HomeMy WebLinkAbout93-0952 CivilBRUCE R. PETERS, : IN THE COURT OF COMMON PLEAS OF
Plaintiff : CUMBERLAND COUNTY, PENNSYLVANIA
v. : CIVIL ACTION - LAW
:
PRIMETIME LOCATING, INC.,:
Defendant : NO. 952 CIVIL 1993
IN RE: DEFENDANT'S MOTION TO DISMISS
BEFORE SHEELY, P.J., and OLER, J.
ORDER OF COURT
AND NOW, this ~ ~day of September, 1995, upon consideration
of Defendant's Motion To Dismiss, and for the reasons stated in the
accompanying Opinion, the motion is DENIED.
BY THE COURT,
W$~}ey Oler r.,
R. Mark Thomas, Esq.
54 E. Main Street
Mechanicsburg, PA 17055
Attorney for Plaintiff
William E. Gottfried, Esq.
Suite 468
18167 U.S. 19 North
Clearwater, FL 34624
Attorney for Defendant
:re
BRUCE R. PETERS, : IN THE COURT OF COMMON PLEAS OF
Plaintiff : CUMBERLAND COUNTY, PENNSYLVANIA
:
v. : CIVIL ACTION - LAW
:
PRIMETIME LOCATING, INC.,:
Defendant : NO. 952 CIVIL 1993
IN RE: DEFENDANT'S MOTION TO DISMISS
BEFORE SHEELY, P.J., and OLER, J.
OPINION and ORDER OF COURT
Oler, J.
For disposition in this civil case is Defendant's motion to
dismiss Plaintiff's complaint.~ The complaint against Defendant
contains counts entitled breach of contract, rescission, bad faith
and unfair trade practices.
Defendant's motion to dismiss is based upon an alleged
agreement of the parties to arbitrate disputes in Florida. For the
reasons stated in this Opinion, the motion to dismiss will be
denied.
STATEMENT OF FACTS
The record in the present case consists of a complaint and a
"motion to dismiss"; the motion to dismiss was not endorsed with
a notice to plead. The allegations of Plaintiff's complaint may be
summarized as follows:2
Plaintiff is an individual residing in Camp Hill, Cumberland
County, Pennsylvania. Defendant is a foreign corporation having
~ Defendant's Motion To Dismiss will be regarded as a
preliminary objection. See Pa. R.C.P. 121.
2 In reciting the allegations of Plaintiff's complaint, the
court is not expressing any opinion as to their factual accuracy.
NO. 952 CIVIL 1993
its principal place of business in Palm Harbor, Florida.
In September of 1992 Plaintiff was referred to Defendant by a
company which sold him some popcorn products and associated display
racks. The purpose of the referral was to enable Plaintiff to
engage the services of Defendant for the acquisition of local
vending sites for these products.
On September 25, 1992, Plaintiff entered into a written
agreement with Defendant, whereby Defendant was to obtain 66
locations for the vending of popcorn in Cumberland County, and
Plaintiff was to pay Defendant $8,100.00. A down payment of
$4,290.00 was made by Plaintiff.
Under the contract, Defendant's fee was described as "non-
refundable." Any liability of Defendant was limited to "the
location fee herein." In addition, one of the paragraphs provided
as follows:
It is mutually agreed that Prime Time
Locating, Inc. shall obtain the best account
possible under currently existing local
conditions. The parties agree that any and
all disputes between them, and any claim by
either party that cannot be amicably settled,
shall be determined solely and exclusively by
arbitration in accordance with the rules of
the American Arbitration Association at its
office in Clearwater, Florida. Judgement upon
an award of the majority of the arbitrators
shall be binding, and shall be entered in a
court of competent jurisdiction.
Following the execution of the contract, Plaintiff notified
Defendant of his impending receipt of popcorn products, which were
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NO. 952 CIVIL 1993
perishable, and Defendant advised that its agents would arrive in
Cumberland County during the week of November 9, 1992, to locate
sites. The agents did not, however, appear as promised, and
Plaintiff's effDrts to contact Defendant for an explanation
produced no results.
