HomeMy WebLinkAboutCP-21-CR-0002779-2012
COMMONWEALTH : IN THE COURT OF COMMON PLEAS OF
: CUMBERLAND COUNTY, PENNSYLVANIA
:
: CP-21-CR-2779-2012
:
V. : CHARGE: 1. RAPE OF A CHILD;
: 2. IDSI OF A CHILD; 3. UNLAWFUL
: CONTACT WITH MINOR; 4. INDECENT
: ASSAULT; 5. CORRUPTION OF A MINOR
:
KARL F. SCHUBERT : AFFIANT: PTL. BRIAN NAILOR
IN RE: OPINION PURSUANT TO PA.R.A.P. 1925
Ebert, J., August 5, 2014 –
Karl F. Schubert, Defendant in the above-captioned case, appeals his guilty
verdict and sentence following a jury trial held on September 10 – 13, 2013. Defendant
also appeals his designation as a sexually violent predator (hereinafter “SVP”).
Specifically, Defendant complains of the following errors regarding his judgment of
sentence:
A. Whether the trial court abused its discretion in allowing the
Commonwealth to contemporaneously write and display the
Commonwealth witness \[E. L.’s\] testimony on an easel that was visible
to the jury, thereby allowing the Commonwealth to improperly bolster
witness testimony?
B. Whether the trial court erred in overruling defense counsel’s objection
to the Commonwealth’s leading question to Commonwealth witness
\[E. L.\] of “You told us about what happened in the truck, \[E. L.\]. Did
that happen at any other time?”
C. Whether the trial court erred in refusing to allow defense counsel to
cross-examine Commonwealth witness Debra Armstrong in the
th
September 12 trial regarding the whereabout’s of the alleged victim’s
father?
D. Whether the trial court erred in sustaining the Commonwealth’s
objection to defense counsel’s cross-examination question “So why
wouldn’t your wife be upset if you are charged with these type of
crimes?” to Commonwealth witness Brian Nailor?
E. Whether the trial court erred in sustaining the Commonwealth’s
objection to defense counsel’s cross-examination question “What
records did you check?” to Commonwealth witness Brian Nailor?
F. Whether the trial court erred in abandoning its role as a jurist when it
said during defense counsel’s cross-examination of Commonwealth
witness Brian Nailor “You obviously believe it was a crappy
1
investigation. We have got that point.”?
Defendant also complains of the following error with regard to his designation as
a SVP:
A. Whether the evidence was legally sufficient to designate the Defendant
as a sexually violent predator pursuant to 42 Pa.C.S.A. § 9799.24,
where the evidence clearly showed that Defendant does not have a
mental abnormality that makes him likely to re-engage in predatory
2
sexually violent offenses?
Facts and Procedural History
A jury trial was held on September 11 – 13, 2013. At trial, E. L., who is now 18,
testified that when she was about 8, she knew Defendant because he used to come to
3
her house and baby-sit her and her younger siblings. She explained that during the
ages of 8-11, Defendant began to sexually abuse her. It began with Defendant pulling
4
her onto his lap, touching her, and kissing her. The instances of abuse increased to
include oral sex and eventually one night Defendant took E. L. to his truck and stuck his
1
Defendant’s Concise Statement of Matters Complained of on Appeal, filed June 23, 2014
2
Defendant’s Concise Statement of Matters Complained of on Appeal, filed June 23, 2014
3
Notes of Testimony, In Re: Jury Trial, 17, Sep. 11, 12, 13, 2013 (hereinafter N.T. at __ )
4
N.T. at 21
2
5
penis in her vagina. E. L. also testified that Defendant had vaginal intercourse with her
6
one other time inside her home on the couch.
