HomeMy WebLinkAbout95-2537 Civil (2)STEPHEN R. PANDOLF
and CAROL A. PANDOLF,
Husband and Wife,
Plaintiffs
Ve
HOMESTEAD GROUP, INC.,
a Pennsylvania Corporation,
Defendant
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 95-2537 CIVIL TERM
IN RE: PLAINTIFFS' MOTION FOR LEAVE TO AMEND COMPLAINT
BEFORE BAYLEY and OLER, JJ.
ORDER OF COURT
AND NOW, this ! ~t~ day of December, 1996, after careful
consideration of Plaintiffs' Motion for Leave To Amend Complaint,
and for the reasons stated in the accompanying opinion, the motion
is DENIED.
Mark E. Halbrunner, Esq.
Suite 100
1013 Mumma Road
Lemoyne, PA 17043
Attorney for Plaintiffs
Theodore A. Adler, Esq.
2331 Market Street
Camp Hill, PA 17011-4642
Attorney for Defendant
BY THE COURT,
W~ley 01er~r., J. ' '
: rc
STEPHEN R. PANDOLF
and CAROL A. PANDOLF,
Husband and Wife,
Plaintiffs
Ve
HOMESTEAD GROUP, INC.,
a Pennsylvania Corporation,
Defendant
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 95-2537 CIVIL TERM
IN RE: PLAINTIFFS' MOTION FOR LEAVE TO AMEND COMPLAINT
"° Oler, -J.
BEFORE BAYLEY and OLER, JJ.
OPINION and ORDER OF COURT
For disposition in this civil case involving an alleged breach
of contract is Plaintiffs' motion for leave to amend the complaint
to add a count of promissory estoppel. The action has already
progressed beyond the summary judgment stage~ and has twice been
listed for trial.2
For the reasons stated in this opinion, Plaintiffs' motion for
leave to amend their complaint will be denied.
STATEMENT OF FACTS
The facts of the case have been previously recited in an
opinion of the court on a defense motion for summary judgment.
That opinion, dated April 18, 1996, reads in pertinent part as
follows:
~ See Opinion and Order of Court, April 18, 1996.
~ See Praecipe for Listing Case for Trial, filed January 26,
1996; Praecipe for Listing Case for Trial, filed May 17, 1996.
Plaintiffs' Motion for Leave To Amend Complaint was filed
on July 30, 1996.
NO. 95-2537 CIVIL TERM
The Plaintiffs are Stephen R. Pandolf and Carol A.
Pandolf, husband and wife, presently residing at 19
WoburnAbbey Avenue, East Pennsboro Township, Cumberland
County, Pennsylvania. The [Defendant is] Homestead
Group, Inc. (hereinafter Homestead), a Pennsylvania
corporation with its principal place of business at 4075
Market Street, Camp Hill, Cumberland County, Pennsylvania
In November, 1993, Plaintiffs owned and lived at
premises having an address of 870 South 80th Street,
Swatara Township, Dauphin County, Pennsylvania
(hereinafter Swatara Township property). At that time,
Plaintiffs met with [Defendant's president, Michael J.]
Greene and other representatives of Homestead to discuss
Plaintiffs' desire to sell their Swatara Township
property and to purchase a building lot in a residential
development in East Pennsboro Township, Cumberland
County, known as Floribunda Heights.
Thereafter, Plaintiffs discussed the possibility of
entering into an agreement with Homestead whereby
Plaintiffs would list their home for sale with Homestead
and HomeStead would pay Plaintiffs $1,700.00 per month
for several months, which payments would coa~ence only if
the home were not sold within six months of being listed.
The parties are in disagreement as to whether these
discussions resulted in an oral agreement between
Plaintiffs and Homestead. Plaintiffs maintain that,
based on their meetings with Homestead, the parties had
reached an oral agreement to list Plaintiffs' Swatara
Township property for sale with Homestead and to receive
the $1,700.00 monthly payments from Homestead if the
property were not sold within six mont~s of being listed.
On the other hand, Defendants assert that Homestead never
entered into an oral agreement with Plaintiffs, the
parties having merely discussed entering into a written
listing agreement whereby Plaintiffs' property would be
listed with Homestead and Homestead would pay Plaintiffs
$1,700.00 per month if several conditions were first met
by Plaintiffs. Subsequently, on January 4, 1994,
Plaintiffs purchased a building lot in the Floribunda
Heights development.
