HomeMy WebLinkAboutCP-21-CR-0002705-2008
COMMONWEALTH : IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
: CP-21-CR-2705-2008
:
: CHARGE: 1. CRIMINAL CONSPIRACY TO
: UNLAWFUL DELIVERY, MANUFACTURE,
: OR POSSESSION WITH INTENT TO
: DELIVER A SCHEDULE I AND/OR II,
V. : CONTROLLED SUBSTANCE;
: 2. UNLAWFUL DELIVERY OR
: MANUFACTURE OR POSSESSION WITH
: INTENT TO DELIVER A SCHEDULE II,
: CONTROLLED SUBSTANCE – COCAINE
: 3. UNLAWFUL DELIVERY OR
: MANUFACTURE OR POSSESSION WITH
: INTENT TO DELIVER A SCHEDULE I,
: CONTROLLED SUBSTANCE
:
ROMELL THOMPSON :
OTN: L442499-1 : AFFIANT: TPR. JAMES BORZA
IN RE: DEFENDANT’S PETITION FOR POST CONVICTION COLLATERAL
RELIEF
ORDER OF COURT
th
AND NOW
, this 24 day of January, 2012, upon consideration of the
Defendant’s Petition for Post Conviction Collateral Relief, the briefs filed by the parties, and
after hearing,
IT IS HEREBY ORDERED AND DIRECTEDDENIED
that the Petition is .
By the Court,
M. L. Ebert, Jr., J.
Matthew P. Smith, Esquire
First Assistant District Attorney
Allen Welch, Esquire
Court-Appointed for Defendant
bas
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COMMONWEALTH : IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
: CP-21-CR-2705-2008
:
: CHARGE: 1. CRIMINAL CONSPIRACY TO
: UNLAWFUL DELIVERY, MANUFACTURE,
: OR POSSESSION WITH INTENT TO
: DELIVER A SCHEDULE I AND/OR II,
V. : CONTROLLED SUBSTANCE;
: 2. UNLAWFUL DELIVERY OR
: MANUFACTURE OR POSSESSION WITH
: INTENT TO DELIVER A SCHEDULE II,
: CONTROLLED SUBSTANCE – COCAINE
: 3. UNLAWFUL DELIVERY OR
: MANUFACTURE OR POSSESSION WITH
: INTENT TO DELIVER A SCHEDULE I,
: CONTROLLED SUBSTANCE
:
ROMELL THOMPSON :
OTN: L442499-1 : AFFIANT: TPR. JAMES BORZA
IN RE: DEFENDANT’S PETITION FOR POST CONVICTION COLLATERAL RELIEF
OPINION AND ORDER OF COURT
Ebert, J., January 24, 2012 -
PROCEDURAL HISTORY
On June 25, 2009, a jury found Defendant Romell Thompson guilty of the above charges.
On September 4, 2009, Defendant filed Post-Sentence Motions for New Trial which this Court
denied on September 25, 2009. On October 16, 2009, Defendant appealed the jury verdict to the
Superior Court. In a memorandum opinion filed August 30, 2010, the Superior Court affirmed
the Defendant’s conviction. The Superior Court noted that the Defendant raised only one issue
for their review:
“Whether Appellant’s convictions for Possession with
Intent to Deliver a Controlled Substance (2 counts) and
Criminal Conspiracy was [sic] against the weight of the
evidence[?]”
Commw v. Thompson, 11 A.3d 1043 (Pa. Super. 2010) (unpublished memorandum). In
that opinion, the Superior Court held that “we find no palpable abuse of discretion in the trial
court’s denial of the Appellant’s weight claim.” Id. at 2. Judgment of the Defendant’s sentence
was affirmed.
On September 8, 2010, the Defendant’s attorney, Michael Rentschler, sent a letter
(Commonwealth Ex. 2) to the Defendant with a copy of the Superior Court opinion notifying the
Defendant of his right to appeal the decision within 30 days. (PCRA Hearing, Notes of
Testimony dated July 6, 2011, pages 8, 26, 40 (hereinafter PCRA N.T. p. _)). Unbeknown to
Attorney Rentschler, the Defendant had been transported pursuant to a writ to Newark, Essex
County, New Jersey to address unrelated criminal matters. (PCRA N.T. 9). The Defendant’s
mail was not forwarded by SCI-Greensburg to Essex County, New Jersey. Accordingly, the
Defendant maintains that he did not get Attorney Rentschler’s September 8, 2010, letter until
November 15, 2010, when he returned to SCI-Greensburg.
