HomeMy WebLinkAbout91-4072 CivilDONALD L. DeMUTH,
Plaintiff
V.
DANIEL C. MILLER
Defendant
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 4072 CIVIL 1991
IN RE: DEFENDANT'S MOTION FOR SUMMARY JUDGMENT
AS TO COUNTS.I AND II OF PLAINTIFF'S COMPLAINT
BEFORE HOFFER HESS* AND OLER JJ.
ORDER OF COURT
AND NOW, this `�[( day of February, 1993, upon consideration of Defendant's
Motion for Summary Judgment, the pleadings and depositions of the parties, as well
as Defendant's responses to Plaintiffs interrogatories, Defendant's motion is DENIED.
Samuel L. Andes, Esq.
Attorney for Plaintiff
Daniel L. Sullivan, Esq.
Attorney for Defendant
rc
BY THE COURT,
*Judge Hess did not participate in this decision.
J.
DONALD L. DeMUTH,
Plaintiff
V.
DANIEL C. MILLER
Defendant
Oler, J.
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 4072 CIVIL 1991
IN RE: DEFENDANT'S MOTION FOR SUMMARY JUDGMENT
AS TO COUNTS I AND II OF PLAINTIFF'S COMPLAINT
BEFORE HOFFER, HESS' AND OLER, JJ.
OPINION AND ORDER OF COURT
At issue in the present case is a motion for summary judgment filed by Daniel
C. Miller (Defendant) in an action commenced by Donald L. DeMuth (Plaintiff). For
the reasons set forth in this Opinion, Defendant's motion must be denied.
Pursuant to Pennsylvania Rule of Civil Procedure 1035, a court should grant a
motion for summary judgment only if "the pleadings, depositions, answers to
interrogatories and admissions on file ... show that there is no genuine issue as to any
material fact and that the moving party is entitled to judgment as a matter of law."
"In considering a movant's motion for summary judgment, the court must view the
record in the light most favorable to the non -movant." McNeal v. City of Easton, 143
Pa. Commw.151,155, 598 A.2d 6381 639 (1991). Furthermore, "the court must ... resolve
all doubts as to the existence of material facts against the moving party." Elder v.
Nationwide Insurance Co., 410 Pa. Super. 290, 294, 599 A.2d 996, 998 (1991).
In accordance with these principles, the facts of this case may be summarized
as follows:
' Judge Hess did not participate in this decision.
No. 4072 Civil 1991
Plaintiff, a certified public accountant, trades and conducts his business as
"Donald L. DeMuth Professional Management Consultants" in Camp Hill, Cumberland
County, Pennsylvania.' From December, 1985, until October, 1990, Plaintiff employed
Defendant as a certified public accountant in this business.' During these five years,
Plaintiff and Defendant executed written employment agreements for the one-year
periods of 1986-87,1987-88, and 1988-89.4 Moreover, Plaintiff has stated that although
he was unable to find a copy of a written employment agreement for 1989-90, such an
agreement did exist for that time period.' On the other hand, Defendant contends
that no written agreement existed for this period.'
In addition to setting forth the numerous factors of employment, such as
Defendant's job responsibilities and compensation, these employment agreements
contained a provision entitled "Contingent Note Payable," reading as follows:
' Plaintiff's Complaint, paragraph 1.
3 Deposition of Donald L. DeMuth, October 22, 1992, N.T. 5.
4 Deposition of Donald L. DeMuth, October 22,1992, N.T. 5-6. From December, 1985, until
May, 1986, Plaintiff had utilized Defendant as an independent contractor. Id.
5 Deposition of Donald L. DeMuth, October 22, 1992, N.T. 6.
6 Defendant's Answer, paragraph 4.
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No. 4072 Civil 1991
If within five years of the termination of this Agreement
if the Employee terminates the Agreement or the Employer
terminates the Agreement for cause, and the Employee
establishes a professional management consulting or
accounting firm in Pennsylvania, he agrees to pay the
Employer 125% of the previous 12 months' charges for each
of the Employer's clients who retain his professional
management or consulting services. Cause shall include,
but is not limited to, moral turpitude ... and
homosexuality.'
Despite the parties' disagreement as to the existence of a written employment
agreement for 1989-90, Plaintiff continued to employ Defendant until May 31, 1990.8
Furthermore, at the end of the 1989-90 employment year, Defendant remained in the
Plaintiff s employ notwithstanding the fact that neither party had agreed to the terms
of a written employment agreement for the 1990-91 employment year. On October 17,
1990, Plaintiff terminated Defendant's employment, telling Defendant that this decision
was based upon the fact that "he had ... gone public with an area of a controversial
' Deposition of Daniel C. Miller, May 5, 1992, Exhibit 3. This "Contingent Note Payable"
provision is contained in the 1988-89 employment agreement and consists of the same language
as the "Contingent Note Payable" provisions in the 1986-87 and 1987-88 agreements. Id.,
Exhibits 1, 2.
