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DAVID ALTON REIDENBACH
OTN: E656417-6
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 96-0071 CRIMINAL TERM
CHARGE: CRIMINAL HOMICIDE -
THIRD DEGREE MURDER
IN RE: POST CONVICTION RELIEF ACT PETITION
BEFORE OLER, J.
ORDER OF COURT
AND NOW, this t~ay' of March, 1997, upon consideration of
Petitioner's petition under the Post Conviction Relief Act,
following a hearing, and for the reasons stated in the accompanying
opinion, the petition is DENIED.
BY THE COURT,
J 0Wesley Ole~r. ,
Jaime M. Keating, Esq.
Chief Deputy District Attorney
Michael A. Scherer, Esq.
Court-Appointed Counsel for Petitioner
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CO~O~EALTH
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DAVID ALTON REIDENBACH
OTN: E656417-6
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
NO. 96-0071 CRIMINAL TERM
CHARGE: CRIMINAL HOMICIDE -
THIRD DEGREE MURDER
IN RE: POST CONVICTION RRLIEF ACT PETITION
BEFORE OLER, J.
OPINION and ORDER OF COURT
Oler, J., March 18, 1997.
At issue in the present criminal case arising out of a
homicide is whether Petitioner's petition under the Post Conviction
Relief Act~ should be granted. The relief sought by Petitioner is
a new trial.2
The basis for the relief sought is a plea of guilty unlawfully
induced by the ineffective assistance of counsel. Petitioner, who
pled guilty to third degree murder, maintains that he had a viable
claim of self-defense, and that his counsel was ineffective in (a)
suggesting that certain homosexual aspects of the case would have
an adverse effect upon the receptiveness of his defense, (b)
obtaining after the fact certain materials relevant to the case,
such as an autopsy report, and (c) being preoccupied with other
work.3
~ Act of May 13, 1982, P.L. 417, as amended, 42 Pa. C.S.
§§9541 et seq. (1996 Supp.).
2 More accurately stated, the relief
reinstatement of Petitioner's right to a trial.
conviction resulted from a guilty plea.
sought is a
Petitioner's
3 Petitioner's specific contentions were set forth at the
hearing on his petition.
NO. 96-0071 CRIMINAL TERM
A hearing on the petition was held on Thursday, February 20,
1997. Based upon the evidence presented at the hearing, the
petition must be denied.
STATEMENT OF FACTS
In January of 1996, Petitioner, who was 34 years old, invited
a male stranger to his home by way of a CB radio, engaged in
consensual sex with him, choked him to death, and disposed of
evidence connecting Petitioner with the killing. The following
details of the incident are not in dispute:
On January the 1st, 1996, between the
hours of 3 a.m. and 6 a.m., the Defendant
invited the victim, Charles L. Fisher, to his
home at 31 Kerrs Avenue in the Borough of
Carlisle in Cumberland County by means of a
citizens band radio. The victim entered the
Defendant's home at the Defendant's request.
The victim and the Defendant participated in
various consensual sex acts.
At some point during this sexual
encounter, the Defendant became angry with the
victim, placed his arm around the victim's
neck, and choked the victim until he died.
The Defendant then dragged the victim's nude
body out of the home and placed it in a
walkway between the houses located at 31-35
Kerrs Avenue.
The Defendant [at a later time] took all
of the victim's clothes and other evidence of
the crime, [and] drove to the Glass Lounge in
Dauphin County, where he placed these items of
evidence in a dumpster with the intent to
cover-up his crime. On January the 3rd, 1996,
the Defendant confessed to Detectives Ronald
Egolf and Michael Brennan at the Carlisle
Police Station that he killed Charles Fisher.4
4 N.T. 3-4, Guilty Plea Colloquy, April 24, 1996.
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NO. 96-0071 CRIMINAL TERM
Petitioner was charged with criminal homicide, including first
degree murder. He tendered a plea of guilty on April 24, 1996, to
third degree murder, pursuant to a plea bargain. In addition to
forgoing a prosecution for first degree murder, the Commonwealth
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agreed to recommend a minimum sentence of eleven years.