E. L. also explained that there were times when she would be swimming in her
family’s pool and end up alone with Defendant. Defendant would then push her in the
7
corner of the pool and fondle her. During one of these incidents in the pool, E. L.’s
older brother, Ethan Gingerich, saw what was happening. Both E. L. and Ethan testified
8
that Defendant threatened to kill Ethan if he told. E. L. also testified that throughout the
9
abuse Defendant threatened to kill her family to keep her quiet. E. L. was unable to
say for sure the exact timeline of events, but stated that Defendant was over almost
10
every day during that time period, abusing her. When she was 11, E. L. and her
family moved to a new house, Defendant stopped coming over, and the abuse
11
stopped. E. L. did not tell her parents about the abuse until she was 16. She was
12
then introduced to Ptl. Nailor and was interviewed at the Children’s Resource Center.
Debra Armstrong, who is E. L.’s mother’s cousin, testified. She used to baby-sit
E. L. almost every weekend during the times of the abuse and E.L. referred to her as
13
her aunt. Ms. Armstrong testified that she became concerned about E. L. because
she became withdrawn and her behavior changed at some point when she was
14
watching her. She asked her what was wrong, but E. L. never told her anything. She
5
N.T. at 28-29
6
N.T. at 35
7
N.T. at 30
8
N.T. at 32, 126-27
9
N.T. at 36
10
N.T. at 18, 21, 41
11
N.T. at 36-37
12
N.T. at 38
13
N.T. at 93
14
N.T. at 96
3
even called child protective services anonymously but was unable to say who she
15
thought was abusing E. L. at the time.
Linda Koppenhaver, a friend of E. L.’s mother, also testified that she used to
16
baby-sit the children. While baby-sitting, she noticed Defendant and E. L. under a
blanket together, and at the pool Defendant “going after E. L., going behind her, picking
17
her up, and messing with her that way.” Linda testified that she stopped this behavior
when she saw it happen. She did not tell E. L.’s mother about this because at the time
18
she did not think it was anything major.
Ptl. Brian Nailor was the investigative officer for this case. He testified that he
talked to E. L. and her parents. He conducted phone interviews of Ethan, Debra, and
19
Linda. Ptl. Nailor also conducted an interview with Defendant where he explained to
him some of the allegations against him. Ptl. Nailor said that Defendant initially had
trouble recalling who E. L. was, but remembered her when he mentioned her brother,
20
Ethan. Defendant told him he never actually baby-sat E. L., but would hang out at the
house. Defendant also denied the sexual allegations and made comments about his
21
wife divorcing him when she found out.
Defendant himself testified at trial that he never baby-sat for E. L. but admitted
22
that he went to school with Ethan and had been to E. L.’s house. Defendant denied
23
threatening Ethan or E. L. in any way. Defendant described his various jobs during
15
N.T. at 97-98
16
N.T. at 152
17
N.T. at 154
18
N.T. at 155
19
N.T. at 178
20
N.T. at 179
21
N.T. at 180-81
22
N.T. at 225-26
23
N.T. at 227
4
the relevant time period, which included running a landscaping business and working a
24
job tearing down barns. Defendant also participated in a co-op program during high
25
school, where he worked at a fire house for the second half of the school day.
Defendant maintained that he never did any of the acts E. L. accused him of and
testified that, “It could not have been. I mean I am only one person. I couldn’t be
landscaping and doing all of these things and down there doing these heinous acts at
26
the same time.”
After the conclusion of the trial, the jury returned a verdict of guilty for (1) rape of
a child, (2) involuntary deviate sexual intercourse with a child, (3) unlawful contact with
a minor, (4) indecent assault, and (5) corruption of minors. Following the jury trial, this
Court ordered a SVP assessment as required by 42 Pa.C.S.A. § 9799.24(a). A hearing
was held to determine Defendant’s status as a SVP on April 28, 2014.
