HomeMy WebLinkAboutCP-21-CR-0000316-2010
COMMONWEALTH
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
v.
: NO. CP-21-CR-0316-2010
:
LEE WILLIAM GOLDEN
: OTN: K775750-3
IN RE: SEXUALLY VIOLENT PREDATOR DETERMINATION
OPINION and ORDER
In this Megan’s Law case, the Commonwealth has filed a praecipe which seeks a
determination that the defendant in the captioned matter, Lee William Golden, is a sexually
violent predator. On January 13, 2010, Defendant was charged with, among other things,
Involuntary Deviate Sexual Intercourse, a violation of 18 Pa. C.S. §3123(a)(7). Defendant pled
guilty to the charge of Involuntary Deviate Sexual, and the case was thereafter referred to the
Pennsylvania Sexual Offender Assessment Board for purposes of an assessment as to whether
Defendant should be classified as a sexually violent predator. (Order of Court, In Re: Guilty
Plea, Oct. 29, 2010).
Based upon an affirmative response from the Board, the Commonwealth filed a praecipe
for a hearing on the issue, which was held on September 15, 2011. (Commonwealth’s Praecipe
Pursuant to 42 Pa.C.S.A. §9795.4(e), filed Feb. 8, 2011). At the hearing, the Commonwealth
presented the testimony and report of Robert M. Stein, Ph.D., a member of the Pennsylvania
Sexual Offenders Assessment Board, who qualified as an expert in the treatment and diagnosis
of sexually violent predators. (Notes of Testimony, 4, Hearing, In Re: Sexually Violent Predator
hearing, Sept. 15, 2011 (hereinafter N.T. __)). A copy of Dr. Stein’s report pertaining to
Defendant was placed into the record and, other than two modifications explained at the hearing,
Dr. Stein testified consistently with its contents. (Commonwealth’s Ex. 1). Defendant presented
the testimony and report of his own expert, Stanley E. Schneider, Ed.D, who was also qualified
as an expert in the treatment and diagnosis of sexually violent predators. (N.T. 4).
A person convicted of a sexually violent offense as set forth in Megan’s Law II, and
found to be a Sexually Violent Predator due to a mental abnormality or personality disorder, is
subject to lifetime registration requirements. 42 Pa. C.S.A. § 9795.1.A “predatory” act is
defined in Section 9792 of the Judicial Code as “[a]n act directed at a stranger or at a person with
whom a relationship has been initiated, established, maintained or promoted, in whole or in part,
in order to facilitate or support victimization.” 42 Pa. C.S.A. § 9792. Section 9792 also defines a
“sexually violent predator” as
[a] person who has been convicted of a sexually violent offense as set forth in
section 9795.1 (relating to registration) and who is determined to be a sexually
violent predator under section 9795.4 (relating to assessments) due to a mental
abnormality or personality disorder that makes the person likely to engage in
predatory sexually violent offenses.
Section 9792 defines a “mental abnormality” as “[a] congenital or acquired condition of a
person that affects the emotional or volitional capacity of the person in a manner that predisposes
that person to the commission of criminal sexual acts to a degree that makes the person a menace
to the health and safety of other persons.” 42 Pa.C.S.A. § 9792.
The Commonwealth bears the burden of establishing that the defendant is a sexually
violent predator by clear and convincing evidence. 42 Pa. C.S. § 9795.4(e)(3).Clear and
convincing evidence is evidence that is “so clear, direct, weighty and convincing as to enable
[the fact finder] to come to a clear conviction, without hesitance, of the truth of the precise facts
in issue.”In re R.N.J., 2009 PA Super 248, ¶9, 985 A.2d 273, 276.In Commonwealth v.
Haughwout, the Superior Court stated:
[W]e strongly recommend that the trial courts present specific findings of
fact regarding the findings necessary for a SVP determination as defined
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in [42 Pa. C.S. §] 9792 and the factors specified in Section 9795.4(b)
which the legislature has deemed relevant.
Commonwealth v. Haughwout, 2003 PA Super 26, ¶11, 816 A.2d 247, 251.
Section 9795.4(b) of Megan’s Law II provides that an assessment shall include, but not
be limited to, the following:
(1)Facts of the current offense, including:
i.Whether the offense involved multiple victims.
ii.Whether the individual exceeded the means necessary to achieve the
offense.
iii.The nature of the sexual contact with the victim.
iv.Relationship of the individual to the victim.
v.Age of the victim.
vi.Whether the offense included a display of unusual cruelty by the
individual during the commission of the crime.
vii.The mental capacity of the victim.
