HomeMy WebLinkAbout2010-7630
K.I.S. TRANSPORT, LLC
: IN THE COURT OF COMMON PLEAS OF
Plaintiff,
: CUMBERLAND COUNTY, PENNSYLVANIA
:
v.
: NO. 10-7630
:
PITTSBURGH POWER, INC. and
: CIVIL ACTION - LAW
BRUCE MALLISON
:
Defendants.
: JURY TRIAL DEMANDED
IN RE: DEFENDANT’S PRELIMINARY OBJECTIONS AND
PETITION TO TRANSFER VENUE FOR REASONS OF FORUM NONCONVENIENS
OPINION and ORDER
Defendants Pittsburgh Power, Inc. and Bruce Mallison have filed preliminary objections
to Plaintiff’s Complaint pursuant to Pa.R.Civ.P. 1028(a) and a Petition to Transfer Venue for
Reasons of Forum Nonconveniens. (Defendants’ Preliminary Objections to the Plaintiff’s
Complaint, filed Mar. 30, 2011) (Petition to Transfer Venue for Reasons of Forum
Nonconveniens, filed Aug. 8, 2011). Plaintiff’s Complaint was filed in Cumberland County and
arises out of certain repairs allegedly performed by Defendant Pittsburgh Power, Inc. on a truck
owned and operated by Plaintiff. Plaintiff’s complaint contains three counts: breach of contract,
misrepresentation, and negligence. (Complaint, filed Dec. 13, 2010). The Complaint has been
preliminarily objected to in the form of an assertion of improper venue, and a petition seeks the
transfer of venue for reasons of forum non conveniens. Specifically, Defendants contend that
venue is proper in Butler County, and not in Cumberland County.
The facts of this case may be summarized as follows. Plaintiff is a Pennsylvania limited
liability company with a principal place of business located in Camp Hill, Cumberland County,
Pennsylvania. (Complaint, ¶ 1). Keith A. Atland is the sole member of K.I.S. Transport, LLC
and is the driver of a 2004 Kenworth W900L owned by Plaintiff and leased to Shumaker
Trucking Co. of Dillsburg, Cumberland County, Pennsylvania. (Complaint, ¶¶ 4-5). Defendant
is Pittsburgh Power, Inc., a Pennsylvania corporation with a principal place of business located
in Saxonburg, Butler County, Pennsylvania. (Complaint, ¶ 2). Defendant Bruce Mallison is an
individual employed by Pittsburgh Power, Inc. and has a business office located in Saxonburg,
Butler County, Pennsylvania. (Complaint, ¶ 3). Defendant Pittsburgh Power is engaged in the
business of repairing, rebuilding, maintaining, and working on diesel engines and truck tractors.
(Complaint, ¶ 6). Plaintiff avers that in the fall of 2009, the engine on its 2004 Kenworth truck
had blown out and was in need of repair. (Complaint, ¶ 8). As a result, Plaintiff initially took the
truck to Cleveland Brothers, a business located in Dauphin County, Pennsylvania, where it was
learned that the engine and transmission could be rebuilt at a cost of approximately $30,000.00.
(Complaint, ¶¶ 9-10). Plaintiff avers that despite the opportunity to have the truck repaired more
locally in Dauphin County, on or about November 27, 2009 Atland first called Defendant
Mallinson of Pittsburgh Power to discuss an engine rebuild of the 2004 Kenworth truck at the
Pittsburgh Power facility. (Complaint, ¶ 11).
An evidentiary hearing on the matter sub judice was held on August, 19, 2011, and the
record was augmented with the testimony of Bruce Mallinson and Keith Atland concerning the
details surrounding the formation of a contract between the parties. The hearing indicates that
Atland first called Defendant Mallinson in late November, 2009. (Notes of Testimony, 5,
Hearing, In Re: Defendants’ Petition to Transfer Venue, Aug. 19, 2011 (hereinafter N.T. __)).
At that time, Atland introduced himself, explained that his truck’s engine had blown, and
indicated that the engine was in need of a rebuild. (N.T. 5, 18, 19). Atland explained that he
owned an MBN Caterpiller and that it was located in the Harrisburg area. (N.T. 5). Atland
explained the needed repairs, and Defendant Mallinson informed Atland that, while it would
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prove to be the largest job they had ever done, it was feasible for the required repairs to be done
by Pittsburgh Power. (N.T. 6-7, 37). Defendant Mallinson responded that a $5,000.00 deposit
would be required in order for him to “get started” on the work. (N.T. 5).