At the SVP hearing, Dr. Robert Stein, a licensed psychologist in Pennsylvania
and a member of the Sexual Offenders Assessment Board of Pennsylvania, offered his
27
opinions about whether Defendant met the criteria to be a SVP. Dr. Stein went
through the fifteen statutory factors individually. He noted that first of all this offense did
not involve multiple victims. Next, he believed that Defendant exceeded the means
necessary to achieve the offense because he made repeated threats to maintain
compliance along with the use of some physical force. The third factor, the nature of
the sexual contact, was relevant because it was not mere touching, but consisted of
24
N.T. at 230-31
25
N.T. at 232
26
N.T. 245-46
27
Notes of Testimony, In Re: Sexually Violent Predator Hearing, 4, April 28, 2014 (hereinafter “N.T. SVP
at ___”); see also Com. Ex. 1x
5
28
acts of rape. The next factors looked at the victim and indicated that the victim was
not related to Defendant. The victim was age 9 when the acts started. The next factor
was whether or not there was any cruelty noted. Dr. Stein testified that he did consider
there to be cruelty because ejaculating into a young girl’s mouth would have cruel
29
aspects to it. The next factor indicated that the victim had normal mental capacity.
The next factors looked at Defendant. Defendant had no prior criminal record, no
prior sentences, and no history of sex offense treatment or conviction. Defendant was
18 when the acts began. There was no reported use of illegal drugs by the Defendant.
The next factor of a mental illness, mental disability or mental abnormality was
consistent with pedophilia. Dr. Stein found no additional behavioral characteristics to
report. Finally, he noted that there was a statistical factor related to risk because of
30
Defendant’s sustained sexual interest in a young child.
Ultimately, Dr. Stein concluded that Defendant suffered from pedophilia, a sexual
31
attraction to pre-pubescent children for a period of six months or more. According to
Dr. Stein, pedophilia is not a curable condition and there was sufficient evidence for him
to conclude there was an unacceptable risk of re-offense if Defendant was left
32
unsupervised with children. Dr. Stein also opined that predatory behavior was
established because Defendant used physical force and threats to maintain E. L.’s
33
compliance. Based on his assessment of Defendant and the fifteen factors contained
28
N.T. SVP at 7-8; Com. Ex. 1
29
N.T. SVP at 9-10
30
N.T. SVP at 10-11; Com. Ex. 1
31
N.T. SVP at 8-9
32
N.T. SVP at 11
33
N.T. SVP at 13
6
in 42 Pa.C.S.A. § 9799.24(b), Dr. Stein’s opinion was that Defendant met the criteria to
be considered a SVP.
Dr. Timothy Foley, who has a Ph.D. in Psychology and is primarily devoted to the
34
assessment and treatment of sex offenders, testified on behalf of Defendant. He
evaluated the same fifteen factors as Dr. Stein and did agree that Defendant suffered
from pedophilia, but he further characterized it as unrelated non-exclusive attracted to
35
females, which carried a lower risk of recidivism. Dr. Foley also agreed with Dr. Stein
36
about the predatory nature of the offense. Where Dr. Foley differed was in his opinion
37
that Defendant was unlikely to recidivate in the future. Dr. Foley used the Static-99, a
risk assessment tool, for determining that Defendant was unlikely to re-offend in the
future. He also testified to the limitations of the Static-99, because it does not take into
38
account unreported sex offenses. Dr. Foley also considered the fact that between
2006 and 2012, Defendant had no known history of sexual misconduct and that sex
offender specific treatment would reduce Defendant’s risk for recidivism in coming to his
39
conclusion that Defendant is not likely to perpetuate sexually violent acts in the future.
Ultimately, at the conclusion of the hearing, this Court found that the Commonwealth
presented clear and convincing evidence that Defendant was a SVP.
That same day, Defendant was sentenced at Count 1, Rape, felony of the first
degree, to incarceration of 5 to 15 years in the State Correctional Institute. Defendant
was also ordered to comply with lifetime Megan’s Law registration requirements. At
34
N.T. SVP at 45; see also Def. Ex. 1
35
N.T. SVP at 53
36
N.T. SVP at 57
37
N.T. SVP at 57
38
N.T. SVP at 56. The Static-99 is a statistical risk assessment tool used by Probation and Parole. The
Sex Offender Assessment Board does not use this risk assessment tool, but rather looks to the 15
statutory factors to determine whether someone is a SVP.
