HomeMy WebLinkAbout1999-4784 Civil
BARBARA WAGNER and DANIEL
WAGNER,
PLAINTIFFS
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
WILLIAM F. CARR, M.D., OBSTETRICS- :
GYNECOLOGY, INC.; CENTRAL
PENNSYLVANIA OBSTETRICS-
GYNECOLOGY, INC., and HOLY SPIRIT:
HOSPITAL,
DEFENDANTS 99-4784 CIVIL TERM
IN RE: MOTION FOR SUMMARY JUDGMENT OF DEFENDANTS
BEFORE BAYLEY. J. AND EBERT. J.
ORDER OF COURT
AND NOW, this 8th day of March, 2006, the Joint Motion for Summary Judgment
on behalf of all Defendants IS GRANTED.
By the Court,
M.L. Ebert, Jr., J.
Robin J. Marzella, Esquire
For Plaintiffs
Thomas R. Miller, Esquire
For Defendant William F. Carr, M.D.
Karen E. Minehan, Esquire
For Defendants William F. Carr, M.D., Obstetrics-Gynecology, Inc. and Central Pennsylvania
Obstetrics-Gynecology, Inc.
Craig A. Stone, Esquire
For Defendant Holy Spirit Hospital
BARBARA WAGNER and DANIEL
WAGNER,
PLAINTIFFS
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
V.
WILLIAM F. CARR, M.D., OBSTETRICS- :
GYNECOLOGY, INC.; CENTRAL
PENNSYLVANIA OBSTETRICS-
GYNECOLOGY, INC., and HOLY SPIRIT:
HOSPITAL,
DEFENDANTS 99-4784 CIVIL TERM
IN RE: MOTION FOR SUMMARY JUDGMENT OF DEFENDANTS
BEFORE BAYLEY. J. AND EBERT. J.
OPINION AND ORDER OF COURT
Ebert, J., March 8, 2006:--
I. STATEMENT OF FACTS
On September 25, 1997, Barbara Wagner was evaluated by Defendant Carr at
Defendant Obstetrics-Gynecology, Inc. ("Ob-Gyn, Inc.") as a referral patient for her annual
Pap smear and pelvic exam. During the visit, Mrs. Wagner expressed concern over her
irregular periods, heavy bleeding and pain during ovulation. After examining Mrs. Wagner,
Defendant Carr suspected endometriosis and suggested laparoscopy to diagnose the
problem. On October 28, 1997, Mrs. Wagner underwent a medical procedure, which the
Plaintiffs' complaint describes in part as a "diagnostic laparoscopy and endothermal
coagulation of suspected endometriosis implants on an outpatient basis,,1, on the premises of
Defendant Holy Spirit Hospital ("HSH"). Based on the Plaintiff's highly technical recitation of
this operation, it is clear that this procedure is fraught with medical complexity.
1 Complaint, filed August 9, 1999, p. 3.
On August 9, 1999, Plaintiffs filed this medical malpractice suit. They allege that
during the procedure, and acting within the scope of his employment with and/or agency of
Ob-Gyn, Inc. and/or Central Pennsylvania Obstetrics-Gynecology Inc., and HSH, Defendant
Carr negligently "burned, injured and/or punctured Mrs. Wagner's bowel/rectum" without her
informed consent to the procedure? After five years of written discovery and the depositions
of numerous parties and witnesses, on August 31, 2004, counsel for Defendant Carr filed a
Motion to Compel Production of Plaintiffs' Expert Reports. A hearing was set for
October 21, 2004. Rather than attend the scheduled hearing, Plaintiffs counsel agreed to
provide the expert reports within sixty days, or by December 21, 2004.
When the Plaintiffs failed to produce the expert reports by this deadline, a Case
Management Conference was conducted on April 8, 2005, by the Honorable Kevin A. Hess.
At this conference Plaintiffs' Counsel requested and was granted the right to withdraw as
counsel3, and Judge Hess signed an order requiring the Plaintiffs to produce expert reports
against the various Defendants within sixty days.4 Plaintiffs again failed to produce expert
reports by the deadline. On July 5, 2005, the Defendants filed a Joint Motion for Summary
Judgment which plainly disclosed the Defendants' position that the plaintiff could not present
a prima facie case without expert testimony. This motion was served on the plaintiffs
individually.
