HomeMy WebLinkAbout2007-164
KEVIN W. HOKE,
: IN THE COURT OF COMMON PLEAS OF
YOUNG MI HOKE, : CUMBERLAND COUNTY, PENNSYLVANIA
PLAINTIFF :
:
V. :
:
KENNY G. HONG, :
JAE NYO HONG, HIS WIFE :
DEFENDANTS :
:
V. :
:
EDWARD G. STANCE AND :
STEPHANIE L. STANCE, HIS WIFE :
ADDITIONAL
DEFENDANTS : 07-0164 CIVIL
IN RE: NON-JURY TRIAL
ORDER OF COURT
nd
AND NOW
, this 22 day of August, 2011, after a non-jury trial in the above-
captioned matter, the verdict of the Court is as follows:
1. On Plaintiffs’ Amended Complaint, Count I, Hokes’ claim against
Hongs for Misrepresentation, the Court finds for the Plaintiff Hokes, however, given the
Court’s finding in regard to the Breach of Contract claim, separate damages will not be
awarded.
2. On Plaintiffs’ Amended Complaint, Count II, Hokes’ claim against
Hongs for Negligent Misrepresentation, the Court finds for the Plaintiff Hokes, however,
given the Court’s finding in regard to the Breach of Contract claim, separate damages
will not be awarded.
3. On Plaintiffs’ Amendment to Complaint, Count III, Hokes’ claim
against Hongs for Breach of Contract, the Court finds for Plaintiff Hokes, and awards
damages to the Plaintiffs in the amount of $135,000.
4. On Defendant Hongs’ Counterclaim against Hokes, Count I, Breach
of Contract, the Court finds for Plaintiff Hokes.
5. On Defendant Hongs’ Counterclaim against Hokes, Count II, Unjust
Enrichment, the Court finds for Plaintiff Hokes.
6. Additional Defendant Stences’ Counterclaim against Hongs for
Breach of Contract, the Court finds for Additional Defendant Stences and awards
$22,347.53 in attorney’s fees.
1
7. Defendant Hongs’ First Amended Additional Defendants Complaint
against Stences, Count I, Tortious Interference with Contract, the Court finds in favor of
Stences and against Hongs.
8. Defendant Hongs’ First Amended Additional Defendants Complaint
against Stences, Count II, Breach of Contract, the Court finds in favor of Stences and
against Hongs.
9. Defendant Hongs’ first Amended Additional Defendants Complaint
against Stences, Count III, Indemnification and Contribution, claim is dismissed.
By the Court,
M. L. Ebert, Jr., J.
David E. Lehman, Esquire
Attorney for Plaintiffs
Luther E. Milspaw, Jr., Esquire
Attorney for Defendants
Kimberly A. Bonner, Esquire
Attorney for Additional Defendants
2
KEVIN W. HOKE,
: IN THE COURT OF COMMON PLEAS OF
YOUNG MI HOKE, : CUMBERLAND COUNTY, PENNSYLVANIA
PLAINTIFF :
:
V. :
:
KENNY G. HONG, :
JAE NYO HONG, HIS WIFE :
DEFENDANTS :
:
V. :
:
EDWARD G. STANCE AND :
STEPHANIE L. STANCE, HIS WIFE :
ADDITIONAL
DEFENDANTS : 07-0164 CIVIL
IN RE: NON-JURY TRIAL
OPINION AND ORDER OF COURT
Ebert, Jr., J., August 22, 2011 -
Background
In this civil case, Plaintiffs, the Hokes, brought an action for misrepresentation or,
in the alternative, breach of contract. The Defendants, the Hongs, are the tenants and
the Additional Defendants, the Stences, were the landlords in a commercial lease
agreement. The Hongs operated a Korean market on the leased premises. The Hokes
had arranged to purchase the business from the Hongs. The lease required written
consent from landlords prior to any assignment of the lease. The Hongs failed to obtain
written consent from the Stences prior to the Hokes taking over the business. The
Stences ultimately withheld consent for a variety of reasons and all parties were
required to vacate the premises.
The Hokes claim that the Hongs misrepresented material facts to them,
specifically that there would be no problem in getting the lease assigned, that induced
them to enter an agreement to buy the business which they were never allowed to fully
1
operate because the assignment of the lease was never permitted. Alternatively, the
Hokes claim that the Hongs breached the contract for sale of the business because they
failed to obtain prior consent to assign the lease which prevented the Hokes from taking
control of the business and remaining on the premises. The Hongs counterclaim that
the Hokes still owe them payment of money pursuant to the terms of the sales
agreement. Additionally, they filed a claim against the Stences claiming that the
Stences, as landlords, unreasonably withheld consent to an assignment of the lease,
and therefore breached their lease contract. The Hongs also claim that the Stences
tortiously interfered with Hongs’ contract for sale of the business to the Hokes because
they did not consent to an assignment and because they held meetings privately with
the Hokes to discuss a new lease, which they claim disrupted the pending sales
agreement.