39
N.T. SVP at 49,51 ;Def. Ex 1. at 7.
7
Count 2, Involuntary Deviate Sexual Intercourse, a felony of the first degree, Defendant
was sentenced to 1 to 5 years incarceration in the State Correctional Institute to run
consecutive to Count 1. At Count 3, Unlawful Contact With a Minor, Defendant was
sentenced to incarceration of 5 to 15 years to run concurrent with Count 1. At Count 4,
Indecent Assault, Defendant was sentenced to 5 months to 5 years to run concurrent
with Count 1. At Count 5, Corruption of Minors, Defendant was sentenced to a period of
incarceration of 9 months to 5 years to run concurrent with Count 1. Defendant’s
40
aggregate sentence is 6 to 20 years incarceration.
Discussion
I. Errors Complained of Regarding Trial
A. Display of Chart
Defendant first complains that it was error to allow the Commonwealth to
contemporaneously write and display to the jury a chart containing E. L.’s testimony
because it improperly bolstered her testimony. This Court did not err.
At the beginning of E. L.’s testimony, the Commonwealth placed a chart in view
of the jury that included E. L’s age and the grade level she was in during those ages.
41
The chart also included Defendant’s age. It should be noted that initially, Defendant
42
did not object to the placement of the chart. When E. L. began to tell the jury about
the sexual acts that happened with Defendant, the Commonwealth wrote those acts on
the chart in the appropriate age blocks. It was at this point that Defendant objected. A
conversation was held at side-bar where Defense counsel argued that the chart was
repetitious and bolstered E. L’s testimony. The Court ruled that the chart was a proper
40
Order of Court, In Re: Sentencing, April 28, 2014
41
N.T. at 15
42
N.T. at 15
8
demonstrative aid and would also be available for use during Defense’s cross-
examination. The Court also cautioned the Commonwealth not to be repetitious in filling
43
out the chart. At the conclusion of the Commonwealth’s testimony, the chart was
44
admitted into evidence with no objection from Defendant.
The decision to admit a chart is left to the discretion of the trial court.
Commonwealth v. Johnson, 615 A.2d 1322, 1334 (Pa. Super. 1992). “A chart or
diagram may be used at trial where it assists the jury in clarifying facts.” Id. (citing
Commonwealth v. Hess, 548 A.2d 582, 590 (Pa. Super. 1988)). If the trial court
concludes that the chart was helpful to the jury, the decision to admit the chart will likely
be upheld. Id. In Johnson, the Commonwealth displayed a chart to keep track of the
participants in a lottery organization, especially since some of those participants had
similar names. The chart therefore “promoted clarity and rational fact-finding” and was
properly used in that case. Id.
In this case, the chart was used by the Commonwealth to keep track of the
several instances of sexual abuse alleged by the victim, and because the abuse
spanned several years, the age of the victim at the times the abuse occurred was
important. Certainly this information was informative to the jury and promoted clarity in
establishing a time line, especially when the trial occurred many years after the abuse.
As Defendant did not object to the admission of the completed chart as evidence, he
clearly did not have an objection to the information contained on the chart, just its
placement in front of the jury. As the chart did not go to the deliberation room with the
jury when they left to deliberate, the chart did not improperly bolster E. L.’s testimony.
43
N.T. at 25-26
44
N.T. at 206
9
The chart was simply a helpful demonstrative aid for the jury, which promoted clarity of
the relative time frame of E. L.’s testimony. It was properly admitted and displayed.