A second telephone conversation took place on or about November 30, 2009, and the
parties discussed certain details of the work to be done, such as whether Plaintiff could supply
certain parts for the rebuild and certain transmission work which needed to be done. (N.T. 6, 19,
35). In this second phone conversation, Defendant again indicated that he would require the
receipt of a $5,000.00 deposit to begin the work. (N.T. 19). Finally, a meeting was held on
December 7, 2009 at Defendant’s Pittsburgh Power facility, in which the parties continued to
negotiate and discuss additional terms and services to be performed. (N.T. 30). The parties
testified that the meeting lasted approximately two hours, and they negotiated over details and
specifications which had not been yet been decided upon. (N.T. 30, 36).
Plaintiff avers in its Complaint that Defendant completed the work on the 2004 Kenworth
truck on or about January 20, 2010, and that the work took much longer than had originally been
anticipated. (Complaint, ¶ 19). Plaintiff’s Complaint alleges that, after the work was completed
and the truck returned to Plaintiff, the truck has had numerous problems and needed frequent
repairs, including, but not limited to, the following: the truck would not start properly and it was
determined that the battery cables were not properly connected; the clutch slipped and continues
to slip; the battery was destroyed through improper wiring; the oil has continued to leak; certain
valves were out of adjustment; and the power steering pump was not properly installed and
continued to leak. (Complaint, ¶ 22). For these and other alleged repairs, Plaintiff now seeks
damages.
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In a personal action against a corporation or similar entity, venue is governed by
Pennsylvania Rule of Civil Procedure 2179, which provides, in pertinent part, as follows:
(a) Except as otherwise provided . . . a personal action against a corporation or
similar entity may be brought in and only in
(1) the county where its registered office or principal place of business is
located;
(2) a county where it regularly conducts business;
(3) the county where the cause of action arose;
(4) a county where a transaction or occurrence took place out of which the
cause of action arose, or
(5) a county where the property or a part of the property which is the
subject matter of the action is located provided that equitable relief is
sought with respect to the property.
Pa.R.Civ.P. 2179(a). Similarly, Pennsylvania Rule of Civil Procedure 1006 governs venue in
actions against an individual, and provides that venue is proper in and only in a county in which:
(1) the individual may be served or in which the cause of action arose or where a
transaction or occurrence took place out of which the cause of action arose or in
any other county authorized by law, or
(2) the property or a part of the property which is the subject matter of the action
is located provided that equitable relief is sought with respect to the property.
Pa.R.Civ.P. 1006(a).
There is a relatively small body of case law on the issue of where venue lies in a contract
action where the plaintiff complains of inadequate performance. What is clear, however, is that
our Superior Court has consistently turned to Craig v. W.J. Thiele & Sons, Inc., 395 Pa. 129, 149
A.2d 35 (1959), to interpret the “transaction or occurrence” language of Pa.R.Civ.P. 2179 and
1006. The Superior Court has explained Thiele as follows:
Under both rules, Pennsylvania courts have interpreted “a transaction or
occurrence” to “require that a transaction ... and not merely some part of the
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transaction, take place in the county where venue is laid [because] [i]t would lead
only to confusion and a practice which we have heretofore referred to as ‘forum
shopping’ if the law were to permit suit to be commenced against a [defendant] in
any county where any facet of a complex transaction occurred.” Craig v. W.J.
Thiele & Sons, Inc., 395 Pa. 129, 149 A.2d 35, 37 (1959). See also Pa.R.C.P.
1006(a) Note (referencing Thiele for a definition of a transaction or occurrence).
Therefore, “parties cannot avoid the ‘transaction’ requirement by characterizing ‘a
part of a transaction’ as an ‘occurrence.’” Sunderland v. R.A. Barlow
Homebuilders, 791 A.2d 384, 392 (Pa.Super.2002).
Deyarmin v. Consolidated Rail Corp., 2007 PA Super 218, ¶ 18, 931 A.2d 1, 10-11.
Thus, the Supreme Court required that the transaction, and not merely some part of the
transaction, take place in the county where venue is laid. Id. Thiele involved an action based on
a contract for the purchase of truck bodies, and the Supreme Court held that venue did not lie in
the county where the purchaser had placed the order for the goods, in the absence of any
averment that the contract itself was made in that county; rather the Court held that venue was
proper where the contract was formed, as formation constituted a “transaction or occurrence”
sufficient to invoke venue. Thiele, 395 Pa. at 132-33; see also Telstar Corp. v. Berman, 281
Pa.Super. 443, 450, 422 A.2d 551, 555, (1980).
In a contract action, therefore, it is the situs of contract formation that is a transaction or
occurrence that will invoke proper venue under the Pennsylvania Rules of Civil Procedure.