Obviously, this date was outside the permitted 30 day direct appeal period. The letter
specifically outlined the parameters used by the Supreme Court to determine whether or not it
would grant review of the Defendant’s Superior Court decision. Based on Attorney Rentschler’s
review of the case, he indicated to the Defendant that in all probability the Pennsylvania
Supreme Court would deny review.
Interestingly, we cannot lose sight of the fact that this Defendant was “experienced” in
the criminal justice system. An examination of his criminal record shows that he has multiple
convictions for rather serious offenses. On this case, he came before the Court with a prior
record score of 5. While this has no direct bearing on the present case, it does establish that the
Defendant was not a novice in dealing with the procedures of criminal court. One need only
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examine the Cumberland County Clerk of Court’s file and the Defendant’s Probation file to view
all the letters and pro se motions filed by the Defendant. Perhaps most telling, is the fact that the
Defendant filed a pro se application for relief sent to the Pennsylvania Superior Court requesting
that he be permitted additional time to file his appeal to the Supreme Court. (See Commw.
Exhibit #1).
However, the one thing he did not do, and the one thing that may have avoided this
entire Post Conviction Collateral Relief issue, was write to his attorney to tell him that he was
going to be or had been transferred from SCI-Greensburg to Essex County, New Jersey. This
Court is convinced that had Attorney Rentschler had this information, he would have contacted
the Defendant to determine his wishes regarding an appeal to the Supreme Court.
In any regard, the Defendant filed a Pro Se Motion for Post Conviction Collateral Relief
(hereinafter PCCR) on April 14, 2011. Counsel was appointed to represent the Defendant and
given an opportunity to file an Amended Petition on or before May 15, 2011. No Amended
Petition was filed and hearing on the matter was held on July 6, 2011. A transcript of that
hearing was filed on October 20, 2011. Both the Defendant and the Commonwealth then filed
briefs in the matter.
FACTS
Normally, the underlying facts supporting the conviction of the Defendant are usually not
material in resolving PCCR issues of the type raised in this case. However, given this Court’s
final decision in this matter, the underlying facts become relevant. On October 3, 2008,
Pennsylvania State Trooper Borza, while working with the Cumberland County Drug Task
Force, along with a confidential informant, executed a controlled buy of heroin in Silver Spring
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Township. The heroin was purchased from Shalonda Jenkins at a Wal-Mart parking lot in
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Silver Spring Township. After the purchase, Trooper Borza and other officers followed Ms.
Jenkins back to the Travelodge Motel in Middlesex Township where she was staying and
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arrested her in the parking lot after watching her complete another drug sale. Trooper Borza
obtained a search warrant to search Ms. Jenkins’s room. In the room, officers found a black
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duffel bag which contained heroin, a bag of cocaine, cash in the amount of $1,000, and a man’s
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wallet. Trooper Borza recognized $700 of the $1,000 found in the bag as “buy money” from the
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controlled buy earlier in the day. The wallet belonged to Defendant. Three bags of marijuana,
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baggies, and a digital scale were also found in the room. Defendant was in the room when
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Officer Dale entered the room to secure it during the search warrant. Trooper Borza
interviewed the Defendant, and Defendant stated that he knew heroin was being
sold from the room and that Defendant and Ms. Jenkins had brought heroin from New Jersey to
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sell in Carlisle. Defendant was placed under arrest at that time. Defendant was found guilty
of all charges at a jury trial on June 24-25, 2009.
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Ms. Jenkins, a twenty-five-year-old college student, testified that she drove Defendant
about three hours from Essex County, New Jersey, to the Travelodge in Middlesex on
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October 2. Ms. Jenkins and Defendant have been involved in a relationship on and off for
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about four years. Defendant is thirty-two years old. The day before the approximately 180
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Notes of Testimony, Jun. 24, 2009 17 (hereinafter N.T. ___).