B. Overruling Objection to Question about Truck
Defendant’s second error complained of is that this Court erred when it overruled
a Defense objection to a question posed to E. L. by the Commonwealth. Prior to the
question at issue E. L. had testified that one night Defendant took her to his truck,
45
where he engaged in vaginal intercourse with her. After this testimony the following
exchange occurred:
Assistant District Attorney
: You told us what happened in the truck, \[E.
L.\]. Did that happen at any other time?
E. L
.: Yes.
Defense Counsel
: Your Honor, I am going to object to the leading nature
of these questions. It is just inappropriate to give within the question –
Assistant District Attorney
: It is not leading.
Defense Counsel
: It is. To say it happened again in the truck is leading.
Assistant District Attorney
: I didn’t – I asked her if it happened another
time. It is not a leading question.
The Court
: Overruled. Was there another occasion you were in the truck
with \[Defendant\] other than the one you just talked about?
46
E.L.:
Not in the truck. But inside my home.
The Court did not err in overruling this objection. It was not a leading question.
The Assistant District Attorney was not stating or suggesting to E. L. that something
happened in the truck a second time. Rather, for clarity, the Assistant District Attorney
was pointing E. L. to a specific action and asked her if that particular action ever
45
N.T. at 28-29
46
N.T. at 34-35
10
happened a second time. A specific answer was not suggested to E. L. by the question
and she was free to either say “yes” or “no”. Therefore, this Court did not err in
overruling this specific objection.
C. Questioning about Father
Defendant’s third error complained of is that this Court erred in refusing to allow
Defendant to cross-examine Debra Armstrong about the whereabouts of E. L’s father
during the time of the abuse. This Court did not err.
During his cross-examination of Debra Armstrong, who watched E. L. on the
weekends during the time of the abuse, Defense counsel asked “Where was dad?” to
47
which an objection was raised. A conversation was held at sidebar, where it was
established that at some time during E. L.’s life, her father was incarcerated for selling
drugs. The Commonwealth wished to keep the information of her father’s incarceration
from the jury because it was not relevant; it was enough to tell the jury that he was
unavailable. Defense counsel argued that it did not make sense to tell a jury that the
father was merely unavailable because they would question why he was unavailable,
48
especially when it was claimed Defendant was needed as a babysitter. This Court
reviewed the probation records for E. L.’s father and determined that no discussion
49
regarding his incarceration would be permitted.
All relevant evidence is admissible. However, evidence that is not relevant is not
admissible at trial. Pa.R.E. 402. Evidence is relevant if it has any tendency to make a
fact more or less probable than it would be without the evidence and the fact is of
consequence in determining the action. Pa.R.E. 401. Here, the evidence of E. L.’s
47
N.T. at 103
48
N.T. at 103-06
49
N.T. at 106
11
father’s incarceration was not relevant. Evidence regarding his incarceration is of no
consequence to the jury in determining whether Defendant committed sexual acts
against E. L. In fact, the evidence would only serve to confuse and prejudice the jury
because it would tend to show that E. L.’s family was a “bad family”. The evidence of
E. L.’s father’s whereabouts was simply not relevant to the charges against Defendant
and this Court properly excluded that evidence.
D. Sustaining Objection to Question about Wife Being Upset
Defendant’s fourth error complained of is that this Court erred in sustaining a
Commonwealth objection to a question posed by Defense counsel to Ptl. Nailor during
cross-examination. During direct examination, Ptl. Nailor was asked by the
Commonwealth about statements Defendant made to him when he interviewed
Defendant. In particular the following exchange occurred:
Assistant District Attorney
: Do you recall anything else that \[Defendant\]
said?
Ptl. Nailor
: It was somewhere around the time frame of me making the
statement to him about the pool incident, he made a reaction kind of
comment that something about his wife, when she finds out she is going to
divorce him.
Assistant District Attorney
: Did you ask him about that?
Ptl. Nailor
: Yeah. I said, well, you know, why are you so worried about
that if it didn’t happen. You have got nothing to worry about. He kind of
50
made the comment, just the mere nature of the allegation.