(2)Prior offense history, including:
i.The individual’s prior criminal record.
ii.Whether the individual completed any prior sentences.
iii.Whether the individual participated in available programs for sexual
offenders.
(3)Characteristics of the individual, including:
i.Age of the individual.
ii.Use of illegal drugs by the individual.
iii.Any mental illness, mental disability or mental abnormality.
iv.Behavioral characteristics that contribute to the individual’s conduct.
(4)Factors that are supported in a sexual offender assessment field as criteria
reasonably related to the risk of re-offense.
42 Pa. C.S.A. §9795.4(b).
Section 9795.4(b) is not “a mere checklist where one simply totals and compares the
presence or absence of designated factors.” Commonwealth v. Meals, 590 Pa. 110, 123, 912
A.2d 213, 221 (2006). “[T]he presence or absence of certain factors may simply suggest the
presence, or absence, of one or more particular types of abnormalities.” Id.
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In the present case, the male victim, S.D.B., was approximately 8 to 9 years of age at the
time the sexual contact with Defendant began. (N.T. 11). Defendant was 34 years of age, and
the victim was a step-nephew. (N.T. 8-11) (Defendant was the victim’s stepfather’s brother).
Between January 1, 2002 and September 30, 2009, Defendant performed oral sex on the victim,
and he attempted to make the victim perform oral sex in return. (In Re: Guilty Plea Proceedings,
6-7, Oct. 29, 2010 (herein after “Guilty Plea Proceedings, __”)). The victim, however, would
often turn his head away and not comply with Defendant’s requests. (Guilty Plea Proceedings,
7). Most of the incidents occurred in a bedroom and at nighttime while the rest of the house was
asleep. (Guilty Plea Proceedings, 7). On October 22, 2009, Defendant was interviewed by the
Pennsylvania State Police and did state that he had put the victim’s penis into his mouth on more
than one occasion. (Guilty Plea Proceedings, 7). Defendant admitted that often he had been
drinking heavily at the time these events occurred. (Guilty Plea Proceedings, 7).
With respect to the specific statutory factors enumerated in the Judicial Code as being of
particular relevance to a determination of whether a person is a sexually violent predator, the
following additional findings were discussed at the hearing and are found by this court as well:
Victim characteristics: The only victim in this case was a male who was
approximately 8-9 years of age when the sexual contact began. The offenses took
place over 7 years; however, the record is unclear with respect to how many
instances of sexual contact occurred over that time period. The Affidavit of
Probable Cause attached to the Criminal Complaint indicates that in an interview
with the State Police, Defendant stated that he could only remember 3 incidents.
When told that the victim was describing more incidents, however, Defendant
stated that it was possible that there were more because he may have been too
intoxicated to recall. (See N.T. 7; N.T. 25).
Means necessary to commit offense: Both experts agreed that Defendant’s actions
in the commission of the above-described offenses did not exceed the means
necessary to achieve the offense. (N.T. 7; N.T. 25).
Nature of sexual contact: The sexual contact included oral sex and fondling of
the victim; however, the frequency of that contact is not known with certainty.
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Defendant performed and requested these acts of the victim at the home where the
victim resided. (N.T. 7).
Relationship to the victim: S.D.B. was a step-nephew of Defendant, and
Defendant was the victim’s stepfather’s brother. (N.T. 8).
Age of the victim: The victim was 8-9 to 14 years of age when the sexual contact
began, and, thus, was unable to give legal consent to the sexual acts. Dr. Stein
indicated that a portion of the sexual incidents occurred when the boy was
prepubescent, and this finding is consistent with a diagnosis of pedophilia. (N.T.
9).
Display of unusual cruelty: Both experts agreed that there was no indication that
Defendant displayed unusual cruelty in the commission of the offenses. (N.T. 9;
N.T. 25).
Mental capacity of the victim: There is no indication that the victim has any
grossly impaired mental capacity; however, the record does indicate that the
victim does have an individualized education plan and also may have committed a
sex offense during the time that he was victimized by Defendant. (N.T. 9).
Prior offense history: Defendant’s criminal history includes one prior DUI.
(N.T. 27). Defendant was also recently charged with a sex crime, to which he
entered a plea of nolo contendere.
Completion of prior sentences: The record indicates that Defendant has a history
of revocation of ARD. (N.T. 10). Dr. Stein concluded that, while this factor may
not be relevant to sex offending, it may be relevant to a problem with alcohol.
(N.T. 10).
Age of the individual: Defendant was between the ages of 34 and 41 during the
time in which the sexual contact occurred. Dr. Stein indicated that those ages
would be consistent with sexual deviance. (N.T. 11).