Procedural History
Plaintiffs filed a Complaint on February 22, 2007, and filed Amended Complaints
on April 30, 2007, and May 21, 2007. On June 11, 2007, Defendants filed an Answer
with New Matter and Counterclaim and filed an Additional Defendants’ Complaint. On
July 16, 2007, Plaintiffs filed a reply to Defendants’ New Matter and Counterclaim. On
November 6, 2007, Additional Defendants filed an Answer with New Matter and
Counterclaim. On February 3, 2009, Plaintiff filed an Amendment of the Complaint to
include a claim for Breach of Contract. On May 12, 2009, Additional Defendants filed a
Motion for Summary Judgment, which was denied on June 12, 2009. On September 24,
2009, Additional Defendants filed a Motion for Continuance. On March 11, 2010, the
2
trial scheduled for March 17-18, 2010, was continued until August. A non-jury trial was
held on August 30-31, 2010.
Statement of Facts
Plaintiffs, Kevin W. Hoke and his wife, Young Mi Hoke (“Hokes”), reside at 530
Lake View Drive, Spring Grove, York, Pennsylvania. Defendants, Kenny G. Hong and
his wife, Jae Nyo Hong (“Hongs”), reside at 2503 Warren Way, Mechanicsburg,
Pennsylvania. Additional Defendants, Edward G. Stence and his wife, Stephanie L.
Stence (“Stences”), reside at 39 Sage Crest Circle, Enola, Pennsylvania. At issue in
this case is the Min Sok Oriental Food Market (“the Market”), which at the time relevant
to the dispute was located at 3817 Market Street, Camp Hill, Pennsylvania. The Hongs
purchased the Market in 1993 and moved from a Trindle Road location to the Market
1
Street location in 1997.
The Hongs entered into a lease to operate the Market in a building owned by
2
Peggy Grove. The Hongs also opened a restaurant in the same building approximately
3
seven or eight months after opening the Market. The Hongs were both involved in an
automobile accident in 2003 and sustained injuries which affected their abilities to run
4
the Market and the restaurant. In 2004, the Hongs sold the restaurant and received
5
approval from Peggy Grove to assign the lease. The Hongs maintained ownership of
the Market.
1
Notes of Testimony, Non-Jury Trial, Aug. 31, p. 265 (hereinafter N.T. Day 2 at ___).
2
N.T. Day 2 at 265-66.
3
N.T. Day 2 at 266.
4
N.T. Day 2 at 267-68.
5
N.T. Day 2 at 247, 268.
3
The Hongs first met the Hokes when the Hokes came into the market and were
6
customers of the Hongs in July 2005. In July 2005, The Hokes and Mrs. Hong had
7
discussions about the Hokes purchasing the Market from the Hongs. In November
2005, the Hongs discussed a purchase price of $159,000 which included all operations
of the business, all current stock and merchandise, the leased business premises and
8
all owned furniture, fixtures, equipment, and a van.
On January 9, 2006, the parties entered into a contract reflecting the terms of the
910
sale. The Hongs never requested assignment of the lease from the landlord. On
January 26, 2006, the Hokes and Hongs executed the discussed agreement to sell the
Market for $159,000, making a partial payment of $129,000 and agreeing to pay the
11
remaining $30,000 through a payment plan of $3,000 per month for 10 months.
Previously, on November 11, 2005, the Stences purchased the Market Street
12
property from Peggy Grove. They visited the property and met the Hongs in mid-
13
November 2005. Between November 2005 and January 2006, the Hongs were aware
that the Stences were the new owners of the building and contacted them for building
14
services such as resetting breakers in the basement. Edward and Stephanie Stence
were listed as the building owners on the liability insurance renewal obtained by the
15
Hongs in December 2005.
6
N.T. Day 2 at 234.
7
N.T. Day 2 at 235-36.
8
Defendants’ Answer to Amended Complaint with New Matter and Counterclaim, filed June 11, 2007, ¶ 12.
9
N.T. Day 2 at 240-41; Exhibit 4.
10
N.T. Day 2 at 251-52.
11
Notes of Testimony, Non-Jury Trial, Aug. 30, p. 34 (hereinafter N.T. Day 1 at ___); Exhibit 6.
12
N.T. Day 2 at 358.
13
N.T. Day 2 at 358.
14
N.T. Day 2 at 360.
15
Exhibit 13.
4
The Hongs had entered into a five-year lease on the property beginning in
16
1997. In 2002, the Hongs entered into an addendum to the lease which extended the
17
lease for another five years, through 2007. The extension provided that if the Hongs
wanted to extend the lease beyond June 30, 2007, they were required to renegotiate a
new rental rate six months before the expiration of the second term.
The lease required written permission of the landlord prior to assignment of the
18
lease. The relevant portion reads:
Tenant shall not, during the term of this Lease or any extension hereof,
assign, mortgage or pledge this Lease or underlet, sublease, or assign the
Demised Premises, or any part thereof, to any other person, firm, or
corporation to occupy the Demised Premises or any part thereof without
the express written consent of Landlord first being obtained, which
consent will not be unreasonably withheld.