During cross-examination, Defense counsel began to ask Ptl. Nailor about this
statement:
Defense Counsel
: So why wouldn’t your wife be upset if you are charged
with these types of crimes?
50
N.T. at 181
12
Assistant District Attorney
: Objection, Your Honor. I think he is asking
to speculate on why the defendant made the statement he did and why
the defendant’s wife would be upset.
The Court
: Sustained. You can argue that.
There was no error in this Court sustaining the Commonwealth’s objection. A lay
witness’s testimony must be limited to one that is rationally based on the witness’s
perception. Pa.R.E. 701(a). Therefore, any speculation about why someone may have
said something is not permitted. Here, it appeared that Defense counsel was asking
Ptl. Nailor to speculate as to why Defendant made the comment to him about his wife
divorcing him. Ptl. Nailor would not have been able to state with any certainty why
Defendant made that statement. Therefore, this Court properly sustained the
Commonwealth’s objection and informed Defense counsel he was free to argue that
point. In fact, during his closing argument, Defense counsel made the following
statement:
I submit to you what you heard here from those character witnesses is
about a peaceable, non-violent, truthful and honest person who when
confronted with this horrible story, not knowing why he was going to see
Officer Nailor, immediately said none of this is true. I don’t know what
you are talking about. If fact, if you say these crazy things about me, my
51
wife is going to divorce me. This is crazy.
Defense counsel was still able to make his argument and to explain to the jury
about why Defendant made those statements regarding his wife divorcing him without
asking Ptl. Nailor to speculate about it. There was no prejudice to Defendant in this
Court sustaining the Commonwealth’s objection to this question. This Court did not err.
51
Notes of Testimony, In Re: Closing Arguments, 25, September 13, 2013
13
E. Question about Records
Defendant’s fifth error complained of is that this Court erred when it sustained an
objection from the Commonwealth to Defense counsel’s question about checking
records during the cross-examination of Ptl. Nailor. The relevant objection followed this
exchange at trial:
Defense counsel
: What did you do in the case to follow-up about the
th
residency that they claimed \[Defendant\] had on 7 Street? What records
did you check to find out if he resided –
Ptl. Nailor:
I have known the Schuberts for many years and I know that
th
they live at 400 and something 7 Street.
Defense counsel
: What records did you check?
Assistant District Attorney:
Objection, Your Honor. He asked what
follow-up.
The Court:
It has been asked and answered. He said he knew the family
52
the whole time.
The Court did not err in sustaining the Commonwealth’s objection. Prior to
asking Ptl. Nailor what records he checked, Defense counsel asked him what he did to
follow-up with Defendant’s residency at the time of the allegations. Ptl. Nailor replied
th
that he knew Defendant’s family and knew they lived on 7 Street. As the question
regarding what records he checked asked for the same information as the previous
question about what follow-up he did, there was no error in sustaining the
Commonwealth’s objection. This was a very minor matter. The import of Ptl. Nailor’s
testimony is crystal clear…I have known the Schubert’s for years…I know where they
live…I don’t need to check records. There was no prejudice to Defendant. This Court
did not err.
52
N.T. at 197
14
F. Judge’s Comments
The sixth error Defendant complains of is that the Court erred when it made
comments during the Defense’s cross-examination of Ptl. Nailor. This Court did not err.
The entire exchange leading up to the Court’s comments should be considered in
full. Defense counsel was repeatedly questioning Ptl. Nailor about the records he
checked or did not check regarding his investigation of this case. In fact, after a series
of questions about checking records, Defense counsel made a comment that was
53
required to be stricken from the record. After that, the following exchange occurred:
Defense Counsel
: So, in essence, you just took the word of what they
said to you as to where they were at what times?
Ptl. Brian Nailor
: This is all coming down to it was reported years after.