NO. 95-2537 CIVIL TERM
On or about January 19, 1994, Plaintiffs entered
into a written Exclusive Right To Sell Agreement for Sale
of Real Estate (hereinafter Listing Agreement) with
Defendant Homestead. The Listing Agreement pertained to
Plaintiffs' Swatara Township property, bore an initial
listing price of $259,000.00, and had a one-year term
commencing February 1, 1994.
On or about the same January date, Plaintiffs
entered into an Addendum to Exclusive Right To Sell
Agreement for Sale of Real Estate (hereinafter Addendum
to Listing Agreement or Addendum) which provided, in
pertinent part, the following:
If the [Swatara Township property] is not sold
by September 1, 1994, Homestead will pay
[Plaintiffs] the sum of $1,700.00 per month to
commence on September 1, 1994, and continue to
the day of settlement or February 1, 1995,
whichever shall occur first.
This Agreement is subject to Homestead listing
the property for sale by February 1, 1994 at a
pri~e mutually acceptable to both parties (to
be determined by appraisals) and continuing
during the term of this Agreement.
In November of 1993, the Swatara Township property
had been appraised at $155,000.00. Plaintiffs did not
agree with the appraised value and therefore requested a
second appraisal by a company of their choice. The
second appraisal estimated the value of Plaintiffs'
property to be $179,500.00.
Despite several reductions in the initial listing
price, Plaintiffs' Swatara Township property remained
unsold. In September of 1994, Plaintiffs requested that
Homestead release them from the Listing Agreement so as
to enable Plaintiffs to sell their property at auction.
The following release was executed by the parties:
The [ Swatara Township ] property is being
offered for auction by Kerry Pae, Auctioneer,
on October 10, 1994. If the property is
purchased during this aucti~ Agent for
3
NO. 95-2537 CIVIL TERM
Seller, The Homestead Group, Inc., will
release sellers, Steven R. and Carol A.
Pandolf, from paying any real estate
commissions associated with the sale of the
· .. property.
In the event a sale and eventual settlement
does not occur as stipulated, all terms and
conditions of the Listing Agreement dated
January 19, 1994, shall remain in effect.
On or about October 10, 1994, the Swatara Township
property was sold at auction for $151,000.00.3
Plaintiffs' surviving claim4 in this action is for breach of
contract based upon Defendant's alleged failure to perform the
obligations of the realtor under the Addendum to Listing
Agreement.~ Plaintiffs' motion for leave to amend the complaint
seeks to add ~.count in promissory estoppel, contending that, "[i]n
its present state, the Complaint implies, but does not expressly
state, that Plaintiffs seek relief for damages they incurred while
acting in reasonable reliance on promises made by Defendant."6
3 Pandolf v. Homestead Group, Inc., No. 95-2537 Civil Term,
slip op. at 1-4 (April 18, 1996). ~ .
4 A claim for misrepresentation and breach of duty to
disclose material facts was withdrawn pursuant to an agreement of
counsel at an earlier stage of the case. See id., slip op. at 5.
A second defendant was also dismissed from the action pursuant to
agreement of counsel. Id.
~ The court denied the defense motion for summary judgment as
it related to this claim. Order of Court, April 18, 1996.
e
Plaintiffs' Motion for Leave To Amend Complaint, paragraph
4
NO. 95-2537 CIVIL TERM
Defendant has opposed Plaintiffs' motion,? contending, inter
alia, that promissory estoppel is not an available basis for relief
where consideration is involved, and, in addition, that the timing
of the motion is both unexplained and prejudicial." In the latter
regard, Defendant notes that "all discovery has been completed for
at least nine (9) months, and this Court has previously entered an
[o]rder on Defendant's Motion for Summary Judgment.-9
DISCUSSION
A party may amend his or her pleading at any time either by
consent of the adverse party or by leave of court.~° Amendments to
pleadings should be liberally permitted in order to secure a
determination of cases on their merits,n In appropriate
circumstances.~leave to amend may be granted after the pleadings are
closed, at trial and even after judgment has been entered.~2 The
decision to grant or deny permission to amend is within the sound
? Defendant's Answer with New Matter~to Plaintiffs' Motion To
Amend Complaint, filed July 30, 1996.
Id., paragraph 8, 12-13.
Id., paragraph 12.
See Pa. R. C. P. 1033.
~ Capobianchi v. Bic Corp., 446 Pa. Super. 130, 134, 666 A.2d
344, 346 (1995).
~ Id.