Use of illegal drugs: Dr. Schneider testified that Defendant has a long history of
polysubstance use, abuse and dependence. Furthermore, both experts agreed that
Defendant reported the use of alcohol, marijuana, heroin, cocaine, and opiates.
(N.T. 24).
Mental illness, mental disability, or mental abnormality: Dr. Schneider testified
that Defendant informed him that he had been diagnosed with attention deficient
hyperactivity as well as a bipolar disorder, and also that Defendant was medicated
for those conditions. (N.T. 23-24). Additionally, Dr. Schneider testified that
Defendant stated that he had once attempted suicide, but he had never been
admitted into any inpatient psychiatric clinics, nor had he participated in any
outpatient mental health treatment.
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Finally, it was the opinion of both experts that Defendant met the criteria for a diagnosis
of pedophilia. (N.T. 14; N.T. 27). The experts agreed that this diagnosis is warranted because of
the course of conduct which occurred and took place for a six- to seven-year period. The experts
disagreed, however, as to whether that condition would necessarily override Defendant’s
emotional or volitional control so as to pose a risk of reoffending. As such, the experts disagreed
as to whether Defendant met the definition of a sexually violent predator contained in Section
9792.
After thorough review of the reports and testimony presented at the hearing, we find that
the Commonwealth has not proven by clear and convincing evidence that Defendant is likely to
engage in predatory sexually violent offenses. That Defendant had only one victim in this case
suggests a lesser likelihood that he will reoffend. Furthermore, Defendant did not exceed the
means necessary to achieve the offense with the victim, there was no indication of any unusual
cruelty, and Defendant’s criminal history does not suggest that he is likely to engage in predatory
1
sexually violent offenses. While there is sufficient evidence to support a diagnosis of
pedophilia, the record also indicates that Defendant did have access to, and an opportunity to
engage in, that type of behavior with other potential victims, and to date there have been no
reports of unacceptable or inappropriate behavior between Defendant and other minors.
Additionally, Defendant is currently 43 years of age and is set to begin a jail sentence of 8 to 20
years. We accept as credible Dr. Schneider’s testimony that research suggests that the recidivism
rate reduces as men age, and also that Defendant does not present any evidence of any sexual
entitlement which would make him likely to reoffend. Nothing in the record indicates that
1
We do not find Defendant’s nolo contendere plea to be inconsistent with this finding. That plea involved certain
facts which contained a significant overlap of facts and testimony with the case sub judice. We are satisfied that
Defendant’s nolo contendere plea is not a significant factor in the present determination.
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Defendant evidences a pro-rape or a pro-child molester attitude. As a result, we find Dr.
Schneider’s opinions and conclusion to be persuasive and conclude that the Commonwealth has
not met its burden, by clear and convincing evidence, of showing that Defendant is a sexually
2
violent predator as defined by Megan’s Law II.
For the foregoing reasons, we decline to classify Defendant as a sexually violent
predator, and the following order will be entered.
ORDER
AND NOW, this day of October, 2011, upon consideration of the
Commonwealth’s Praecipe Pursuant to 42 Pa. C.S. §9795.4(e), following a hearing held on
September 15, 2011, and after careful consideration of the testimony adduced therein, the Court
hereby declines to classify the defendant as a sexually violent predator. Sentencing herein is set
for Tuesday, November 8, 2011, at 1:30 p.m. in Courtroom Number 4, Cumberland County
Courthouse, Carlisle, PA.
BY THE COURT,
Kevin A. Hess, P.J.
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Despite our findings in this case, Defendant will be serving a lengthy prison sentence, and will also be required to
register with the Pennsylvania State Police for many years to come.
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COMMONWEALTH
: IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
v.
: NO. CP-21-CR-0316-2010
:
LEE WILLIAM GOLDEN
: OTN: K775750-3
IN RE: SEXUALLY VIOLENT PREDATOR DETERMINATION
ORDER
AND NOW, this day of October, 2011, upon consideration of the
Commonwealth’s Praecipe Pursuant to 42 Pa. C.S. §9795.4(e), following a hearing held on
September 15, 2011, and after careful consideration of the testimony adduced therein, the Court
hereby declines to classify the defendant as a sexually violent predator. Sentencing herein is set
for Tuesday, November 8, 2011, at 1:30 p.m. in Courtroom Number 4, Cumberland County
Courthouse, Carlisle, PA.
BY THE COURT,
Kevin A. Hess, P.J.
Christylee Peck, Esquire
Sr. Assistant District Attorney
Michael Halkias. Esquire
Deputy Public Defender
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