Telstar, 281 Pa.Super. at 450 (citing Thiele, 395 Pa. at 129). In attempting to determine the situs
of contract formation, the transaction or occurrence language of the Rules of Civil Procedure
“does not include the performance of any act in the contract formation process but is the ultimate
formation of the contract itself.” Pennsylvania Higher Ed. Assistance Agency v. Devore, 267
Pa.Super. 74, 77, 406 A.2d 343, 344 (1979). Because the situs of the contract is a fact-sensitive
issue, it is appropriate for the trial court to take testimony prior to ruling on preliminary
objections. Telstar Corp., 281 Pa.Super. at 450; Pa.R.Civ.P. 1028(c). Additionally, for purposes
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of preliminary objections a court need not accept as true conclusions of law, unwarranted
inferences, allegations, or expressions of opinion. Bayada Nurses, Inc. v. Com., Dept. of Labor
and Industry, 607 Pa. 527, 558, 8 A.3d 866, 884 (2010); Pa.R.Civ.P. 1028(a)(4). The question of
whether a certain set of facts establishes the formation of a contract is a matter of law. Temple
Univ. Hosp., Inc. v. Healthcare Mgmt. Alternatives, Inc., 2000 PA Super 387, ¶ 18, 764 A.2d
587, 593. As a result, a trial court is not bound to accept as true averments contained within a
complaint which allege the existence or formation of a contract merely because the plaintiff has
asserted the presence of such.
Here, questions arise concerning where a contract has been formed when multiple
counties are involved and where the parties have communicated by telephone or other electronic
means. Thiele is again instructive on this point, holding that “the place of making a contract is
not where the offer is made but where it is accepted.” Thiele, 395 Pa. at 133 (citing Restatement:
Contracts, §74; Linn v. Employers Reinsurance Corporation, 392 Pa. 58, 139 A.2d 638 (1958));
see also Lucas Enterprises, Inc. v. Paul C. Harmon Co., Inc., 273 Pa.Super. 422, 424, 417 A.2d
720, 721 (1980) (“The making of a contract, which takes place where the offer is accepted,
undoubtedly constitutes a ‘transaction or occurrence’ sufficient to establish venue.”).
The following principles of contract law and formation are well-settled within the
Commonwealth:
In order to form a contract, there must be an offer, acceptance, and consideration
or mutual meeting of the minds. An alleged acceptance of an offer is not
unconditional and, therefore, is not an acceptance if it materially alters the terms
of the offer. As such, a reply which purports to accept an offer, but instead
changes the terms of the offer, is not an acceptance, but, rather, is a counter-offer,
which has the effect of terminating the original offer. Further, it is well
established that the acceptance of any offer or counter-offer must be
unconditional and absolute.
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Yarnall v. Almy, 703 A.2d 535, 539 (Pa. Super. 1997) (internal citations and quotation marks
omitted).
The Pennsylvania Supreme Court has held that where a contract is formed over the
telephone, the “contract is created at the place where the acceptor speaks.” Linn v. Employers
Reinsurance Corporation, 392 Pa. 58, 62, 139 A.2d 638, 640 (1958) Additionally, Section 74 of
the Restatement of Contracts, adopted by the Pennsylvania Supreme Court in Thiele, supra,
provides that “a contract is made at the time when the last act necessary for its formation is done,
and at the place where that final act is done.” Restatement: Contracts, §74. Often, this “last act”
is the unconditional acceptance of the offer; however, and as noted above, a statement or action
which purports to be an acceptance, but instead changes the terms of the offer, is not an
acceptance, but rather is a counter-offer which, by its very definition, cannot be the “last act”
necessary for formation.
In the matter sub judice, venue is proper in the county in which the contract was formed
between Bruce Mallinson and Keith Atland on behalf of their respective companies. We are
satisfied that their contract was formed in Butler County, rather than Cumberland County; as a
result, venue lies properly in Butler County. The testimony adduced at the hearing indicates that
in the fall of 2009 Atland first called Defendant Mallinson of Pittsburgh Power to discuss an
engine rebuild of the 2004 Kenworth truck at the Pittsburgh Power facility. (N.T. 5; Complaint,
¶ 11). Defendant testified as follows:
Q: When was the date of the first communication between you and Mr. Atland,
either the exact date if you know it or an approximation?
A: Approximately the week before Thanksgiving of 2009.
Q: And what type of communication was that?
7
A: Keith called me and asked me - -
Q: Was it a telephone call?
A: Yes. A telephone call.
Q: And what did Mr. Atland say to you in that call?
A: He has an MBN Caterpillar or bridge engine. He wanted to convert it to a
6NZ, and could we do that. And I said yes.
(N.T. 5) (emphasis added).
