HomeMy WebLinkAbout2001-4485 Civil (4)
SUSAN MEASE,
Individually, and as
Guardian and
Administratrix of the
Estate ofDA VID
COLEBAUGH, a Minor,
Deceased,
Plaintiff
v.
KENNETH BORWEGEN :
and CAROLYN
BORWEGEN,
Individually, and as
Parents, Guardians and
Guardians ad Litem of
JAMES BORWEGEN,
a Minor, UNITED
BEHA VORIAL
HEALTH, BRUCE (last
name unknown), c/o
UNITED BEHA VORIAL
HEALTH, ALl AHMED,
M.D., ALAN
ROSENTHAL, M.D.,
SCHERING-PLOUGH
HEALTHCARE
PRODUCTS, RITE AID
OF PENNSYLVANIA,
INC., (incorrectly
captioned as RITE AID
PHARMACY) and
ITHACA GUN
COMP ANY,
Defendants
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
NO. 01-4485 CIVIL TERM
IN RE: PRELIMINARY OBJECTIONS OF DEFENDANTS
UNITED BEHA VIORAL HEALTH AND BRUCE LNU
BEFORE HESS and OLER, JJ.
OPINION and ORDER OF COURT
OLER, 1., May 19,2006.
In this civil case, the mother of a boy who was fatally shot by another boy
has, in her individual capacity and as administratrix of her son's estate, sued
numerous Defendants. If the allegations of the complaint are credited, Defendants
include the shooter's parents, 1 a physician named Ahmed who treated the shooter
for a mental problem,2 a second physician, named Rosenthal, who also treated the
shooter for a mental problem,3 the manufacturer of an over-the-counter cold
medication which the shooter allegedly used,4 the pharmacy chain which sold the
medication,5 the manufacturer of the gun used in the shooting,6 and the shooter's
HMO, United Behavioral Health,7 and one of its employees named Bruce LNU
(last name unknown). 8
For disposition at this time are preliminary objections filed by Defendants
United Behavioral Health and its alleged employee, Bruce LNU, to Plaintiffs
complaint. The preliminary objections are in the nature of demurrers, inter alia. 9
Oral argument on the preliminary objections was held on March 29,2006.
1 Plaintiffs Complaint, Cts. I-III, filed January 23,2002 (hereinafter Plaintiffs Complaint).
2 Plaintiffs Complaint, Ct. VI.
3 Plaintiffs Complaint, Ct. VII.
4 Plaintiffs Complaint, Cts. VIII-IX, XI, XIII.
5 Plaintiffs Complaint, Cts. X, XII.
6 Plaintiffs Complaint, Cts. XIV-XVII.
7 Plaintiffs Complaint, Ct. IV.
8 Plaintiffs Complaint, Ct. V.
9 Preliminary Objections of Defendants United Behavioral Health and Bruce LNU (Last Name
Unknown) to Plaintiffs Complaint, filed April 16, 2002 (hereinafter Defendants' preliminary
objections).
2
For the reasons stated in this OpInIOn, the preliminary objections in the
nature of demurrers will be granted and Plaintiff s complaint as it relates to
Defendants United Behavioral Health and Bruce LNU will be dismissed.
STATEMENT OF FACTS
Plaintiff s complaint with respect to Defendants United Behavioral Health
and Bruce LNU may be summarized as follows: Plaintiff is the mother and
administratrix of the estate of David 1. Cole baugh, who died at the age of 14 on
January 23, 2000, after being shot by l6-year-old James Borwegen.lO Defendant
United Behavioral Health, a health maintenance organization, provided medical
insurance coverage for James Borwegen,l1 and Defendant Bruce LNU was
employed as a supervisor for the company. 12 These defendants were negligent
and/or reckless with respect to James Borwegen's mental health treatment due to
their
a. Fail[ure] to provide necessary and indicated inpatient and intensive
psychiatric care to James Borwegen.
b. Failure to authorize and approve necessary and indicated inpatient
psychiatric hospitalization of James Borwegen.