On December 8, 1992, two persons identifying themselves as
locators for Defendant did arrive in Cumberland County and
commenced a search for vending sites for Plaintiff's products.
Defendant, however, had already depleted the area in terms of
available sites by performing the same service for other vendors.
As a result, the agents were unable to find more than ten possible
locations.
The agents informed Plaintiff that they had exhausted their
resources, advised him that he could accept or reject the sites
they had found, and departed the area. Plaintiff chose not to
accept the reduced number of sites.
Plaintiff thereafter attempted to contact Defendant, but his
efforts produced no response. When he requested, in January of the
following year, that his down payment be refunded, he was told that
Defendant remained ready, willing and able to find the 66 locations
for him. At this point, the useful life of some of his goods had
nearly expired and that of the balance of the goods had expired.
Plaintiff donated the still-usable products to charity.
The value of products which could not be sold as a result of
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NO. 952 CIVIL 1993
Defendant's conduct was $1,058.92. Plaintiff also incurred the
$4,290.00 down payment expense, as aforesaid.
The motion to dismiss submitted on behalf of Defendant was not
signed.3 It was filed by Defendant's Florida counsel,4 who also
submitted a brief in support of the motion and filed a praecipe to
list the case for argument.
Defendant's motion challenges the jurisdiction of the court
with respect to Plaintiff's claims, on the basis of the arbitration
clause in the parties' agreement. The motion characterizes
Plaintiff's lawsuit as being "maliciously and frivolously
maintained." In addition to dismissal of the complaint, it seeks
"costs" and "fees."
Pursuant to the praecipe for argument filed on behalf of
Defendant, oral argument on Defendant's motion was held on April
19, 1995. No one appeared on .behalf of Defendant, the moving
party.
DISCUSSION
Several factors in the present case militate against the
granting of Defendant's motion to dismiss on the basis of the
existing record. First, it is a basic rule that "[p]reliminary
3 The motion was accompanied by a certificate of service upon
Plaintiff's counsel signed by Defendant's president.
4 The letterhead of Defendant's Florida counsel indicates his
membership in the bars of Florida, New York and the District of
Columbia.
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NO. 952 CIVIL 1993
objections, the end result of which would be dismissal of a cause
of action, should be sustained only in cases that are clear and
free from doubt." Bower v. Bower, 531 Pa. 54, 57, 611 A.2d 181,
182 (1992).
Second, contrary to Defendant's position, an arbitration
clause in a contract does not, according to Pennsylvania law,
deprive a court of common pleas of "jurisdiction." Foster v.
Philadelphia Manufacturers, 140 Pa. Commw. 186, 592 A.2d 131
(1991). Nor is a forum selection clause, properly speaking, a
jurisdictional matter. Central Contracting Co. v. C.E Youngdahl &
Co., 418 Pa. 122, 209 A.2d 810 (1965).
Third, where enforcement of a forum selection clause in a
contract would be unreasonable at the time of litigation a court is
not required to give effect to the clause to the prejudice of an
unwilling litigant. See Churchill Corp. v. Third Century, Inc.,
396 Pa. Super. 314, 578 A.2d 532 (1990). "An agreement is
unreasonable [in this regard] where its enforcement would, under
all circumstances existing at the time of litigation, seriously
impair plaintiff's ability to pursue its cause of action." Id. at
321-22, 578 A.2d at 536.
"Where it is more expensive to defend a cause of action than
to pay a default judgment solely because of the location in which
the matter is being adjudicated, litigation in the foreign forum is
no longer a matter of mere inconvenience or additional expense;
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NO. 952 CIVIL 1993
rather it rises to the level of serious impairment of the parties'
ability to defend against the action." Id. at 322, 578 A.2d at
536. The record as it exists in the present case tends to support
Plaintiff's position that as a practical matter enforcement of the
forum selection clause at issue would render any pursuit of
remedies on Plaintiff's part economically unfeasible.