Indeed, Plaintiff testified consistently with this understanding as well. At the hearing,
Plaintiff testified as follows:
Q: Keith, you heard Mr. Mallinson’s testimony. Can you explain for the court in
your own words how the agreement between you and him came about?
th
A: The agreement between him and I came about on November 27 of 2009. I
called him from my home in Camp Hill, and we talked extensively. I introduced
myself and the situation that my engine had blown up and I needed a rebuild.
And I asked him if he could do that. And he said that he would.
(N.T. 18-19).
At the hearing, there was additional testimony that the acceptance, and thus formation,
was conditioned on the receipt of a $5,000.00 deposit by Defendant Mallinson. Defendant
testified that during the initial phone conversation the following was discussed:
Q: And what did you [Defendant Mallinson] say to [Plaintiff]?
A: I said that I would need a check for a $5,000.00 deposit to get [the work]
started.
(N.T. 5).
Plaintiff also testified consistently with Defendant’s understanding of the initial phone
conversation. He testified as follows:
8
Q: Mr. Atland, you do agree that Mr. Mallinson said that he could not begin the
work on your truck until he received a $5,000.00 payment?
A: Yes.
Q: And how did you make this credit card payment? Was it over the phone with
someone at Mr. Mallinson’s facility, or how was it done?
A: It was over the phone from my home in Cumberland County. I gave them by
st
credit card information on December the 1.
(N.T. 28).
Whether the contract between the parties was formed over the telephone during the initial
phone call by Defendant’s verbal acceptance, or whether the contract was formed when
Defendant received the $5,000.00 deposit, we find that both transactions or occurrences occurred
in Butler County. When Defendant gave his verbal acceptance and when he received the
$5,000.00 deposit he was situated in Butler County. Thus, the contract was formed in Butler,
rather than in Cumberland County.
In addition, the phone calls between the parties may be viewed merely as preliminary
negotiations between them. The phone calls led to the scheduling of a meeting, held December
7, 2009, at Defendant’s Pittsburgh Power facility. There the parties continued to negotiate and
discuss additional terms and services to be performed. (N.T. 30). The meeting lasted
approximately two hours, and the two negotiated over details or specifications which had not
been yet been decided upon. (N.T. 30, 36). By the conclusion of this meeting, Defendant had
already received the $5,000.00 deposit (received December 1, 2009), the truck had been
transported to Defendant’s facility (towed on December 1, 2009), and the final terms of the
agreement had been agreed upon. Clearly, the agreement between the parties was finalized at
Defendant’s Pittsburgh Power facility located in Butler County. It was there, in other words, that
the contract was formed.
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Defendants have also raised by petition a claim of forum non conveniens; however, in
light of the foregoing we need not address the issue herein as venue is proper in Butler County
under the Pennsylvania Rules of Civil Procedure. Additionally, we do not address Defendants’
second preliminary objection, which seeks to bar certain claims under the gist of the action
doctrine, as a trial court is without further authority to decide any remaining preliminary
objections when that court has granted a change of venue through preliminary objections.
Bradley v. O'Donoghue, 823 A.2d 1038, 1042 (Pa. Cmwlth. 2003).
For the foregoing reasons, the Preliminary Objection of Defendants pertaining to venue
will be granted, and the following order will be entered:
ORDER
th
AND NOW, this 4 day of November, 2011, upon consideration of Defendants’
Preliminary Objections, the response filed thereto, and after an evidentiary hearing held on
August 19, 2011, Defendants’ Preliminary Objection to venue is hereby SUSTAINED and the
case is transferred to the Court of Common Pleas of Butler County. The costs of transfer are to
be paid by the Plaintiff.
BY THE COURT,
___________________________
Kevin A. Hess, P.J.
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K.I.S. TRANSPORT, LLC
: IN THE COURT OF COMMON PLEAS OF
Plaintiff,
: CUMBERLAND COUNTY, PENNSYLVANIA
:
v.
: NO. 10-7630
:
PITTSBURGH POWER, INC. and
: CIVIL ACTION - LAW
BRUCE MALLISON
:
Defendants.
: JURY TRIAL DEMANDED
IN RE: DEFENDANT’S PRELIMINARY OBJECTIONS AND
PETITION TO TRANSFER VENUE FOR REASONS OF FORUM NONCONVENIENS
ORDER
th
AND NOW, this 4 day of November, 2011, upon consideration of Defendants’
Preliminary Objections, the response filed thereto, and after an evidentiary hearing held on
August 19, 2011, Defendants’ Preliminary Objection to venue is hereby SUSTAINED and the
case is transferred to the Court of Common Pleas of Butler County. The costs of transfer are to
be paid by the Plaintiff.
BY THE COURT,
___________________________
Kevin A. Hess, P.J.
Jason M. Weinstock, Esquire
For the Plaintiff
Sanford Kelson, Esquire
Michael J. Bruzzese, Esquire
For the Defendants
:rlm