8 Plaintiffs Complaint, paragraph 4; Defendant's Answer, paragraph 4.
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No. 4072 Civil 1991
nature.t9
Following Defendant's termination by Plaintiff on October 17, 1990, Defendant
established an accounting firm in Harrisburg, Pennsylvania.10 In so doing, Defendant
contacted several of the clients with whom he had associated while employed by
Plaintiff." Of the clients whom Defendant had contacted, at least seven discontinued
Plaintiff's services and went to Defendant's f1rm.12
Plaintiff has filed the present action, contending that pursuant to the
"Contingent Note Payable" provision found in the employment contracts, "Defendant
owes Plaintiff a sum of money equal to 125 percent of the previous twelve months'
charges for each of Plaintiffs clients who retained Defendant to provide professional
services for them following his termination."13 Furthermore, Plaintiff contends that
"Defendant has misappropriated, ...to the detriment and loss of Plaintiff, property
9 Deposition of Donald L. DeMuth, October 22, 1992, N.T. 15-16. It appears from the
pleadings that Defendant had conducted a television interview, advocating the rights of
homosexuals, in September of 1990. Defendant's New Matter, paragraph 24. Despite
Defendant's contention that this incident was the reason for his termination, Plaintiff states
that it was "one of several reasons stated by DeMuth for terminating Miller's employment."
Plaintiff's Answer, paragraph 25.
10 Deposition of Daniel C. Miller, May 5, 1992, N.T. 48.
11 Id.
12 Deposition of Daniel C. Miller, May 5, 1992, N.T. 49.
" Plaintiff's Complaint, paragraph 13.
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No. 4072 Civil 1991
rights belonging to Plaintiff. 14
At the close of the pleading stage of this case, Defendant moved for judgment
on the pleadings with respect to Plaintiffs claim arising from the "Contingent Note
Payable" provision in the employment agreement. In so doing, Defendant contended
that no written contract existed as of May 31, 1990, and, consequently, that Plaintiff
had nothing upon which to base his claim. Said motion was denied by this Court on
April 15, 1992.
Presently, Defendant has filed a motion for summary judgment contending as
follows: (1) that, at the time of Defendant's termination, he was not employed under
a written agreement containing a "Contingent Note Payable" provision; (2) that, even
if Defendant was employed under a written agreement, Defendant was not terminated
"for cause" as defined in the "Contingent Note Payable" provision; and (3) that
Plaintiff "has failed to identify any property or property right protected by law that
gives rise to a misappropriation cause of action.""
With respect to Defendant's contention that no written agreement existed when
he was terminated, we believe that this Court's earlier holding on Defendant's motion
14 Plaintiff's Complaint, paragraph 22. Plaintiff's claim to misappropriated property rights
is premised on the contention that Defendant received "information on Plaintiff's clients,
Plaintiff's business and practice procedures, and other information of a proprietary nature ...."
Plaintiffs Complaint, paragraph 18. On the other hand, Defendant contends that the
information he obtained while employed by Plaintiff was neither proprietary nor confidential
in nature. Defendant's Answer, paragraph 18.
15 Defendant's Motion for Summary Judgment, paragraph 21.
- No. 4072 Civil 1991
for judgment on the pleadings is applicable.18 In denying Defendant's motion, the
Court relied upon the holding of Burge v. Western Pennsylvania Higher Education
Council, to the effect that "[w]here a contract of employment for a definite time is
made and the employee's services are continued after the expiration of the time,
without objection, the inference is that the parties have assented to another contract
for a term of the same length with the same salary and conditions of service." Burge
v. Western Pennsylvania Higher Education Council, Inc., 391 Pa. Super. 108, 112, 570
A.2d 5361 538 (1990), quoting Smith v. Shallcross,165 Pa. Super. 472, 475, 69 A.2d 156,
158 (1949).
This Court further stated that,
[a]lthough the language in Burge may leave open the
possibility that in some cases a continued relationship
between parties to an employment contract will not have
the effect of extending the contract or particular terms
thereof, it certainly cannot be said that it is clear that the
Defendant will prevail in his position that the
noncompetitive provision was extinguished when the formal
contract expired. For this reason, Defendant's motion for
judgment on the pleadings must be denied.
DeMuth v. Miller, 4072 Civil 1991, slip. op at 4-5 (Cumberland Co., 1992) (footnote
omitted).
Defendant also contends that he was not fired "for cause," as defined in the
employment agreement, and, therefore, that the "Contingent Note Payable" provision
is DeMuth v. Miller, 4072 Civil 1991, slip. op. (Cumberland Co. 1992).