Following an extended colloquy, which included an explanation
of the form of justification known as self-defense,6 the court
Id. 3.
The maximum statutory minimum sentence had recently been
increased to 20 years. See Act of December 6, 1972, P.L. 1482, §1,
as amended, 18 Pa. C.S. §l102(d) (1996 Supp.). Petitioner reserved
the right to argue for a minimum sentence of less than eleven
years, and the ultimate determination of the minimum sentence was
reserved to the court. N.T. 3, Guilty Plea Colloquy, April 24,
1996.
The plea arrangement was also potentially advantageous to
Petitioner by virtue of its use of existing sentencing guidelines.
Petitioner's counsel explained this consideration as follows:
Q so did you make -- did you discuss
in plea negotiations with [District Attorney]
Ebert your concerns about [sentencing
guidelines]?
A Yes, and then that was the basic
agreement that was struck, is that the
sentence would be within the then existing
guidelines, which were fashioned before the
gradation was increased.
Q And this was done with a mind to
keep the Defendant from doing a life term?
A Not from a life term, no. It was to
protect Mr. Reidenbach, if he would be
convicted of third degree, from getting a
minimum sentence that could be as much as 20
years.
6 N.T. 17-20, Guilty Plea Colloquy, April 24, 1996.
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NO. 96-0071 CRIMINAL TERM
accepted Petitioner's guilty plea. It is not suggested in the
present proceeding that the guilty plea colloquy was deficient.
On June 18, 1996, Petitioner was given a standard range
sentence of not less than nine years nor more than 25 years
imprisonment in a state correctional institution. Following
sentence, Petitioner's post-sentence rights were reviewed with
him.7 It is not argued in this proceeding that the sentence was
improper or that the review of post-sentence rights was deficient.8
On July 26, 1996, Petitioner filed a Post Conviction Relief
Act petition. On July 30, 1996, the court appointed Michael A.
Scherer, Esq., to represent him. At the hearing on the petition,
Petitioner testified in support of the petition, the Commonwealth
presented the testimony of his former counsel, and several exhibits
were admitted.
Petitioner stated in his testimony that he had been
intoxicated on the morning in question, had engaged in consensual
sex with the victim and had choked him to death when the victim
forced himself upon him for anal sex. Petitioner's statement to
police indicated, however, that a claim of self-defense would not
be without difficulty:
[Q]. When was he, you stated to me before
that he was telling you to stop it or I'm
7 N.T. 7-9, Sentencing Colloquy, June 18, 1996.
8 No post-sentence motion or direct appeal from the judgment
of sentence was filed by Petitioner.
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NO. 96-0071 CRIMINAL TERM
choking or something to that affect, what was
he doing?
[A]. I was on top of him by then
[Q]. So you had your forearm around him
once
[A]. I had my forearm around him once and
then I was on top of him with my hands just
choking him
[Q]. And when was he trying to get you to
stop?
[A]. When I had, when I had my forearm
around him
[Q]. OK and then did he say anything when
you got on top of him?
[A]. No.
[Q]. Do you know if he was passed out or
not?
[A]. I thought he was passed out
[Q]. Before you let go with your forearm?
[A]. No.
[Q]. When?
[A]. When I was sitting on top of him, I
don't know if he was passed out or not that's
why I put my arms my hand around
[Q]. What I'm trying to say is did you
make him pass out by using your forearm?
[A]. Yes
[Q]. You did?
[A]. Yes
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NO. 96-0071 CRIMINAL TERM
[Q]. And then you got on top of him
straddling him?
[A]. Yes
[Q]. Was he face down or face up?
[A]. Face up
[Q]. And then you put your hands around
his neck you said?
[A]. Around his neck I was sitting on his
chest and had my hands around his neck
[Q]. And after putting your hands around
his neck what did you do then? Did you keep
choking him or not?