The Hokes thought that there were six and one-half years remaining on the
1920
lease. The Hongs assured the Hokes that there was no problem with the lease and
that the Hongs would take care of talking to the landlord about them taking over the
21
lease. The Hongs did not provide, and the Hokes did not request, a copy of the
22
existing lease. The Hongs completed the sale to the Hokes before obtaining written
23
consent to assign the lease. The Hongs spoke to Peggy Grove about the possibility of
24
selling the Market. The Hongs did not receive written consent from Peggy Grove to
assign the lease.
16
N.T. Day 2 at 283.
17
N.T. Day 2 at 284.
18
Exhibit 32, Article 17.
19
N.T. Day 1 at 27.
20
N.T. Day 1 at 37.
21
N.T. Day 1 at 28.
22
N.T. Day 1 at 132.
23
N.T. Day 2 at 288.
24
N.T. Day 2 at 259.
5
Mr. Hong testified that he knew the building was sold, but said that he did not
25
know who the new owner was prior to January 30. However, we find that because
Stephanie Stence provided services to the Hongs between November 2005 and
January 2006 such as providing access to the basement, the Hongs were aware that
the Stences were the new owners.
The Hongs gave the Hokes all the keys to the building and turned over all
26
operations of the Market to the Hokes on January 31, 2006. The Hokes took over
27
operation of the Market the next day, February 1, 2006. The Stences were not aware
that the Hongs had sold the Market to the Hokes until Stephanie Stence observed the
28
Hokes operating the Market in February 2006. The Hokes made two of the agreed
29
upon installment payments of $3,000 in February and March 2006. Rent for the
months of February, March, April, and May was paid by the Hokes to the Hongs; the
30
Hongs then wrote checks to Stephanie Stence. The Court finds this procedure to be
an attempt by the Hongs to keep the fact that they had sublet the property to the Hokes
from the Stences. From the Stences point of view, it would appear that the Hongs were
still paying the rent.
The Hokes later became aware that consent from the landlord was required to
assign the lease, and learned that the Hongs had not gotten consent from the real
31
landlord. When it appeared that Stences would not consent to an assignment of the
25
N.T. Day 2 at 321-22.
26
N.T. Day 2 at 326.
27
N.T. Day 1 at 35.
28
N.T. Day 2 at 360.
29
Plaintiffs’ Amended Complaint, filed May 21, 2007, ¶ 26; Defendants’ Answer, ¶ 26.
30
N.T. Day 1 at 38; Exhibit 7.
31
N.T. Day 1 at 40.
6
32
lease, the Hokes attempted to negotiate a new lease. After much confusion and
difficulty dealing with both parties, the Stences terminated the lease and the Hongs and
33
Hokes were required to leave the premises by June 30, 2006. On July 3, 2006, the
Hokes arrived at the store and found that the locks had been changed and “no
34
trespassing” signs had been posted.
The Stences claim that they refused consent to assignment in part because the
Hongs failed to properly maintain the property as required by the lease. David Stakem
35
testified as an expert in the field of engineering. Stakem conducted an inspection of
36
the Market on November 2, 2005 for Stephanie Stence. Stakem noted in his report no
37
problems with the floor, that the structural system was in good condition, that the
38
building was in average condition as compared to other of similar age and type, that
all visible floor joists, girders, columns, ceiling joists, rafters, and wall framing were in
39
good condition. Stakem noted that most of the work needed was maintenance-
4041
related, such as broken windows, and was common for a building of that age. We
find that the building was in reasonably good condition and that the evidence did not
support the contention that the Hongs failed to maintain the building as required by the
lease.
32
N.T. Day 1 at 43; Exhibits 13, 14, 15, 16, 21.
33
N.T. Day 1 at 52; Exhibit 22.
34
N.T. Day 1 at 62.
35
N.T. Day 2 at 215.
36
N.T. Day 2 at 216.
37
N.T. Day 2 at 218.
38
N.T. Day 2 at 220.
39
N.T. Day 2 at 220.
40
N.T. Day 2 at 221.
41
N.T. Day 2 at 221.
7
Discussion
I. Hokes v. Hongs: Breach of Contract
A party claiming breach of contract must establish “(1) the existence of a
contract, including its essential terms, (2) a breach of a duty imposed by the contract
and (3) resultant damages.” Ruthrauff, Inc. v. Ravin, Inc. 914 A.2d 880, 888 (Pa.Super.
2006) (citing Williams v. Nationwide Mut. Ins. Co., 750 A.2d 881, 884 (Pa.Super. 2000)).
The Hokes and Hongs did enter into a contract for the sale of the Min Sok
Oriental Food Market. To complete the sale of the Market and allow the Hokes to
completely take control of the business, the lease would have to be properly transferred
from the Hongs to the Hokes. The contract could not be completed unless the lease
was assigned to the Hokes. Assignment of the lease required written consent of the
Stences. The Hongs were unable to obtain consent for assignment of the lease as
required, and therefore they were unable to deliver control of the business to the Hokes.