c. Failure to authorize and approve necessary and indicated intensive
psychiatric care for James Borwegen.
d. Failure to follow the standard of medical and psychiatric care in
providing necessary and indicated inpatient and intensive psychiatric care
to James Borwegen.
e. Failure to follow the necessary and indicated reasonable medical
and psychiatric standard of care requiring inpatient hospitalization and
intensive psychiatric care to James Borwegen.
f. Failure to authorize and approve necessary and indicated inpatient
psychiatric care and intensive psychiatric treatment for James Borwegen.
g. Failure to promptly and properly provide the necessary and
indicated medical and psychiatric care that James Borwegen's condition
demanded.
h. Failure to promptly and properly authorize and approve the
necessary and indicated medical and psychiatric care that defendant James
Borwegen's condition demanded.
10 Plaintiffs Complaint, paras. 1-3, 6, 17.
11 Plaintiffs Complaint, para. 8.
12 Plaintiffs Complaint, para. 9.
3
i. Failure to provide, authorize and approve necessary and indicated
adequate referral of defendant to a psychiatrist required by James
Borwegen's condition.
j. Failure to recognize the seriousness of James Borwegen's condition
and to provide, authorize and approve necessary and indicated inpatient
and intensive psychiatric care required by the standard of medical and
psychiatric care necessary to render prompt and appropriate advice,
assistance, and psychiatric care to James Borwegen.
k. Failure to properly and competently manage James Borwegen's
psychiatric care and treatment.
I. Gross negligence and/or recklessness at law.
m. Such gross negligence and/or recklessness as may become
apparent during discovery.
n. Violation of the Mental Health Procedures Act.13
The complaint alleges further that as a result of the negligence of Defendant
United Behavioral Health and Defendant Bruce LNU Plaintiff s decedent was shot
by James Borwegen, resulting in various compensable damages.14 The complaint
does not suggest that James Borwegen was an individual who had been committed
pursuant to the Mental Health Procedures Act. N or does it suggest that James
Borwegan had communicated to Defendant United Behavioral Health or
Defendant Bruce LNU any threats to cause injury to others or that Plaintiff s
decedent was identifiable as a potential victim of such injury.
DISCUSSION
In reviewing a preliminary objection in the nature of a demurrer, which
challenges the legal sufficiency of a complaint, the court "must accept all material
facts set forth in the complaint[,] as well as all the inferences reasonably deducible
therefrom as true." Powell v. Drumheller, 539 Pa. 484, 489, 653 A.2d 619, 621
(1995) (citations omitted). A preliminary objection in the form of a demurrer
should be sustained only when, "on the facts averred, the law says with certainty
that no recovery is possible." Id
With respect to negligence in the area of medical care, courts have been
reluctant to extend the duty of a provider to avoid harm to persons who were not
13 Plaintiffs Complaint, paras. 47, 57.
14 Plaintiffs Complaint, paras. 49-54, 59-64.
4
under his or her care. See, e.g., Tomko v. Marks, 412 Pa. Super. 54, 602 A.2d 890
(1992).15
The exceptional circumstances in Pennsylvania under which a provider
may be liable to a third party for the violent act of a mental patient are few.
Where willful misconduct or gross negligence is involved, the discharge of a
patient from involuntary commitment under the Mental Health Procedures Act
may result in liability for adverse consequences suffered by those who foreseeably
could have been affected by the wrongful discharge. Goryeb v. Commonwealth of
Pennsylvania, Department of Public Welfare, 525 Pa. 70, 575 A.2d 545 (1990).
Furthermore, a medical professional may be liable for a failure to warn a
potential victim of violence from his or her patient. Emerich v. Philadelphia
Center for Human Development, Inc., 554 Pa. 209, 720 A.2d 1032 (1998). But in
this context it is clear that the provider "owes no duty to warn or otherwise protect
a non-patient where the patient has not threatened to inflict harm on a particular
individual." Dunkle v. Food Service East Inc., 400 Pa. Super. 58, 68, 582 A.2d
1342, 1347 (1990).