[A]. Yes, I kept putting pressure there
[Q]. You're very sure though that he was
passed out when you had your forearm?
[A]. Yes
[Q]. Did he hold a knife to you?
[a]. No.
[Q]. Did he threaten you at all?
IAI. No
[Q]. Saying he was going to kill you?
IAI. No
[Q]. No threats whatsoever made during
this whole thing?
IAI. No
* * *
NO. 96-0071 CRIMINAL TERM
[A]. I got my arm back, like that, and
butted up this way and his head was down and I
just
[Q]. Squeezed
[A]. Squeezed
[Q]. Did you squeeze as hard as you
could?
[A]. Yes
[Q]. How is it that you could get on top
of him?
[A]. I rolled him over on my body and I
was still holding on
[Q]. He was still somewhat unconscious?
[A]. Yeah, I was still holding on to him
[Q]. OK, David, what I'm going to ask you
now is you could have gotten up from him and
left him go, right?
[A]. Yes
[Q]. And you could have left the house,
right?
[A]. Yes
[Q]. But you continued to choke him
right?
[A]. Yes
[Q]. When you rolled him over you had
your arm around his neck and at that time he
was semi-unconscious?
[A]. Right
[Q]. And you could have gotten up and left
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NO. 96-0071 CRIMINAL TERM
[A]. Right9
It was not disputed at the hearing that Petitioner's counsel
had recommended that he accept the plea arrangement described
above. On the other hand, it was not contended by Petitioner that
his counsel had insisted upon such a course of action or had
refused to go to trial.
Petitioner testified that his counsel had advised him that the
homosexual aspects of the case would be less than sympathetically
received in the trial process. Petitioner stated that he felt he
was being told that he would not receive a fair.trial because of
his sexual orientation. His former counsel, a highly experienced
criminal defense attorney,~° testified that he did express the view
that the homosexual nature of the case would be disadvantageous
from a defense standpoint. In this regard, he stated as follows:
With regard to his homosexuality, I did
explain to Mr. Reidenbach - I certainly didn't
say to him he couldn't have a fair trial. I
didn't say to him I wouldn't represent him, or
didn't want to. I did say to him, I thought
it may cause the jury to have less of a regard
for him as they may have for another
individual. That's maybe not the way I would
9 Commonwealth's Exhibit 1, Hearing on Post Conviction Relief
Act petition, February 20, 1997, (Defendant's statement to police,
January 3, 1996).
~0 Petitioner's counsel had been chief public defender for
Cumberland County since October of 1976. Prior to assuming that
position, he had served as an assistant public defender in
Cumberland County for ten months and in Philadelphia for two years.
His experience included participation as defense counsel in dozens
of jury trials.
NO. 96-0071 CRIMINAL TERM
like the world to be, but it's the way I see
it to be, and I think it was accurate.
Petitioner further testified that his counsel received copies
of his statements to police, of a rape kit report and of an autopsy
report only after the guilty plea had been entered. He stated that
the rape kit report showed that semen was present on the victim's
scrotum, and that the autopsy report showed that Petitioner had
apparently broken two bones in the victim's neck when he choked him
to death. Petitioner's counsel testified that he had been aware of
the substance of Petitioner's statements to police, and that the
presence of semen on the victim was immaterial to the case in view
of the fact that consensual sex had preceded the killing. The
autopsy report, which implied that a high degree of force had been
employed, was similarly not beneficial to the defense.
Petitioner finally testified that his counsel had seemed
preoccupied with another case, and that on one occasion he had to
postpone a visit with Petitioner due to the press of other
business. Petitioner conceded, however, that he had not expressed
his concern on this point to his attorney. He also agreed that he
had met personally with his counsel on six occasions prior to his
entry of the plea, and had spoken to him by telephone.
In its capacity as factfinder, the court felt that both
witnesses at the hearing testified in accordance with their best
recollections as to the attorney/client relationship between them.