This constituted a fundamental breach of their sales contract with the Hokes because
they could not obtain a lease for the property on which the business was conducted.
Moreover, the Hokes were required to vacate the premises because the Stences did not
consent to lease the property to them. The Hokes also attempted to negotiate a new
lease but were unable to come to an agreement with the Stences.
According to Hongs’ own pleadings, they allowed the Hokes to assume
ownership and operation of the Market, “including all rights and responsibilities under
the Commercial Lease Agreement” on January 31, 2006, and did not request the written
consent of Additional Defendants until February 10, 2006. (First Amended Additional
Defendants Complaint, ¶ 8,9). We find that the Hongs did breach their contract to sell
8
the business to the Hokes because the Hongs were unable to obtain the consent
required for assignment of the lease, and therefore were unable to complete the sale.
The purpose of a damage award is to place the non-breaching party “as nearly
as possible in the same position [it] would have occupied had there been no breach.”
Helpin v. Trustees of University of Pennsylvania, 10 A.3d 267, 270 (Pa. 2010) (citing
Lambert v. Durallium Products Corporation, 72 A.2d 66, 67 (Pa. 1950)). The measure of
damages for breach of contract is compensation for the loss sustained. The aggrieved
party can recover nothing more than will compensate him. Id. (emphasis in original).
The Hokes paid $129,000 down payment and made two of the installment payments of
$3,000 each. Accordingly, the Hokes are entitled to damages from the Hongs in the
amount of $135,000. Next, we must address whether the Stences are in any way
responsible for the breach by unreasonably withholding consent.
The Hongs claim that the only reason they were unable to obtain consent is
because the Stences unreasonably withheld consent. We disagree because the Hongs
did not even attempt to obtain consent until after they had contracted with the Hokes for
the sale of the Market and had $129,000.00 of the Hokes’ money in their hands. The
lease clearly states that consent must be obtained in writing prior to any assignment or
sublease. Although the lease was never actually assigned, the Hongs contracted with
the Hokes and effectively promised the Hokes that the lease would be assigned before
they ever requested consent for assignment. The Stences were not obligated to consent
to assignment as long as their denial was reasonable. As discussed below, the Stences’
refusal to consent to assignment of the lease was reasonable given the somewhat
deceptive and untimely actions of the Hongs.
9
II. Hongs v. Stences: Breach of Contract
As noted above, a party claiming breach of contract must establish “(1) the
existence of a contract, including its essential terms, (2) a breach of a duty imposed by
the contract and (3) resultant damages.” Ruthrauff, Inc. v. Ravin, Inc., supra.
A lease is a contract and is to be interpreted according to contract principles.
Kmart of Pennsylvania v. MD Mall Associates, 959 A.2d 939, 943-44 (Pa. Super. 2008)
(citing Mace v. Atlantic Refining & Marketing Corp., 785 A.2d 491, 496 (2001). The
Hongs had entered into a lease agreement with Peggy Grove, which transferred to the
Stences when they purchased the property from Grove. The lease agreement created a
contract between the Hongs and the Stences. The lease required that the Hongs
request written permission from the Stences before assigning the lease, and the lease
also required that the Stences would not unreasonably withhold consent. The Hongs
claim that the Stences breached the contract because their refusal to grant consent was
unreasonable.
There is no question that the Hongs did not request any permission, and certainly
not written permission, before transferring ownership and operation of the business to
the Hokes. This is clearly prohibited by the lease, and the contract was breached by the
Hongs when they completed the agreement of sale and transfer of the business
operation to the Hokes, prior to obtaining consent from the Stences, on January 9,
2006.
The Pennsylvania Supreme Court has stated that “[t]he general rule is that a
party who has materially breached a contract may not complain if the other party
refuses to perform his obligations under the contract. . . . A party also may not insist
10
upon performance of the contract when he himself is guilty of a material breach of the
contract.” Ott v. Buehler Lumber, 541 A.2d 1143, 1145 (Pa. 1988).
In this case, the Hongs materially breached the contract when they attempted to
transfer their lease interest in the Market before obtaining written consent as required by
the contract. The Hongs cannot now complain that the Stences breached the same
provision by failing to grant consent. The Hongs did try to remedy their breach by
requesting consent, but the Stences’ refusal was not unreasonable.
The Hongs argue in part that the Stences’ withholding of consent was
unreasonable. They maintain that the Stences’ position that the Hongs did not properly
maintain the physical condition of the store had nothing to do with the new proposed
assignees, the Hokes. We disagree with this argument. An assignment of this lease still
leaves the Hongs responsible for the lease. The Stences were completely within their
rights to refuse consent to assignment if they had reservations about either the Hongs’
or the Hokes’ abilities to comply with the lease. The Stences did have concerns about
the condition of the building and the ability of the tenants to maintain the premises in an
acceptable manner. Furthermore, as new owners of the building, if the Stences wanted
to raise the rent and the Hokes or Hongs would not agree to the new rent, the Stences
were reasonable in withholding consent to assignment for failure to reach an agreement
on the price of the rent.