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N.T. 17.
3
N.T. 27.
4
N.T. 37.
5
N.T. 35.
6
N.T. 38.
7
N.T. 35.
8
N.T. 39.
9
N.T. 39.
10
N.T. 100.
11
N.T. 43.
12
N.T. 43.
13
N.T. 138.
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mile trip from New Jersey to Carlisle, Ms. Jenkins testified that Defendant had been in the
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emergency room with “walking pneumonia” and that she picked up medicine for him. Ms.
Jenkins said that she arranged the drug deal in the Wal-Mart parking lot while Defendant
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remained in the hotel room.
Detective Kurtz of the Carlisle Borough Police Department has worked for the last seven
years on the Cumberland County Drug Task Force and has received specialized training in
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narcotics trafficking. Detective Kurtz testified as an expert in narcotics trafficking and
explained to the jury that it is common for drug traffickers to travel with someone, to have
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someone drive them to an unknown area, and to have someone there as protection. He also
explained to the jury that it is common in drug deals for one person to remain in a hotel room or
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stash house to protect the cash and drugs while the other person is out doing drug transactions.
The above facts were accepted by the Superior Court as being accurate. Commw
v. Thompson, 11 A.3d 1043 (Pa. Super. 2010) p. 2. Based on these facts, this Court denied the
Defendant’s Motion for New Trial based on the Defendant’s claim that the verdict in the jury
trial was against the weight of the evidence. Again, the Superior Court affirmed this decision.
(See In Re: Opinion Pursuant to Pa.R.C.P. 1925, December 14, 2009, attached.)
DISCUSSION
Under §9543 of the PCRA, 42 Pa.C.S.A. §9543, the petitioner can establish an
ineffective assistance of counsel claim by showing (1) that he has been convicted of a crime
under the laws of the Commonwealth of Pennsylvania, (2) that he is currently incarcerated, and
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N.T. 151-152.
15
N.T. 139.
16
N.T. 139.
17
N.T. 141.
18
N.T. 105.
19
N.T. 106.
20
N.T. 117.
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N.T. 117.
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(3) that the conviction resulted from “ineffective assistance of counsel which, in the
circumstances of the particular case, so undermined the truth determining process that no reliable
adjudication of guilt or innocence could have taken place.” 42 Pa.C.S.A. 9543(2) (ii). Failure of
counsel to perfect a timely appeal may under certain circumstance constitute ineffective
assistance of counsel. Commonwealth v. Lantzy, 736 A.2d 564 (Pa. 1999).
Obviously, Romell Thompson was convicted of the above captioned crimes and he is
currently incarcerated in the State Correctional Institute as a result of his conviction. The
question remains then, was Attorney Rentschler, “under the circumstances of this particular case,
ineffective?” The Defendant maintains that since Attorney Rentschler did not file a Petition for
Allowance of Appeal to the Supreme Court pursuant to Pa.R.A.P., Rules 1112, 1113, he
provided ineffective assistance of counsel per se. Thus, the Defendant maintains that the inquiry
is over, and he should be awarded restoration of his appellate rights so that he can now file an
Allowance of Appeal to the Supreme Court.
However, this Court finds that resolution of this issue is not so simple. In
Commonwealth v. Liebel, 825 A.2d 630, the Court held that a defendant has a right to effective
counsel for the purpose of filing a Petition for Allowance of Appeal. When a Defendant requests
counsel to file a Petition for Allowance of Appeal and counsel fails to do so, that attorney’s
unjustified failure to perfect a requested appeal is the functional equivalent of having absolutely
no representation at all on direct appeal. When this occurs, there is no need for the appellant to
show the merits of the underlying issues he would have raised on appeal.” Id. at 635.
However, in Commonwealth v. Bath, the Superior Court stated “Liebel applies only
where the appellant has requested the filing of a [P]etition for [A]llowance of [A]ppeal and
counsel has failed to comply.” Commonwealth v. Bath, 907 A.2d 619, 623 (Pa. Super. 2006). In
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Bath, the defendant complained that his counsel was ineffective for failing to file a Petition for
Allowance of Appeal and for failing to consult with him regarding the matter. Id. at 622. The
Bath Court recognized that in order for a defendant to maintain an ineffectiveness claim for
failing to file a Petition for Allowance of Appeal, the defendant must first prove that he
requested counsel to file an appeal and that counsel disregarded that request. Id. at 622.