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NO. 96-0071 CRIMINAL TERM
The court
credible.
found the testimony of Petitioner's counsel entirely
STATEMENT OF LAW
"It is by now axiomatic that a defendant in a criminal case is
entitled to effective representation at trial." Commonwealth v.
Collins, 519 Pa. 58, 63, 545 A.2d 882, 885 (1988). With respect to
a claim of ineffective assistance, however, "Pennsylvania courts
presume that an accused's counsel is effective and place the burden
of proving ineffectiveness on the convicted defendant." Packel &
Poulin, Pennsylvania Evidence §307, at 116 (1987). In the context
of a proceeding under the Post Conviction Relief Act,~ Judge Hess
of this court has noted that the burden is a "heavy" one.
Commonwealth v. Borrero, 42 Cumberland L.J. 419, 420 (1993).
A general rule for the analysis of a claim of ineffectiveness
of counsel has been provided by the Pennsylvania Supreme Court as
follows:
There are three elements to a valid claim
of ineffective assistance. We inquire first
whether the underlying claim is of arguable
merit; that is, whether the disputed action
or omission by counsel was of questionable
legal soundness. If so, we ask whether
counsel had any reasonable basis for the
questionable action or omission .... If he
did, our inquiry ends. If not, the
[defendant] will be granted relief if he also
demonstrates that counsel's improper course of
conduct worked to his prejudice ....
~ Act of May 13, 1982, P.L. 417, as amended, 42 Pa. C.S.
§§9541 et seq. (1996 Supp.).
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NO. 96-0071 CRIMINAL TERM
Commonwealth v. Davis, 518 Pa. 77, 83, 541 A.2d 315, 318 (1988);
see Commonwealth v. Beasley, Pa. __, 678 A.2d 773 (1996);
Commonwealth v. Hess, No. 94-1437 Criminal Term (Cumberland Co.,
March 11, 1997) (Sheely, P.J.).
However, under the Post Conviction Relief Act, a person
seeking relief on the basis of ineffective assistance of counsel
must prove, by a preponderance of the evidence, that the
"conviction or sentence resulted from ... [i]neffective assistance
... which, in the circumstances of the particular case, so
undermined the truth-determining process that no reliable
adjudication of guilt or innocence could have taken place."~2 Thus,
the Pennsylvania Superior Court has stated that in this context "it
is not enough for [a defendant] to show that he suffered some
prejudice as a result of counsel's action or inaction, but rather
that counsel's action or inaction so affected the trial itself
('the truth-determining process') that the result of the trial is
inherently unreliable." Commonwealth v. Weinder, 395 Pa. Super.
608, 627, 577 A.2d 1364, 1374 (1990).
In addition, an attempt by a person to withdraw a plea
following sentence is subject to special burdens. Allegations of
ineffectiveness of counsel in connection with a guilty plea "will
provide a basis of relief only if ineffectiveness caused an
Act of May 13, 1992, P.L. 417, §2, as amended, 42 Pa. C.S.
S9543(a)(2)(i) (1996 Supp.).
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NO. 96-0071 CRIMINAL TERM
involuntary or unknowing plea." Commonwealth v. West, 336 Pa.
-Super. 180, 185-86, 485 A.2d 490, 493 (1984). Where withdrawal of
a guilty plea is the relief requested under the Post Conviction
Relief Act, it will be permitted only "upon a showing of severe
prejudice to the [petitioner] in the form of 'manifest injustice'
.... " Commonwealth v. Edwards, 417 Pa. Super. 555, 559, 612 A.2d
1077, 1079 (1992), appeal denied, 625 A.2d 1191 (Pa. 1993).
Several holdings of Pennsylvania appellate courts are
instructive on the issues of ineffective assistance of counsel in
general and withdrawals of pleas in particular. With respect to
the former, it has been said that "mere shortness of time in
conference does not, without more, establish ineffective assistance
of counsel." Commonwealth v. Ford, 491 Pa. 586, 591, 421 A.2d
1040, 1042 (1980); see Commonwealth v. Hill, 450 Pa. 477, 481, 301
A.2d 587, 590 (1973) (mere shortness of time in preparation of
defense). Similarly, "failure to conduct a more thorough
investigation ... does not constitute per se ineffectiveness."
