleged debt. Neither her name nor her account number appear in the
document. Instead, the Bill of Sale refers to “Accounts listed in the Account Schedule
attached … as Appendix A to the Agreement ….” See Am. Compl. “Appendix A” does not
appear in the record. Plaintiff concedes as much, justifying its absence on the grounds that
Appendix A:
[I]s simply an excel spreadsheet with all the account numbers that
were sold in the particular lot of accounts. Nearly the entire
document would need to be redacted. Only the last four digits of
defendant's account number could be displayed. As such,
attaching said document would provide no further verification that
defendant's account was among those in the lot sale referenced in
the Bill of Sale.
Pl.'s Br. at 5. This explanation is wholly unsatisfactory. A supposedly onerous redaction
process does not excuse Plaintiff from properly establishing it is a real party in interest.
Also troubling is that the Bill of Sale refers to the transfer of Washington Mutual
accounts while the record clearly indicates Defendant's original creditor was Providian
National Bank. Plaintiff asks us to excuse this inadequacy by taking judicial notice that
Providian was purchased by Washington Mutual. We decline to do so. In light of these
problems, the Bill of Sale is insufficient to satisfy the requirement of including a writing to
account for the assignment of Defendant's account.
II. Absence of Cardholder Agreement
Next, we address Defendant's objection to the absence of the terms of her original
cardholder agreement. She argues the alleged debt is based upon a written cardholder
agreement, and accordingly, Plaintiff must attach a copy of the document to the complaint.
We agree. Plaintiff's complaint includes an exhaustive balance statement history of the
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09-1720 CIVIL TERM
alleged debt and a copy of Defendant's signature on an account acceptance card. What it
does not contain, however, are the terms of the cardholder agreement. In the absence of this
information, Defendant's objection must be sustained.
III. Adequacy of Verification
Finally, we address Defendant's objection to the verification. Plaintiff's complaint is
verified by a person identified as “Outsource Manager for Plaintiff Arrow Financial Services.”
Based on Plaintiff's representation that the verification was completed by an officer of the
Plaintiff business, we are satisfied that it comports with the requirements of Pa. R.C.P. No.
1024.
IV. Conclusion
In conclusion, we sustain Defendant's preliminary objections due to the serious
deficiencies of the amended complaint. Plaintiff has not established itself as a real party in
interest, nor has it established the terms of the underlying credit agreement allegedly
breached by the Defendant. Accordingly, Plaintiff's amended complaint must be dismissed for
failure to provide documentation to substantiate its claim. The court grants Plaintiff leave to
file a legally sufficient amended complaint within 30 days of this opinion and order.
ORDER OF COURT
AND NOW, this day of October, 2010, Defendant's preliminary objections to
SUSTAINED
Plaintiff's amended complaint are . The court grants Plaintiff leave to file a
legally sufficient second amended complaint within 30 days of this order.
By the Court,
Albert H. Masland, J.
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09-1720 CIVIL TERM
Benjamin J. Cavallaro, Esquire
For Plaintiff
Deborah Graham, Pro se
902 Allenview Drive
Mechanicsburg, PA 17055
:saa
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ARROW FINANCIAL SERVICES, LLC, : IN THE COURT OF COMMON PLEAS
Assignee and Successor in interest : OF CUMBERLAND COUNTY, PENNSYLVANIA
of WASHINGTON MUTUAL BANK, :
PLAINTIFF :
:
V. :
:
DEBORAH L. GRAHAM, :
DEFENDANT : 09-1720 CIVIL TERM
IN RE: DEFENDANT’S MOTION FOR PRELIMINARY OBJECTIONS
TO PLAINTIFF’S AMENDED COMPLAINT
BEFORE OLER, J. AND MASLAND, J.
ORDER OF COURT
AND NOW, this day of October, 2010, Defendant's preliminary objections to
SUSTAINED
Plaintiff's amended complaint are . The court grants Plaintiff leave to file a
legally sufficient second amended complaint within 30 days of this order.
By the Court,
Albert H. Masland, J.
Benjamin J. Cavallaro, Esquire
For Plaintiff
Deborah Graham, Pro se
902 Allenview Drive
Mechanicsburg, PA 17055
:saa