We find the reasoning of the Philadelphia Court of Common Pleas persuasive in
this case. In 421 Willow Corp. v. Callowhill Center Associates, the court found that a
landlord’s desire to increase rent was reasonable grounds for withholding consent to
assignment of a lease. In that case, the court noted that the landlord was not required to
11
be reasonable because there was no such provision in the lease, and the Pennsylvania
appellate courts have not adopted the Restatement view requiring reasonableness for
assignment of leases in the absence of a specific provision. However, the court still
provided the following analysis:
Even if this Court were to adopt the reasoning of the Restatement and
impose a duty of reasonableness on Callowhill, Callowhill's refusal to
consent to the assignment of the Lease to SFX was reasonable. “A reason
for refusing consent, in order for it to be reasonable, must be objectively
sensible and of some significance and not be based on mere caprice or
whim or personal prejudice.” Restatement (Second) Property, Landlord &
Tenant § 15.2, Comment 4 (1977).
Willow has offered evidence that Callowhill refused its consent to the
assignment of the Lease because Callowhill wanted to charge a market
rent to SFX, which would be greater than the rent charged under the
Lease. Willow cannot seriously contend that such a motive is capricious,
whimsical, or prejudiced. In fact, from a business perspective, it is
obviously economically significant and objectively sensible, especially
where, as here, a landlord is faced with a different tenant and different
market conditions than when it originally entered into the Lease.
Therefore, Callowhill's refusal to consent to the assignment of the Lease
from Willow to SFX was not unreasonable.
421 Willow Corp. v. Callowhill Center Associates, WL 21361362, 5-6
(Pa.Com.Pl. Philadelphia 2003).
The Stences were the new owners of the building and bought the premises
with the Hongs as long-standing existing tenants. If the lease were to be
assigned to the Hokes, the Stences were completely reasonable in wanting to
reassess the use, character, and rent charged for the premises. We find that the
Stences’ refusal to consent to assignment of the lease to the Hokes was not
unreasonable and therefore was not a breach of contract by the Stences.
Equally important to this Court’s decision is the fact that the Hongs actions in
transferring ownership of the market to the Hokes without ever discussing this
12
change in ownership with the Stences appears somewhat unscrupulous. This
Court finds that the Hongs in fact wanted to confront the Stences with what in
actuality was a fait accompli. This Court finds that the Hongs wanted the Hokes’
money and were worried that if they told the new owner of their plans to sell the
market that the owner would not agree to lease the property pursuant to the
lease agreement and therefore the Hongs’ desire to obtain $159,000.00 cash for
the business would be thwarted. Given the Hongs somewhat deceptive action,
and from the Stences point of view, the Hokes involvement in the whole plan, the
Stences’ certainly were justified in deciding that they wanted no further business
dealings with either party. Accordingly, their actions in refusing to lease the
property to the Hokes, after never being consulted about the sale of the business
or new leases, is not unreasonable.
III. Hokes v. Hongs: Fraudulent (Intentional) or Negligent Misrepresentation
Pennsylvania courts have recognized tort claims for fraudulent and negligent
misrepresentation. A fraudulent misrepresentation requires proof of:
(1) a representation (2) which is material to the transaction at hand; (3)
made falsely, with knowledge of its falsity or recklessness as to whether it
is true or false; (4) with the intent of misleading another into relying on it;
(5) justifiable reliance on the misrepresentation; and (6) the resulting injury
was proximately caused by the reliance.
Ira G. Steffy, Inc. v. Citizens Bank of Pennsylvania, 7 A.3d 278, 290 (Pa.Super. 2010).
Within the realm of fraudulent misrepresentation, the Superior Court has drawn a
distinction between fraud in the inducement of a contract and fraud in the performance
of a contract. ETOLL, INC. v. ELIAS/SAVION ADVERTISING, INC., 811 A.2d 10, 17
(Pa. Super. 2002). For example, as noted by the United States District Court, Eastern
13
District of Pennsylvania interpreting Pennsylvania law, in a case where Defendant
claimed to have ASME (American Society of Mechanical Engineers) certification in
producing pressure vessels before entering into a contract for the sale of said vessels to
Plaintiff, the court distinguished between fraudulent inducement and performance. Air
Prods. and Chems., Inc. v. Eaton Metal Prods. Co., 256 F. Supp. 2d 329, 342 (E.D. Pa.
2003). The Court separated inducement and performance stating, “[h]ere, it is not that
[Defendant]’s alleged failure to perform under the contract was fraudulent (because it
had promised to perform) but rather that [Defendant]’s alleged misrepresentation about
its objective qualifications to adequately perform was fraudulent.” Id. Similarly, the
Superior Court has found fraudulent inducement when a party “fraudulently and/or
negligently agreed to perform obligations that it never intended to perform in order to
induce” a contract. Mirizio v. Joseph, 4 A.3d 1073, 1086 (Pa. Super. 2010) (citing
Sullivan v. Chartwell Inv. Partners, L.P., 873 A.2d 710, 719 (Pa. Super. 2005)). In the
present case, the analysis of negligent misrepresentation is unnecessary because this
Court finds that the Hongs fraudulently misrepresented material information to induce
the Hokes into the purchase of the Market.