Here, it is clear that the Defendant has not proven that he requested counsel to file an
appeal. Of course, Defendant maintains this is not his fault. Because of his transfer from SCI-
Greensburg to Essex County, New Jersey, he never received Attorney Rentschler’s letter
advising him that his direct appeal to the Superior Court had been denied thereby triggering the
30 day direct appeal period. As established by Attorney Rentschler’s letter to the Defendant on
September 8, 2010, Attorney Rentschler did attempt to consult with the Defendant. Candidly, in
accordance with his professional experience and training, Attorney Rentschler advised the
Defendant that the Pennsylvania Supreme Court would probably deny any Petition for
Allowance of Appeal. He also advised that if the Petition for Allowance of Appeal was denied
that he would have one year in which to file a Petition under the Post Conviction Collateral
Relief Act.
As stated previously, this Defendant was not a novice to the criminal justice system. He
had constantly corresponded with the Court and filed various pro se motions. He did not write
his attorney regarding his transfer to Essex County, New Jersey. One might fault the Department
of Corrections for not forwarding the Defendant’s mail, but given the temporary nature of “Writ”
transfers, it was unlikely that the Department knew how long the Defendant would be in New
Jersey. Therefore, it was not unreasonable to simply hold his mail. Nor do we find Attorney
Rentschler’s response to this situation unreasonable. A defense attorney who has a client
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sentenced to state prison has every logical expectation that the client will be in the state prison to
which he is assigned. It therefore follows that when counsel sends a letter to his client in a state
prison he can expect that the client will receive the letter. On this record, Attorney Rentschler
was clearly “consulting” with his client. When he did not hear back from his client, it was also
not unreasonable to believe that the client understood that his likelihood of succeeding in the
Supreme Court with a Petition for Allowance of Appeal was improbable and that he would
therefore not pursue the appeal. Be all this as it may, this Court will not hold the fact that the
Defendant did not actually request his attorney to file a Petition for Allowance of Appeal against
him given these circumstances. However, this does not end the inquiry.
The Bath Court went on to discuss when counsel has a duty to “adequately consult with
the defendant as to the advantages and disadvantages of an appeal where there is reason to think
that a defendant would want to appeal.” Id. at 623. The Bath Court noted, “counsel has a
constitutional duty to consult with a defendant about an appeal where counsel has reason to
believe either ‘(1) that a rational defendant would want to appeal (for example, because there are
non-frivolous grounds for appeal), or (2) that this particular defendant reasonably demonstrated
to counsel that he was interested in appealing.’” Id. at 623 (citations omitted). Realistically, in
the world of court-appointed free counsel for Defendants facing long prison sentences, short of a
Defendant actually declaring that he no longer wants any further appeals, every criminal
Defendant is interested in appealing. It costs them nothing, they have nothing to lose, and hope
springs eternal. Thus, we can say realistically that when Attorney Rentschler sent his September
8, 2010, letter (Commonwealth’s Exhibit 2) he fully expected the Defendant to tell him to file the
Petition for Allowance of Appeal. He was therefore probably surprised when he received no
response.
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The Bath Court, however, went on to say that for a Defendant to establish a duty to
consult, he must indicate issues that have potential merit for further review. This, of course, does
not require appellant to demonstrate that the Supreme Court would likely grant a Petition for
Allowance of Appeal, but only that the Defendant must show that any issues rise above frivolity.
Id. at 623-24. “[A]n appellant may establish a duty to consult by indicating issues that had any
potential merit for further review…This does not require appellant to demonstrate that the
Supreme Court would likely grant review to a petition for allowance of appeal, but only that
appellant must show that any issue rises above frivolity.” Id. at 623-24.
In Bath, the Court found that the defendant did not attempt to show that any issue he
raised was not frivolous and therefore counsel did not owe him any duty to consult. Id. at 624.