In this regard, "[t]he predicate for a duty to warn is the existence of a
specific and immediate threat of serious bodily injury that has been communicated
to the professional." Emerich v. Philadelphia Center for Human Development,
Inc., 554 Pa. 209, 226, 720 A.2d 1032, 1040 (1998). "Moreover, the duty to warn
will only arise where the threat is made against a specifically identified or readily
identifiable victim." Id
Strong reasons support the determination that the duty to
warn must have some limits. Weare cognizant of the fact that
the nature of therapy encourages patients to profess threats of
violence, few of which are acted upon. Public disclosure of
every generalized threat would vitiate the therapist's efforts to
build a trusting relationship necessary for progress....
15 But see DiMarco v. Lynch Homes-Chester County, Inc., 525 Pa. 558, 583 A.2d 422 (1990)
(duty extended to third party where inaccurate medical advice to patient resulted in transmission
of disease to third party); see also Sharpe v. St. Luke's Hospital, 573 Pa. 90, 821 A.2d 1215
(2003) (medical laboratory hired by employer held to owe duty of reasonable care to employee
with respect to testing for drugs).
5
Moreover, as a practical matter, a mental health care
professional would have great difficulty in warning the public
at large of a threat against an unidentified person. Even if
possible, warnings to the general public would produce a
cacophony of warnings that by reason of their sheer volume
would add little to the effective protection of the public.
Id at 226, 720 A.2d at 1040-41 (citations omitted); see also Dunkle v. Food
Service East Inc., 400 Pa. Super. 58, 582 A.2d 1342 (1990).
In the present case, where there is no allegation that Defendant Behavioral
Health or Defendant Bruce LNU had been involved in the discharge of James
Borwegen from a mental health commitment, or that James Borwegen had
communicated a threat to injure others, or that Plaintiff s decedent was specifically
identified to, or identifiable by, either defendant as a potential victim of such
injury, the law as it has developed will not support Plaintiff s claim against either
Defendant United Behavioral Health or Defendant Bruce LNU. At oral argument,
Plaintiff s counsel candidly acknowledged that this court was not in a position to
hold otherwise.
For the foregoing reasons, the following order granting the demurrers of
these defendants will be entered: 16
ORDER OF COURT
AND NOW, this 19th day of May, 2006, upon consideration of the
preliminary objections of Defendants United Behavioral Health and Bruce LNU,
and for the reasons stated in the accompanying opinion, the preliminary objections
in the nature of demurrers are sustained and Plaintiff s complaint against
Defendants United Behavioral Health and Bruce LNU is dismissed.
BY THE COURT,
s/ 1. Wesley Oler, Jr.
1. Wesley Oler, Jr., 1.
16 In view of this disposition of the matter, the remaining preliminary objections of defendants
have not been considered.
6
1. Michael Farrell, Esq.
718 Arch Street
Suite 402S
Philadelphia, P A 19106
Attorney for Plaintiff
Jefferson 1. Shipman, Esq.
301 Market Street
P.O. Box 109
Lemoyne, PA 17043-0109
Attorney for Defendants
Kenneth Borwegen and
Carolyn Borwegen, Individually
and as Parents, Guardians and
Guardians ad Litem of James
Borwegen, a Minor
Jeffrey A. Lutsky, Esq.
Kimberly A. Hendrix, Esq.
Stradley, Ronan, Stevens &
Young, LLP
2600 One Commerce Square
Philadelphia, P A 19103
Attorneys for Defendants
United Behavioral Health and
Bruce (Last Name Unknown)
Andrew H. Briggs, Esq.
Post & Schell
1857 William Penn Way
P.O. Box 10248
Lancaster, P A 17605
Attorneys for Defendant
Ali Ahmed, M.D.
B. Craig Black, Esq.
Edwin A.D. Schwartz, Esq.