The Hongs made a material representation when they assured the Hokes that
there were no problems with the transfer of the lease and arrangements with the
landlord would be made. Contrary to the Hongs’ statements and in violation of the
lease, the Hongs completed the sale to the Hokes before obtaining written consent to
assign the lease. The Hongs suggest the statements regarding the lease were not with
knowledge of its falsity or recklessness because Mr. Hong did not know who was the
proper landlord and owner from whom to gain permission. However, the record reflects
14
that the Hongs’ actions demonstrated no intention to ever obtain permission for the
assignment of the lease prior to selling the Market to Hokes and getting the initial
$129,000.00 payment.
This Court finds Mr. Hong’s claims unpersuasive because knowledge of who the
proper owner and landlord were was explicit. The Hongs were on notice of the new
owners and landlords of the building in December 2005 when Edward and Stephanie
Stences’ names appeared on the liability insurance renewal obtained by the Hongs.
Additionally, between November 2005 and January 2006 the Hongs contacted the
Stences for building services. The Hongs had ample knowledge of who their new
owners and landlords were and to gain permission for the transfer of the lease from
them prior to the sale of the Market, on January 31, 2006, to the Hokes. Due to the
fraudulent statements of the Hongs about the transfer of the lease, the burden and risk
of obtaining and maintaining a valid lease was improperly passed onto the Hokes. The
Hokes reasonably believed that there were no problems with the lease transfer and
agreed to the sale of the Market based on this belief. The eventual eviction of the Hokes
from the Market was a proximate result of the Hongs’ statements.
A tort claim involving a contract must survive both the “gist of the action” and
“economic loss” doctrines. The gist of the action doctrine broadly prevents “recasting of
ordinary breach of contract claims into tort claims.” Air Prods., 256 F. Supp. 2d at 342.
The Superior Court has stated, “when a plaintiff alleges that the defendant committed a
tort in the course of carrying out a contractual agreement, Pennsylvania courts examine
the claim and determine whether the ‘gist’ or gravamen of it sounds in contract or tort”
and bar claims in contract. Pennsylvania Mfr.’s Ass’n Ins. Co. v. L.B. Smith, Inc., 831
15
A.2d 1178, 1182 (Pa.Super. 2003). Specifically in determining the basis of the claim the
distinction between fraud in the inducement and fraud in the performance of a contract
helps determine whether the claim is barred. ETOLL, INC. v. ELIAS/SAVION
ADVERTISING, INC., 811 A.2d 10, 19-20 (Pa.Super. 2002). Cases with claims of fraud
in the performance of a contract are generally considered intertwined with the breach of
duties and barred under the gist of the action doctrine, whereas claims of fraud in the
inducement may generally proceed because the “fraud is generally held to be merely
collateral to a contract claim for breach of those duties.” Id. Thus, when the fraud
separately is the actual gist of the action the claim is not barred.
Similarly, the economic loss doctrine attempts to prevent tort claims from
“compensat[ing] parties for losses suffered as a result of a breach of duties assumed
only by agreement.” Bilt-Rite Contractors, Inc. v. Architectural Studio, 866 A.2d 270, 283
(Pa. 2005). The issue of whether the economic loss doctrine applies to fraudulent or
intentional misrepresentation claims has not been analyzed by the appellate courts of
Pennsylvania. Air Prods., 256 F. Supp. 2d at 336. But, “[t]he lower Pennsylvania courts,
as far as [the Eastern District Court of Pennsylvania] can tell, unanimously ruled that
such claims are not barred by the economic loss doctrine. Id. Additionally, the Eastern
District suggests, “if the Pennsylvania Supreme Court would apply the economic loss
doctrine to claims of intentional fraud, they would not do so when the fraud alleged is in
the inducement and does not relate to the quality or characteristics of the goods sold.”
Id. at 337.
In the present case, this Court recognizes the intentional misrepresentation of the
Hongs as fraud in the inducement, but does not find it necessary to determine if the
16
damages claimed would be barred under either doctrine. This Court has already
awarded to the Hokes on an alternative breach of contract theory damages in the
amount of $135,000.00 which was the same amount prayed for under the claims of
intentional or negligent misrepresentation. Therefore, this Court awards no additional
damages beyond the requested breach of contract amount on the alternative pleading.
IV. Hongs v. Hokes Counterclaim: Breach of Contract
As noted above, a party claiming breach of contract must establish “(1) the
existence of a contract, including its essential terms, (2) a breach of a duty imposed by
the contract and (3) resultant damages.” Ruthrauff, Inc. v. Ravin, Inc., supra.