5
NO. 95=2537 CIVIL TERM
discretion of the trial court.~3 Further, a proposed amendment
should be allowed unless it would violate the law or unfairly
surprise or prejudice the opposing party.TM
A proposed amendment should not be permitted when it raises a
new cause of action after the statute of limitations on the new
cause of action has expired~5 or when it contravenes any other
positive rule of law.~6 The allowance of such an amendment would
be futile and would only waste the time and the resources of the
court and opposing party.~? However, an amendment which adds a new
cause of action or theory of recovery that is not barred by the
applicable statute of limitations or other rule of law should be
permitted as long as it does not unfairly prejudice the opposing
party.TM
~ Trude v. Martin, 442 Pa. Super. 614, 633, 660 A.2d 626, 635
(1995); see also Daley v. John Wanamaker, Inc., 317 Pa. Super.
348, 359, 464 A.2d 355, 361 (1983).
~4 3 Standard Pennsylvania Practice 2d S16:21 (1994); City of
Philadelphia v. Spencer, 139 Pa. Commw..574, 577, 591 A.2d 5, 7
(1991).
~ Bata v. Central-Penn National Bank of Philadelphia, 448 Pa.
255, 380-81, 293 A.2d 343, 357 (1972).
~6 Noll v. Harrisburg Area YMCA, 537 Pa. 274, 280, 643 A.2d
81, 84 (1994).
~? Id.
~" Pa. R. C. P. 1033; Bata v. Central-Penn National Bank of
Philadelphia, 448 Pa. 355, 380-81, 293 A.2d 343, 357 (1972).
NO. 95-2537 CIVIL TERM
"A court properly exercises its discretion to refuse to allow
an amendment when it is clear that an amendment would not improve
the pleader's position." 2B Anderson, Pennsylvania Civil Practice
~1033.40, at 243 n.89 (1969)..
PromissorY estoppel allows a court to enforce a party's
promise that is. unsupported by consideration where (1) the promisor
makes a promise that he or she reasonably expects to induce action
or forbearance by the promisee, (2) the promise does induce action
or forbearance by the promisee, and (3) injustice can be avoided by
enforcing the promise,z9 Generally, the doctrine of promissory
estoppel is invoked in situations where the formal requirements of
contract formation have not been satisfied and where justice would
be served by .e. nforcing a promise.2°
Thus, in Pennsylvania, a promissory estoppel claim can exist
only in the absence of a traditional contract.2z Courts have held
that breach of contract and promissory estoppel may be pleaded in
the alternative, but that, if the court finds that a contract in
the usual sense exists, the promissory estoppel claim must fail.22
~ Carlson v. Arnot-Ogden Memorial Hosp., 918 F.2d 411, 416
(3rd. Cir. 1990); see also Cardamone v. Univ. of Pittsburgh, 253
Pa. Super. 65, 74, 384 A.2d 1228, 1233 (1978).
20 Id.
2~ Iversen Baking Co., Inc. v. Weston Foods, LTD., 874 F.
Supp. 96, 102 (E.D. Pa. 1995).
22 Id.
NO. 95-2537 CIVIL TERM
"Promissory estoppel is an equitable remedy to be implemented only
when there is no [traditional] contract; it is not designed to
protect parties who do not adequately memorialize their contracts
in writing.-23
In the present case, the gist of Plaintiffs' claim, and the
dispute between the parties which has progressed and been focused
through the pleading, discovery and summary judgment stages of the
case, is contractual in nature in the traditional sense of that
term. The issues involve mutuality of understanding, and
interpretation and construction of the terms of a business
arrangement between the parties.
Viewed in this context, an amendment to Plaintiffs' complaint
which would introduce a dissonant theory of promissory estoppel at
this point in the case would, in the court's view, have the effect
of "wast[ing] the time and the resources of the court and opposing
party," while serving no practical interest of Plaintiffs. For
these reasons, the following order will be entered:
ORDER OF COURT
AND NOW, this 16th day of December, 1996, after careful
consideration of Plaintiffs' Motion for Leave To Amend Complaint,
23 Id.
NO.'95-2537 CIVIL TERM
and for the reasons stated in the accompanying opinion, the motion
is DENIED.
BY THE COURT,
Mark E. Halbrunner, Esq.
Suite 100
1013 Mumma Road
Lemoyne, PA 17043
Attorney for Plaintiffs
Theodore A. Adler, Esq.
2331 Market Street
Camp Hill, PA 17011-4642
Attorney for Defendant
: rc
s/ J. Wesley Oler, Jr.
J. Wesley Oler, Jr., J.