Commonwealth v. Murray, 338 Pa. Super. 580, 586, 488 A.2d 45, 48
(1985).
In addition, the fact that a claim of self-defense may be
tenuous in a legal sense is a factor to be considered in
determining whether an attorney's advice to accept a plea bargain
was reasonable. See Commonwealth v. Lutz, 492 Pa. 500, 424 A.2d
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NO. 96-0071 CRIMINAL TERM
1302 (1981) (circumstances indicative of failure of defendant to
retreat).
Finally, it has been said that, "[w]hen the Commonwealth has
an excellent case but offers an accused a highly favorable plea
bargain, counsel is ineffective if he doesn't advise his client to
accept the bargain." 1 Wasserbly, Pennsylvania Criminal Practice
§4.21 (1993); see Commonwealth v. Napper, 254 Pa. Super. 54, 385
A.2d 521 (1978).
APPLICATION OF LAW TO FACTS
An application of the law to the facts recited above leads to
a conclusion that Petitioner's petition under the Post Conviction
Relief Act must be denied. First, it would be difficult to support
a determination that any of the challenged conduct of Petitioner's
former counsel was of questionable legal soundness. His concern
that the circumstances of the encounter between Petitioner and the
victim might create an unfavorable impression deleterious to the
defense was a practical one. Petitioner's attorney was not shown
~to have been unfamiliar with the case in any particular useful to
the defense. He met or spoke with Petitioner on numerous
occasions. The plea arrangement which was negotiated and
recommended by Petitioner's counsel served to preclude the
possibility of a life sentence and to promote the imposition of a
minimum sentence well under that authorized by statute for the
offense pled to.
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NO. 96-0071 CRIMINAL TERM
Second, even if the conduct of Petitioner's counsel could
somehow be characterized as questionable in terms of its legal
soundness, it could not be found to have lacked a reasonable basis.
His concern as described above was not irrational. The plea
arrangement which he negotiated and recommended was, to all
appearances, the product of an informed analysis of the strengths
and weaknesses of the prosection and defense cases, including
consideration of the viability of an intoxication defense which
depended in large part upon Petitioner's credibility and the
viability of a claim of self-defense where the victim's
strangulation may have been completed after he had been rendered
helpless.
Third, nothing that Petitioner's counsel did or did not do has
been shown to have prejudiced Petitioner - by undermining the
truth-determining process, precluding a reliable adjudication of
guilt or innocence, or otherwise. The result obtained by counsel
for Petitioner arguably represented a highly favorable outcome in
light of the serious possibility of a first degree murder
conviction and mandatory life sentence; the result could not
properly be characterized as a "manifest injustice" from the
Petitioner's standpoint.
Finally, Petitioner's plea was not shown to have been
involuntary or unknowing. As is implicit in the foregoing
discussion, the court does not feel that the plea resulted'from
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NO. 96-0071 CRIMINAL TERM
legal representation on the part of Petitioner's counsel which was
arguably unsound or, in any event, unreasonably based; nor has any
coercive or intimidating factor been shown to have existed in
counsel's relationship with Petitioner. Furthermore, the extensive
colloquy engaged in at the time of the guilty plea effectively
negates any inference that the plea was not knowing.
For these reasons, the following order will be entered:
ORDER OF COURT
AND NOW, this 18th day of March, 1997, upon consideration of
Petitioner's petition under the Post Conviction Relief Act,
following a hearing, and for the reasons stated in the accompanying
opinion, the petition is DENIED.
BY THE COURT,
s/ J. Wesley Oler, Jr.
J. Wesley Oler, Jr., J.
Jaime M. Keating, Esq.
Chief Deputy District Attorney
Michael A. Scherer, Esq.
Court-Appointed Counsel for Petitioner
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