The Hongs claim that the Hokes breached the contract by failing to make the
installment payments as required by the contract for sale of the Market. The Hongs had
already breached the agreement with the Hokes by failing to obtain the necessary
consent to assign the lease which would allow the Hongs to complete the contract and
sale of the Market to the Hokes. The Hokes became aware through conversations with
the Stences that assignment was unlikely to be approved, and negotiations for a new
lease were unsuccessful. At that point, the Hongs had breached the contract because
they were unable to deliver possession of the Market. As discussed above, a party may
not insist upon performance of the contract when he himself is guilty of a material
breach of the contract. Ott v. Buehler Lumber, supra. The Hokes were under no further
obligation to make payments for a purchase that could not be completed. Accordingly,
we find that the Hokes did not breach their contract with the Hongs.
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V. Hongs v. Hokes Counterclaim: Unjust Enrichment
The Hongs claim that the Hokes have been unjustly enriched by time and
effort put into the Market by the Hongs without compensation, from income
generated by the assets and operation of the Market before its closing, and by
the liquidation and sale of the Market after its closing.
The elements of unjust enrichment are: (1) benefits conferred on
defendant by plaintiff; (2) appreciation of such benefits by defendant; and
(3) acceptance and retention of such benefits under such circumstances
that it would be inequitable for defendant to retain the benefit without
payment of value. Whether the doctrine applies depends on the unique
factual circumstances of each case. In determining if the doctrine applies,
we focus not on the intention of the parties, but rather on whether the
defendant has been unjustly enriched. Moreover, the most significant
element of the doctrine is whether the enrichment of the defendant is
unjust. The doctrine does not apply simply because the defendant may
have benefited as a result of the actions of the plaintiff.
Stoeckinger v. Presidential Financial Corp. of Delaware Valley, 948 A.2d
828, 833 (Pa. Super. 2008).
Stated another way, “[t]o sustain a claim of unjust enrichment, a claimant must
show that the party against whom recovery is sought either ‘wrongfully secured or
passively received a benefit that it would be unconscionable for her to retain.’” Roman
Mosaic & Tile Co., Inc., v. Vollrath, 313 A.2d 305, 307 (Pa.Super. 1973). “In order to
recover, there must be both (1) enrichment, and (2) an injustice resulting if recovery for
the enrichment is denied.” Torchia On Behalf of Torchia v. Torchia, 499 A.2d 581, 582-
83 (Pa. Super. 1985).”
The Hokes and the Hongs entered into an agreement for the sale of the market.
The “Market” consisted of many separate components to include the stock inventory,
the equipment, an established clientele, and perhaps most importantly in this case the
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physical location from which this business would be operated. Because the Hongs
failed to get the required consent from the Stences to assign the lease, the Hokes were
never able to realize their desire to run a successful market. Even though they
operated the market for a brief period of time, because of their ultimate eviction, the
market ceased to exist. This was entirely the fault of the Hongs. Accordingly, this Court
does not find that the Hokes received any benefit from the Hongs that would be
inequitable for them to retain. The Hongs agreed to sell the Hokes a market, and in the
end the Hokes did not have a market. What they did get was several years of civil
litigation along with the accompanying attorney fees. Unjust enrichment is an equitable
remedy which under the facts presented in this case has no application. In reality, as
the Hokes stand before this Court, they have retained no benefit.
VI. Hongs v. Stences: Tortious Interference with Contract
The Hongs claim that the Stences tortiously interfered with their contract with the
Hokes for the sale of the market. The elements for tortious interference with contract
are: (1) the existence of a contractual relationship between the plaintiff and a third party;
(2) purposeful action on the part of the defendant intended to harm the relationship; (3)
the absence of privilege or justification on the part of the defendant; and (4) actual
damages resulting from the defendant’s conduct. Stoeckinger, supra at 834.
In the present case, there was an existing contract between the Hongs and a
third party, the Hokes. To prevail on this claim, however, the Hongs must show that
there was a purposeful action on the part of the Stences intended to harm the
relationship between the Hongs and the Hokes which caused actual damage to the
Hongs. We find no evidence in this case that supports this claim.
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The Hongs claim that the Stences interfered with their contract with the Hokes
because they unreasonably refused to consent to assignment of the lease and because
they discussed the possibility of a new lease with the Hokes. We have already
determined that the Stences’ refusal to consent to assignment of the lease was
reasonable. The Stences did have the right to refuse assignment of the lease and their
exercise of that right was not done with the purpose to harm the relationship between
the Hongs and the Hokes. Any conversations between the Stences and Hokes about
the possibility of a new lease were simply to try to re-lease the premises after the
breach by the Hongs. The Hongs breached the contract by failing to obtain the proper
consent for assignment. The Stences were reasonable in denying consent for various
reasons, but they were still willing to consider the Hokes as new tenants with a new
lease. This was not done in any way to harm the Hongs, but instead to maintain paying
tenants in their building. We find that the Stences did not intentionally interfere with
contractual relations between the Hokes and the Hongs.