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No. 4072 Civil 1991
is inapplicable to this case. With respect to that provision, the 1988-89 employment
agreement between Plaintiff and Defendant provided for liability on the part of the
Defendant "[ilf within five years of the termination of this Agreement if the Employee
terminates the Agreement or the Employer terminates the Agreement for cause, and
the Employee establishes a professional management consulting or accounting firm in
Pennsylvania ....i17 The employment agreement further states that "[clause shall
include, but is not limited to ... homosexuality.i18 Defendant contends that "[ilt is not
disputed that DeMuth's stated reason for terminating Miller was that Miller had 'gone
public with an area of a controversial nature,' a reason which is not an enumerated
reason for termination for cause.i19 Consequently, Defendant contends that
"[blecause Miller was not terminated for cause, DeMuth is not entitled to any
payments under the 'Contingent Note Payable' provision of the Employment
Agreement."20
As mentioned previously, summary judgment can be entered only if there are
no issues of material fact, and the moving party is entitled to judgment as a matter of
law. In the present case, we believe that there are issues of material fact as to the
17 Deposition of Daniel C. Miller, May 5, 1992, Exhibit 3.
18 Deposition of Daniel C. Miller, May 5, 1992, Exhibit 3.
is Defendant's Motion for Summary Judgment, paragraph 15.
20 Defendant's Motion for Summary Judgment, paragraph 17.
EN
No. 4072 Civil 1991
reasons for which Defendant was terminated. Plaintiff informed Defendant that he
was terminated because he had "gone public with an area of a controversial nature. 1121
This statement was made by Plaintiff in reference to Defendant's appearance on
"television being interviewed in support of a public issue relating to gay/lesbian
rights. 1122 Moreover, in contrast to Defendant's contention that the sole reason for
his termination was his appearance on television, Plaintiff has stated that his "primary
reason for terminating Miller's employment was that [he] realized that Miller had
violated for some time the express terms of the employment contract Based
upon this, we believe that a material issue exists as to whether Plaintiff terminated
Defendant for a reason specified as constituting cause. Consequently, Defendant's
motion for summary judgment on this point must be denied.
Finally, Defendant moves for summary judgment on Plaintiffs misappropriation
claim, contending that Plaintiff "has failed to identify any property or property rights
protected by law that gives rise to a misappropriation cause of action.i24 In many
businesses, permanent and exclusive relationships are established between customers
and salesmen. The customer list and customer information which have been compiled
21 Deposition of Donald L. DeMuth, October 22, 1992, N.T. 16.
22 Defendant's New Matter, paragraphs 25, 26; Plaintiff"s Reply, paragraphs 25, 26.
23 Plaintifrs Reply, paragraph 33.
29 Defendant's Motion for Summary Judgment, paragraph 21.
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No. 4072 Civil 1991
by such firms represent a material investment of the employer's time and money ....
Such data has been held to be property in the nature of a 'trade secret' for which an
employer is entitled to protection." Morgan's Home Equipment u. Martucci, 390 Pa.
618, 623,136 A.2d 838, 842 (1957). Furthermore, an employer is entitled to protection
of confidential customer information if "the information [is] a particular secret
belonging to the employer, developed through its efforts or investments, and of value
to the continuation of the employer's business." Bell Fuel Corp. v. Cattolico, 375 Pa.
Super. 238, 258, 544 A.2d 450, 461 (1988).25
Plaintiff has stated that Defendant "did not know [his] specific clients, their
specific situations, [and] family needs."28 Plaintiff has also stated that "[w]ith any
clients, you may handle different business or social situations in a different manner
.... And essentially, those are things that belong to [my firm]."27 Additionally,
Plaintiff contends that his firm is "heavily involved in retirement plan work, giving
people advice on types of retirement plans they have, types of investments they should
make, ... the duties of their employees, the type of people they should have working for
' In Bell, the Pennsylvania Superior Court reversed a lower court's denial of an
employer's request for a preliminary injunction to restrain a former employee from competing
with the employer, holding that "[t]he trial court did not have ... a sufficient basis to conclude
as a matter of law that Cattolico had not and could not divulge or otherwise use protectible
customer or other information ... which had been disclosed ... in the course of a confidential
relationship." Bell Fuel Corp. v. Cattolico, 375 Pa. Super. 238, 260-61, 544 A.2d 450, 461(1988).
26 Deposition of Donald L. DeMuth, October 22, 1992, N.T. 34.
27 Deposition of Donald L. DeMuth, October 22, 1992, N.T. 34.
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No. 4072 Civil 1991
them, ... [and] how much should they charge their patients for specific procedures.""
By contending that Defendant acquired this specific knowledge of Plaintiffs
clients, and by contending that Defendant took this knowledge with him upon his
termination, Plaintiff has at least indicated the possibility that Defendant has
misappropriated protected customer information. For this reason, we cannot, as a
matter of law, grant Defendant's motion for summary judgment on that point.
ORDER OF COURT
AND NOW, this y. day of February, 1993, upon consideration of Defendant's
Motion for Summary Judgment, the pleadings and depositions of the parties, as well
as Defendant's responses to Plaintiffs interrogatories, Defendant's motion is DENIED.
Samuel L. Andes, Esq.
Attorney for Plaintiff
Daniel L. Sullivan, Esq.
Attorney for Defendant
: rc
BY THE COURT,
28 Deposition of Donald L. DeMuth, October 22, 1992, N.T. 35.
11
'J J.