On direct appeal, Bath challenged the sufficiency of the evidence and several other issues that
were deemed waived for failure to preserve them at trial. Id. The Bath Court found that
“appealing such issues further appears manifestly frivolous…It was incumbent upon Bath to
demonstrate to this Court why that was not the case. Bath has offered no argument in support of
any of the issues raised on direct appeal.” Id. Further, the Bath Court found that the defendant
“has not met his burden of showing how he was prejudiced by counsel’s failure to consult with
him regarding a petition for allowance of appeal. In the absence of prejudice, we cannot find
that counsel was ineffective.” Id.
In applying Bath to the present facts, the only evidence offered by the defendant that he
desired counsel to file a Petition for Allowance of Appeal was testimony that when defendant
received notice of denial on November 15, 2010, he filed a pro se motion to reinstate his appeal
rights to the Superior Court because he wanted the Supreme Court to review the Superior Court’s
decision that the Defendant’s conviction was not against the weight of the evidence. (N.T. 10).
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Further, in looking to whether defendant’s counsel had a duty to consult with the
defendant about a possible appeal, the court will look to whether counsel had reason to believe
that a rational defendant would want to appeal because there are non-frivolous grounds, or that
the defendant reasonably demonstrated that he was interested in appealing a decision. Bath, 907
A.2d at 623. Further when the defendant claims that counsel failed to consult with the defendant
and defendant had not requested the filing of a petition, the defendant must establish that a duty
to consult was owed by “indicating issues that had any potential merit for further review…This
does not require appellant to demonstrate that the Supreme Court would likely grant review to a
petition for allowance of appeal, but only that appellant must show that any issue rises above
frivolity.” Id. at 623-24.
In this case, the defendant’s counsel wrote a letter on September 8, 2010, notifying the
defendant of the Superior Court’s denial, what were proper grounds for a Petition for Allowance
of Appeal, and the defendant’s likelihood of success. (N.T. 8, 26). Counsel mailed this letter to
SCI-Greensburg, where he thought the defendant was incarcerated, because the defendant failed
to notify him that he would be out of state on a writ. (N.T. 41-42). Under these circumstances,
defendant’s counsel acted reasonably in attempting to notify and counsel the defendant on his
appeal rights moving forward. As such, the defendant must show that any issues rise above
frivolity. This Court finds that the defendant has failed to show that the issues rise above
frivolity. In his Superior Court appeal, the defendant challenged only the weight of the evidence.
The Superior Court, based upon the facts stated above, found that the trial court did not palpably
abuse its discretion in ruling on the weight claim, and denied the defendant’s appeal. In Bath,
the court found that further appeal of a sufficiency of the evidence claim (among other issues)
was “manifestly frivolous.” As such, the defendant failed to show how he was prejudiced by
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counsel’s failure to consult with him regarding a Petition for Allowance of Appeal. Bath, 907
A.2d at 624.
One cannot lose sight of the remedy the Defendant is seeking. If this Court found that
Defendant’s counsel was ineffective, he would then be allowed to file a Petition for Allowance
of Appeal to the Supreme Court. This Court has worked in the criminal justice system for over
30 years as a public defender, private defense counsel, prosecutor and judge. Given the concise,
direct opinion of the Superior Court regarding the Defendant’s weight of evidence claim, we find
it extremely unlikely that the Supreme Court would grant the Defendant an Allowance of Appeal
in this case. Of course, this Court does not wish to infer that it knows the judgment of the
Supreme Court. We apply only our understanding of the precedential case law regarding the
determination that a weight of evidence claim at this stage of the proceedings has been ruled
frivolous.
The Defendant got a fair trial and received a just sentence. Further expenditure of public
and judicial resources on this case is simply not warranted.
Accordingly, the following Order of Court will be entered,
th
AND NOW
, this 24 day of January, 2012, upon consideration of the Defendant’s
Petition for Post Conviction Collateral Relief, the briefs filed by the parties, and after hearing,
IT IS HEREBY ORDERED AND DIRECTEDDENIED
that the Petition is
By the Court,
M. L. Ebert, Jr., J.
Matthew P. Smith, Esquire
First Assistant District Attorney
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Allen Welch, Esquire
Court-Appointed for Defendant
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