What are we going to find? If you want diagrams and stuff like that, we can
surely provide that stuff for you, but –
Defense Counsel
: Do you think that is necessary to show to a jury? You
don’t think any of that is necessary. Do you?
Ptl. Brian Nailor
: Everything is going to come down to the reliability and
credibility of the witnesses and the victim.
Defense Counsel
: Exactly. So when you talk about credibility of the
victim, what could you have done on the issue of what she said and what
you could have proven or disproven? You didn’t do anything to try –
Assistant District Attorney
: I’m going to object. There are several – I
don’t know even know if it is a question.
The Court
: Sustained. It is argument. You have gotten that he took the
statements, he wrote this report, the charges are here today, you
54
obviously believe it was a crappy investigation. We have got that point.
This reference to a “crappy investigation” is what Defendant complains was made in
error.
53
N.T. at 202-03
54
N.T. at 203-04
15
The role of a judge during trial is one of impartiality and he should therefore
refrain from conduct or comments that indicate favor or condemnation toward a party.
Commonwealth v. Nesbitt, 419 A.2d 64, 67 (Pa. Super. 1980)(internal citations omitted).
“A new trial is required when the remark is prejudicial; that is, when it is of such a nature
or substance or delivered in such a manner that it may reasonably be said to have
deprived the defendant of a fair and impartial trial.” Id. at 67 (quoting Commonwealth v.
Goosby, 301 A.2d 673, 674 (Pa. 1973)). Not every remark or comment is prejudicial.
Here, the comment made by the Court was not prejudicial to Defendant. The
comment gave no indication of the Court’s opinion as to the guilt or innocence of the
Defendant. In fact, the comment gave no suggestion of any bias either for or against
Defendant. The comment merely summarized Defendant’s line of questioning
regarding the lack of records that Ptl. Nailor checked during the investigation. In all
candor, the Court’s comment about the police investigation as being “crappy” was more
deleterious to the Commonwealth and capsulized the main theme of the Defendant’s
closing argument. That theme being that the police had not done an adequate
investigation and simply accepted the victim’s story as true without any further
corroboration.
It should also be noted that during this Court’s opening instructions to the jury,
the jury was informed that:
None of my rulings should be regarded as an indication of my opinion as
to what your finding should be, nor should any questions I may ask a
witness. In fact, you should not take anything I say or do to imply any
opinion on my part about this case. Your opinions about the case are the
only ones that matter. You and you alone are the sole finders of the
55
facts.
55
N.T. at 7-8
16
This Court did not abandon its role as a jurist when it made the above comment about
the investigation. The comment gave no indication as to this Court’s opinion regarding
the trial or Defendant. It certainly did not deprive Defendant of a fair and impartial trial.
II. Error Complained of Regarding SVP Designation
Finally, Defendant complains that there was not legally sufficient evidence to
designate Defendant as a SVP. Defendant argues that the evidence showed that
Defendant does not have a mental abnormality that makes him likely to re-engage in
predatory sexually violent offenses.
An individual is designated to be a SVP if he or she was convicted of one the
enumerated sexual acts and is determined to be a SVP due to a mental abnormality or
personality disorder that makes the individual likely to engage in predatory sexually
violent offenses. 42 Pa.C.S.A. § 9799.12; see also Commonwealth v. Bishop, 936 A.2d
1136, 1141 (Pa. Super. 2007). A mental abnormality is defined as,
\[a\] congenital or acquired condition of a person that affects the emotional
or volitional capacity of the person in a manner that predisposes that
person to the commission of criminal sexual acts to a degree that makes
the person a menace to the health and safety of other persons.
Id. The term “predatory” is defined as:
\[a\]n act directed at a stranger or at a person with whom a relationship has
been initiated, established, maintained or promoted, in whole or in part, in
order to facilitate or support victimization.