VII. Hongs v. Stences: Indemnification and Contribution
The Hongs argue that if they breached the contract with the Hokes, it was a
result of the Stences’ interference with the contract by refusing to consent to
assignment of the lease, and that the Stences are therefore liable to the Hongs for any
damages awarded to the Hokes. Because we did not find that the Stences were in any
way responsible for the Hongs’ breach of their contract or that the Stences interfered
with the contract between the Hokes and Hongs, the claims for indemnification and
contribution must be denied.
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VIII. Stences v. Hongs Counterclaim: Breach of Contract
The Stences filed a counterclaim against the Hongs for Breach of Contract
claiming that the Hongs transferred the lease without consent as required by the lease
and also that the Hongs failed to maintain the premises as required by the lease. The
Stences claim $35,000 for costs to repair damages they claim the Hongs caused to the
property. The Stences further claim attorneys’ fees in excess of $10,000.00 and claim
that under the provisions of the lease agreement they are entitled to recover these fees
because the Hongs defaulted on the lease.
This Court does not find that the Stences presented sufficient evidence to
support their claim that the Hongs caused damage to the property. The engineer
inspecting the property said that most of the work that needed to be done was general
maintenance work, and the condition of the building was typical for a building of that
age. He noted that there were no structural problems with the building and he noted no
problems with the floor. Accordingly, we deny the Stences’ request for damages in the
amount of $35,000 for repairs to the building.
The Stences claim attorneys’ fees in excess of $10,000 related to the
expenditures they made because of the Hongs’ breach of the lease agreement. The
lease provides in Article 26 , Paragraph b. Landlord’s Remedies:
(8) In case suit shall be brought or Landlord confesses judgment for
recovery of possession of the Demised Premises, for the recovery of rent,
additional rent or any other amount due under the provisions of this lease,
or because of any default by Tenant, Tenant shall pay to Landlord all
expenses incurred therefor, including reasonable attorney’s fees.
(emphasis added)
Lease agreement, Article 26 (b)(8).
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The Hongs breached the lease by failing to obtain consent to assign the
lease. But for this breach, there is little question that the entire controversy which
led to trial in this case could have been avoided. Again, the Court has found that
the Hongs wanted the Hokes money for the market and chose to complete their
deal with the Hokes prior to obtaining permission to assign the lease. They
gambled on the fact that the Stences would simply acquiesce to the Hokes new
ownership of the market. How simple it would have been had the Hongs
approached the Stences, discussed their proposed deal with the Hokes and
gotten permission to make the sale. They did not do this. Accordingly, the
Stences were within their rights to file a claim for Breach of Contract which they
did in this case. We recognize that because of the Hongs’ breach, the Stences
pursued legal action. As such, according to the lease they are entitled to
attorneys’ fees. Accordingly, as established in Exhibit No. 74 of the Record, the
Court will award attorneys’ fees in the amount of $22,347.53.
Accordingly, the following Order is entered:
nd
AND NOW
, this 22day of August, 2011, after a nonjury trial in the above-
captioned matter, the verdict of the Court is as follows:
1. On Plaintiffs’ Amended Complaint, Count I, Hokes’ claim against
Hongs for Misrepresentation, the Court finds for the Plaintiff Hokes, however, given the
Court’s finding in regard to the Breach of Contract claim, separate damages will not be
awarded.
2. On Plaintiffs’ Amended Complaint, Count II, Hokes’ claim against
Hongs for Negligent Misrepresentation, the Court finds for the Plaintiff Hokes, however,
given the Court’s finding in regard to the Breach of Contract claim, separate damages
will not be awarded.
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3. On Plaintiffs’ Amendment to Complaint, Count III, Hokes’ claim
against Hongs for Breach of Contract, the Court finds for Plaintiff Hokes, and awards
damages to the Plaintiffs in the amount of $135,000.
4. On Defendant Hongs’ Counterclaim against Hokes, Count I, Breach
of Contract, the Court finds for Plaintiff Hokes.
5. On Defendant Hongs’ Counterclaim against Hokes, Count II, Unjust
Enrichment, the Court finds for Plaintiff Hokes.
6. Additional Defendant Stences’ Counterclaim against Hongs for
Breach of Contract, the Court finds for Additional Defendant Stences and awards
$22,347.53 in attorney’s fees.
7. Defendant Hongs’ First Amended Additional Defendants Complaint
against Stences, Count I, Tortious Interference with Contract, the Court finds in favor of
Stences and against Hongs.
8. Defendant Hongs’ First Amended Additional Defendants Complaint
against Stences, Count II, Breach of Contract, the Court finds in favor of Stences and
against Hongs.
9. Defendant Hongs’ first Amended Additional Defendants Complaint
against Stences, Count III, Indemnification and Contribution, claim is dismissed.
By the Court,
M. L. Ebert, Jr., J.
David E. Lehman, Esquire
Attorney for Plaintiffs
Luther E. Milspaw, Jr., Esquire
Attorney for Defendants
Kimberly A. Bonner, Esquire
Attorney for Additional Defendants
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