2040 Linglestown Road
Suite 302
Harrisburg, P A 17110
Attorneys for Defendant
David Rosenthal, M.D.
7
Thomas B. Schmidt, III, Esq.
Alexandra Makosky, Esq.
200 One Keystone Plaza
North Front and Market Streets
P.O. Box 1181
Harrisburg, PA 17108-1181
Attorneys for Defendant
Schering-Plough Health
Care Products, Inc., and
Defendant Rite Aid of
Pennsylvania, Inc.
Michael T. Hollister, Esq.
The Belgravia
1811 Chestnut Street
6th Floor
Philadelphia, P A 19103
Attorney for Defendant Ithaca Gun Company
8
9
SUSAN MEASE,
Individually, and as
Guardian and
Administratrix of the
Estate ofDA VID
COLEBAUGH, a Minor,
Deceased,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
v.
CIVIL ACTION - LAW
KENNETH BORWEGEN :
and CAROLYN
BORWEGEN,
Individually, and as
Parents, Guardians and
Guardians ad Litem of
JAMES BORWEGEN,
a Minor, UNITED
BEHA VORIAL
HEALTH, BRUCE (last
name unknown), c/o
UNITED BEHA VORIAL
HEALTH, ALl AHMED,
M.D., ALAN
ROSENTHAL, M.D.,
SCHERING-PLOUGH
HEALTHCARE
PRODUCTS, RITE AID
OF PENNSYLVANIA,
INC., (incorrectly
captioned as RITE AID
PHARMACY) and
ITHACA GUN
COMP ANY,
Defendants
NO. 01-4485 CIVIL TERM
IN RE: PRELIMINARY OBJECTIONS OF DEFENDANTS
UNITED BEHA VIORAL HEALTH AND BRUCE LNU
BEFORE HESS and OLER, JJ.
ORDER OF COURT
AND NOW, this 19th day of May, 2006, upon consideration of the
preliminary objections of Defendants United Behavioral Health and Bruce LNU,
and for the reasons stated in the accompanying opinion, the preliminary objections
In the nature of demurrers are sustained and Plaintiff s complaint against
Defendants United Behavioral Health and Bruce LNU is dismissed.
BY THE COURT,
1. Wesley Oler, Jr., 1.
1. Michael Farrell, Esq.
718 Arch Street
Suite 402S
Philadelphia, P A 19106
Attorney for Plaintiff
Jefferson 1. Shipman, Esq.
301 Market Street
P.O. Box 109
Lemoyne, PA 17043-0109
Attorney for Defendants
Kenneth Borwegen and
Carolyn Borwegen, Individually
and as Parents, Guardians and
Guardians ad Litem of James
Borwegen, a Minor
Jeffrey A. Lutsky, Esq.
Kimberly A. Hendrix, Esq.
Stradley, Ronan, Stevens &
Young, LLP
2600 One Commerce Square
Philadelphia, P A 19103
Attorneys for Defendants
United Behavioral Health and
Bruce (Last Name Unknown)
13
Andrew H. Briggs, Esq.
Post & Schell
1857 William Penn Way
P.O. Box 10248
Lancaster, P A 17605
Attorneys for Defendant
Ali Ahmed, M.D.
B. Craig Black, Esq.
Edwin A.D. Schwartz, Esq.
2040 Linglestown Road
Suite 302
Harrisburg, P A 17110
Attorneys for Defendant
David Rosenthal, M.D.
Thomas B. Schmidt, III, Esq.
Alexandra Makosky, Esq.
200 One Keystone Plaza
North Front and Market Streets
P.O. Box 1181
Harrisburg, PA 17108-1181
Attorneys for Defendant
Schering-Plough Health
Care Products, Inc., and
Defendant Rite Aid of
Pennsylvania, Inc.
Michael T. Hollister, Esq.
The Belgravia
1811 Chestnut Street
6th Floor
Philadelphia, P A 19103
Attorney for Defendant Ithaca Gun Company