The case was then listed by the Defendants for argument court on
September 15, 2005, and the argument was heard on October 20, 2005. As of
October 20, 2005, the Plaintiffs had still provided no expert reports. On October 26, 2005,
Judge Hess dismissed the defendant's Motion for Summary Judgment as being premature
2 Complaint at 4.
3 Order of Court, dated April 8, 2005, Hess, J.
4 Order of Court, dated April 8, 2005, Hess, J.
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because "no order has been entered in the case precluding the plaintiffs from adducing
expert testimony".5 In response to this order, the defendants then filed a Motion for
Sanctions pursuant to Pa.R.C.P. 4019, on November 7,2005. On November 10,2005, the
Court granted the Motion for Sanctions and precluded the Plaintiffs from adducing any expert
testimony at trial in this action. On January 26, 2006, the Defendants filed the present Joint
Motion for Summary Judgment. The Plaintiffs filed no response to the motion and did not
appear for argument on February 15, 2006. Defendants maintain that discovery in this case
is now closed, that in the absence of competent medical expert opinion, the Plaintiffs cannot
establish a prima facie case, and that the granting of summary judgment is therefore
mandated.
II. DISCUSSION
Summary judgment is available to a party "if, after completion of discovery relevant to
the motion, including the production of expert reports, an adverse party who will bear the
burden of proof at trial has failed to produce evidence of facts essential to the cause of
action". Pa. R. C. P. 1035.2(2). The purpose of Rule 1035.2 "is to eliminate cases prior to trial
where a party cannot make out a claim or a defense after relevant discovery has been
completed". Miller v. Sacred Heart Hospital, 753 A.2d 829, 833 (Pa. Super. 2000).
A. REQUIREMENT FOR EXPERT TESTIMONY
1. Medical Neqliqence Cases
To establish a prima facie case of medical malpractice, the plaintiff must establish (1)
duty owed by physician to patient, (2) breach of duty from physician to patient, (3) that breach
of duty was the proximate cause of, or substantial factor in, bringing about harm suffered by
5 Order of Court, dated October 26, 2005, Hess, J.
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the patient, and (4) that damages suffered by the patient were the direct result of that harm.
Mitzelfelt v. Kamrin, 526 Pa. 54, 584 A.2d 888 (1990).
To meet this burden, it is necessary to introduce expert testimony to establish
that the Defendant negligently carried out his professional duties and departed from the
standard of care exercised by other physicians. Chandler v. Cook, 438 Pa. 447, 265 A.2d
794 (1970), Freed v. Priori, 247 Pa. Super. 418, 372 A.2d 895 (1997). In an action for
medical malpractice, expert testimony is an indispensable requirement of establishing a right
to recovery. Collins v. Hand, 431 Pa. 378, 246 A.2d 398 (1968), Hoffman v. Mogul, 445
Pa. Super. 252, 665 A.2d 478 (1995). The jury is not permitted to presume or infer
negligence merely because the medical care or surgical procedure terminates in an
unfortunate result which might have occurred even though proper skill and care has been
exercised. This standard of care must be established by expert testimony. Lambert v.
Sotis, 422 Pa. 304, 221 A.2d 173 (1966), Demchuk v. Bralow, 404 Pa. 100, 170 A.2d 868
(1961), Robinson v. Werts, 387 Pa. 291,127 A.2d 706 (1956).
2. Informed Consent Cases
In informed consent cases, expert testimony is required not only by case law, but was
specifically required by statute under the Health Care Services Malpractice Act, 40 P.S.
S1301.811-A(c) (1996), in effect when this action was filed. While that act was repealed in
2002, it was immediately replaced by the Medical Care Availability and Reduction of Error
(MCARE) Act, 40 P.S. S1303.504(c) (2002), which retains the exact same requirement for
expert testimony.
In order for consent to be informed, it must be shown that the physician disclosed all
those facts, risks and alternatives that a reasonable person in the situation which the
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physician knew or should have known to be the plaintiff's, would deem material in making a
decision to undergo the recommended treatment. Nogowski v. Alemo-Hammad, 456 Pa.
Super. 750, 691 A.2d 950 (1997). The determination of what is a "material risk" is a question
for the jury. Id., Moure v. Raeuchle, 529 Pa. 394, 604 A.2d 1003 (1992). By statute since
1996, and continuing to this day, expert testimony in an informed consent case is required to
determine whether the procedure is one covered by the Act and to identify risks of that
procedure, the alternatives to that procedure, and the risks of these alternatives. 40 P.S.
S1301.811-A(c) (1996), 40 P.S. S 1303.504(c) (2002). The average juror, without knowledge
of the nature and probability of risk involved in the procedure, and the existence of and risk
associated with alternatives, cannot make the determination of what information is "material."
Festa v. Greenberg, 354 Pa. Super. 346, 511 A.2d 1371 (1986), Moure v. Raeuchle, 529
Pa. 394, 604 A.2d 1003 (1992).
The Plaintiffs have failed repeatedly to produce expert testimony as to the risks and
alternatives to the "diagnostic laparoscopy and endothermal coagulation of suspected
endometriosis implants" and are now precluded from doing so. Our courts have held that
because "the complexities of the human body place questions as to the cause of pain or
injury beyond the knowledge of the average layperson," a medical malpractice plaintiff
generally must produce the opinion of a medical expert to demonstrate the elements of his
cause of action. Miller v. Sacred Heart Hospital, 753 A.2d at 833, citing Hamil v. Bashline,
481 Pa. 256, 392 A.2d 1280, 1285 (1978). The average juror, unaided by expert testimony
as to the nature and probability of the risks involved, is without the requisite information to
conclude whether or not those risks are material to the decision to undergo the procedure.