Id. The standard of ‘clear and convincing evidence’ is used when determining SVP
status. Bishop, 936 A.2d at 1141. This “standard requires evidence that is so clear,
direct, weighty, and convincing as to enable the trier of fact to come to a clear
conviction, without hesitancy, of the truth of the precise facts in issue.” Id.
17
In Commonwealth v. Meals, the Pennsylvania Supreme Court upheld the trial
court’s finding of SVP status. 912 A.2d 213, 225 (Pa. 2006). In Meals, the defendant
was diagnosed to have pedophilia after he committed sexual acts against two young
girls. The doctor who performed the assessment of the defendant stated that pedophilia
was highly related to a risk to re-offend. Id. at 223. The Pennsylvania Supreme Court
went on to state that:
\[t\]o the extent appellee felt that the expert’s ‘diagnosis’ was not fully
explained, did not square with accepted analyses of the disorder, or was
simply erroneous, he certainly was free to introduce evidence to that effect
and/or to argue to the factfinder that the Commonwealth’s expert’s
conclusions should be discounted or ignored. But that argument would
affect the weight, and not the sufficiency, of the expert’s evidence.
Id. at 223-24 (emphasis added).
Here, there was clear and convincing evidence to find that Defendant is a SVP.
Defendant’s convictions fall under the list of enumerated sexually violent offenses listed
within the statute, satisfying the first element of an SVP. Dr. Stein testified, and
Defendant’s expert, Dr. Foley, agreed that Defendant suffers from pedophilia. Dr. Stein
also testified, and Dr. Foley agreed, that there was predatory behavior established due
to the physical force and threats Defendant used to maintain the compliance of the
victim. Therefore, the only point of disagreement between the two experts was whether
Defendant was likely to re-offend.
Dr. Stein testified that pedophilia is a lifetime condition that is not curable. Dr.
Stein stated that statistically speaking, there is an increased risk of re-offending for
those having a sexual interest in young children. Dr. Stein also testified that the nature
of the offense indicated a sexual obsession with a child and combined with the fact that
the abuse escalated after E. L.’s brother witnessed the acts, instead of ending, led him
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56
to his conclusion that there was a risk of re-offense. Therefore, the risk of re-offending
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if left unsupervised with children was an unacceptable risk to Dr. Stein.
Dr. Foley testified that he did not think Defendant was likely to re-offend because
he had already passed through the highest risk years without additional sexual offenses
and that he appears to have sufficient volitional controls in controlling his sexual
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behavior. Dr. Foley relied on the Static 99, a statistical risk assessment tool to come
to this conclusion. However, according to Dr. Stein, the Static 99 is not used by the
Sexual Offender Assessment Board, but is used by the Parole Board because they are
interested in short term recidivism. And even though the Parole Board uses the Static
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99, it is one small piece they look at when determining whether to release prisoners.
The Court, as factfinder, was free to believe all, part, or none of the witnesses’
testimony. This is true even when the witnesses are experts. Any testimony by Dr.
Foley affected the weight of the evidence and not the sufficiency. After hearing the
testimony, this Court found Dr. Stein’s testimony to be more credible. There was clear
and convincing evidence for this Court to find that Defendant is a SVP. There was
evidence that Defendant suffered from a mental abnormality or personality disorder;
pedophilia. There was sufficient evidence that pedophilia cannot be cured and that it
carries a higher risk of re-offending. There was also uncontradicted evidence that
Defendant’s actions during the commission of the offense satisfied the predatory prong
of the statute. There was sufficient evidence to find Defendant to be an SVP and this
Court did not err.
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N.T. SVP at 14-15
57
Com. Ex. 1
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Def. Ex. 1
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N.T. SVP at 17
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By the Court,
___________________________
M. L. Ebert, Jr., J.
Christin Mehrten-Carlin, Esquire
District Attorney’s Office
Dennis E. Boyle, Esquire
K. Edward Raleigh, Esquire
Austin S. Brunson, Esquire
Attorneys for Defendant
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