Fourth, under Pennsylvania Rule of Civil Procedure 1028(b)(6)
(preliminary objection based on agreement for alternative dispute
resolution, inter alia), it is contemplated that a party may
support a motion of the present type by the development of a
factual record beyond the pleading challenged. See Committee Note,
Pa. R.C.P. 1028(b). Defendant did not choose to do so in this
case.
Fifth, "one must be careful not to extend [an] arbitration
clause by implication beyond the clear, express, and unequivocal
intent of the parties as manifested by the writing itself."
Emlenton Area .Municipal Authority v. Miles, 378 Pa. Super. 303,
308, 548 A.2d 623, 626 (1988). In addition, certain statutory
rights are not casually relegated to arbitration by the judiciary.
In the present case, it is not clear that rights and obligations
under Pennsylvania's Unfair Trade Practices and Consumer Protection
Law5 were within the contemplation of the parties with respect to
5 Act of December 17, 1968, P.L. 1224, as reenacted, 73 P.S.
S§201-1 et seq.
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NO. 952 CIVIL 1993
the arbitration clause at issue. Nor has the court discovered any
authority for the proposition that such statutory rights and
obligations, including the possibility of an award of treble
damages "in [the court's] discretion" to an aggrieved consumer,
were intended by the legislature to be consignable to common law
arbitration.
Finally, various procedural issues involving Defendant's
motion are of concern. Under Pennsylvania Bar Admission Rule 301,
a procedure for the admission of a member of the bar of another
state pro hac vice has been prescribed. The record in the present
case does not indicate that such a procedure was followed by
Defendant's counsel.6 "Proceedings in court initiated by a person
unauthorized to practice law are a nullity." 1 Standard
Pennsylvania Practice 2d §4:2, at 317 (1981).
Under Cumberland County Rule of Procedure 210-10, "[p]rior
approval of the court must be obtained to present cases [scheduled
for argument] only on briefs. Any request is to be made through
the Court Administrator no later than five (5) days prior to
argument .... " In this case, Plaintiff's counsel appeared in
argument court and presented Plaintiff's position in opposition to
6 Pennsylvania also does not recognize the right of a
corporate officer to represent a corporation in court. Walacavage
v. Exceli 2000, Inc., 331 Pa. Super. 137, 480 A.2d 281 (1984).
"[A] person who accepts the advantages of incorporation for his or
her business must also bear the burdens, including the need to hire
counsel to sue or defend in court." Id. at 142, 480 A.2d at 284.
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NO. 952 CIVIL 1993
Defendant's motion, but no one appeared on behalf of Defendant to
support it.
Under Pennsylvania Rule of Civil Procedure 1023(a), "[e]very
pleading of a party represented by an attorney shall be signed by
at least one attorney of record in his individual name. A party
not represented by an attorney shall sign his own pleading."7
The signature to a pleading constitutes a
certification that the person signing it has
read it, that to the best of his knowledge,
information and belief there is good ground to
support it, and that it is not interposed for
delay.8
As noted above, no such signature appeared on Defendant's pleading.
Based upon the foregoing principles of law and procedural
circumstances, the court has not been placed in a position to
conclude that Defendant's right to dismissal of Plaintiff's action
has been shown to be clear and free from doubt. For this reason,
the following Order will be entered:
ORDER OF COURT
AND NOW, this 29th day of September, 1995, upon consideration
of Defendant's Motion To Dismiss, and for the reasons stated in the
accompanying Opinion, the motion is DENIED.
BY THE COURT,
s/ J. Wesley Oler, Jr.
J. Wesley Oler, Jr., J.
7 See also Pa. R.C.P. 1025 (endorsement requirement).
8 Pa. R.C.P. 1023(b). A preliminary objection is a pleading.
Pa. R.C.P. 1017(a).
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NO. 952 CIVIL 1993
R. Mark Thomas, Esq.
54 E. Main Street
Mechanicsburg, PA 17055
Attorney for Plaintiff
William E. Gottfried, Esq.
Suite 468
18167 U.S. 19 North
Clearwater, FL 34624
Attorney for Defendant
:rc
9