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An exception to the requirement of expert testimony may exist where the physician's
departure from acceptable medical standards is so pronounced, or the matter is so simple, or
lack of skill or want of care is so obvious, as to be within the comprehension of ordinary
laypersons. Smith v. Yohe, 412 Pa. 94, 194 A.2d 167 (1963). However, even in the
relatively simple case of a doctor leaving a sponge in a patient's surgical cavity, the Superior
Court stated that the doctor in question was entitled to judgment on an informed consent
issue because the plaintiff patient did not present expert testimony. Nogowski v. Alemo-
Hammad, 456 Pa. Super. 750, 691 A.2d 950 (1997). In the case at bar, given its complexity,
the Plaintiffs were required to present expert testimony.
B. DEFENDANT'S ENTITLEMENT TO SUMMARY JUDGMENT
Summary judgment is appropriate if, after completion of discovery relevant to the
motion, including the production of expert reports, an adverse party who will bear the burden
of proof at trial has failed to produce evidence of facts essential to the cause of action or
defense which in a jury trial would require the issues to be submitted to a jury. Pa.R.C.P.
1035.2. Specifically, summary judgment is allowed where the record is insufficient for the
opposing party to sustain a prima facie case. Wolloch v. Aiken, 572 Pa. 335, 815 A.2d 594
(2002). The 1996 Explanatory Comment to Rule 1035.2 makes clear that the rule is intended
to foster, not inhibit the discretion of trial court. The purpose of the rule is to weed out
meritless cases after relevant discovery has been completed; not to eliminate meritorious
claims prematurely before relevant discovery has been completed. Id.
In Walloch, a medical malpractice action very similar to the present case, the
Pennsylvania Supreme Court upheld summary judgment for the defendants after the plaintiff
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failed to produce expert reports during three years of discovery and missed two separate
deadlines imposed at case management conferences after the close of discovery. Id.
The Court noted that the proper issue before it was a motion for summary judgment, and not
discovery sanctions, where the question of harshness would have been relevant. Id. The
only relevant question in determining the timeliness of a motion for summary judgment is
whether discovery was complete at the time of the motion. Id. at 341. This determination
must be made based on the record of the case and establishes the timeliness or prematurity
of the motion for summary judgment under Rule 1035.2. Id. Here, the record establishes
that discovery was complete, for purposes of Rule 1035.2, at the time Defendants filed their
motion for summary judgment, to which Plaintiffs failed to make a timely response though
Rule 1 035.3(b) permits such a response.
In contrast are the facts of Steinfurth v. LaManna, 404 Pa. Super. 384, 590 A.2d
1286 (1991). There the plaintiffs failed to submit their expert report within sixty days pursuant
to a court-imposed deadline and the defendant filed motions for sanctions. Id at 1288.
Ultimately the plaintiffs produced the report, prior to trial, and in time to give the defendants'
sufficient opportunity to review of the report. However, the trial court still dismissed the
action. Id. The Superior Court recognized that although the order had been entered as
granting summary judgment, it was in reality a response to the plaintiffs' violation of discovery
rules and defendants' motion for sanctions. Id. Following application of the test for
appropriateness of sanctions, the Superior Court reversed and allowed the case to proceed.
Id. The present case is distinguishable from Steinfurth in that we are asked to consider not
the procedural violations leading to the imposition of sanctions but the substantive deficiency
of proof in the cause of action. Miller v. Sacred Heart Hospital, 753 A.2d 829 (Pa. Super.
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2000). In the case at bar, the Plaintiffs have never produced the required expert testimony
even after being given numerous opportunities to do so. At this stage, the proper law to be
applied is Rule 1035.2 and the cases interpreting it.
III. CONCLUSION
Here, with discovery completed, and a record lacking the required expert reports and
precluding expert testimony, Plaintiffs are unable to establish the elements necessary to
maintain this medical malpractice action. The Defendants are entitled to summary judgment
as a matter of law.
ORDER OF COURT
AND NOW, this 7th day of March, 2006, the Joint Motion for Summary Judgment
on behalf of all Defendants IS GRANTED.
By the Court,
M.L. Ebert, Jr., J.
Robin J. Marzella, Esquire
For Plaintiffs
Thomas R. Miller, Esquire
For Defendant William F. Carr, M.D.
Karen E. Minehan, Esquire
For Defendants William F. Carr, M.D., Obstetrics-Gynecology, Inc. and Central Pennsylvania
Obstetrics-Gynecology, Inc.
Craig A. Stone, Esquire
For Defendant Holy Spirit Hospital
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