HomeMy WebLinkAbout00-395 CIVILLCL INCOME
PROPERTIES, L.P., II,
t/d/b/a BLINKER
ASSOCIATES,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
CIVIL ACTION - LAW
HARVEY HOFFMAN,
Defendant
NO. 00-395 CIVIL TERM
IN RE: PLAINTIFF'S MOTION FOR POST-TRIAL RELIEF
BEFORE OLER, J.
OPINION and ORDER OF COURT
OLER, J., May 17, 2002.
In this quasi-contract action, Plaintiff has sued an adjoining landowner for
$4,900.00~ on a theory of unjust enrichment2 arising out of Defendant's use of a
sewage pumping station situated on Plaintiff's land. Following a bench trial the
court entered a verdict in favor of Defendant.3
Plaintiff thereafter filed a motion for post-trial relief in the form of a motion
for a new trial and a motion for judgment notwithstanding the verdict.4 Although
the trial was relatively brief,5 the court was able to commit more than seventeen
reversible errors, according to the motion. The following grounds were
enumerated in support of the motion for a new trial:
1. The learned Trial Judge erred in admitting into evidence
a certain Agreement and Release, dated May 30, 1972, said
~ See N.T. 12, Trial, February 27, 2002 (hereinafter N.T. ~..
: See N.T. 42.
3 Order of Court, February 28, 2002.
4 Plaintiff, LCL Income Properties, L.P., II, Motion for Post-Trial Relief, filed March 12, 2002
(hereinafter Plaintiff's Motion for Post-Trial Relief); Plaintiff's Additional Grounds for Relief,
filed April 9, 2002 (hereinafter Plaintiff's Supplemental Motion for Post-Trial Relief).
5 Forty-five minutes.
In
Agreement and Release having been objected to by LCL legal
counsel as hearsay evidence. [61
2. The learned Trial Judge erred in admitting into evidence
a certain Agreement and Release, dated May 30, 1972, said
Agreement and Release being irrelevant and immaterial, and
not being binding on successors in title by its very terms.
3. The learned Trial Judge erred in admitting into evidence
a certain Agreement and Release, dated May 30, 1972, said
Agreement and Release being irrelevant and immaterial, since
the Release by its very terms was limited to claims "from the
beginning of the world to the date of these presents", that being
May 30, 1972.
4. The learned Trial Judge erred in admitting into evidence
a certain Agreement and Release, dated May 30, 1972, said
Agreement and Release being irrelevant and immaterial, since
the Defendant could not have relied on the Release because, as
presented at trial, the Defendant did not know of its existence
at the time he purchased the property at issue at trial.
5. The Trial Court's verdict is against the weight of the
evidence.
6. The Trial Court's verdict is not supported by substantial
evidence.
7. The verdict is, in form and substance, inconsistent with
the law of the Commonwealth of Pennsylvania.
[Ta]. The learned Trial Judge erred in admitting into
evidence a certain Agreement and Release dated May 30, 1972
by virtue of Defendant having failed to plead the existence of
such Agreement and Release in Defendant's Answer and new
Matter in accordance with Order of Court making Rule
Absolute filed by Defendant to permit Defendant to amend his
defense to plead release, which Order was signed by the
learned Trial Judge on February 27, 2002.7
support of the motion for judgment notwithstanding the verdict, Plaintiff
enumerated the following grounds:
6 A review of the record reveals that the objection was based on relevancy grounds. See N.T. 35-
36.
7 Plaintiff's Motion for Post-Trial Relief, paragraphsl-7; Plaintiff's Supplemental Motion for
Post-Trial Relief, paragraph 8.
2
8. The learned Trial Judge erred in admitting into evidence
a certain Agreement and Release, dated May 30, 1972, said
Agreement and Release having been objected to by LCL legal
counsel as hearsay evidence. [81
9. The learned Trial Judge erred in admitting into evidence
a certain Agreement and Release, dated May 30, 1972,said
Agreement and Release being irrelevant and immaterial, and
not being binding on successors in title by its very terms.
10. The learned Trial Judge erred in admitting into
evidence a certain Agreement and Release, dated May 30,
1972, said Agreement and Release being irrelevant and
immaterial, since the Release by its very terms was limited to
claims "from the beginning of the world to the date of these
presents", that being May 30, 1972.
11. The Learned Trial Judge erred in admitting into
evidence a certain Agreement and Release, dated May 30,
1972, said Agreement and Release being irrelevant and
immaterial, since the Defendant could not have relied on the
Release because, as presented at trial, the Defendant did not
know if its existence at the time he purchased the property at
issue at trial.
12. The Trial Court's verdict is against the weight of the
evidence.
13. The Trial Court's verdict is not supported by
substantial evidence.
14. The verdict is, in form and substance, inconsistent with
the law of the Commonwealth of Pennsylvania.
[14a]. The learned Trial Judge erred in admitting into
evidence a certain Agreement and Release dated May 30, 1972
by virtue of Defendant having failed to plead the existence of
such Agreement and Release in Defendant's Answer and New
Matter in accordance with Order of Court making Rule
Absolute filed by Defendant to permit Defendant to amend his
defense to plead release, which Order was signed by the
learned Trial Judge on February 27, 2002.9
8 A review of the record reveals that the objection was based on relevancy grounds. See N.T. 35-
36.
9 Plaintiff's Motion for Post-Trial Relief, paragraphs 8-14; Plaintiff's Supplemental Motion for
Post-Trial Relief, paragraph 15.
3
In support of both the motion for a new trial and the motion for judgment
notwithstanding the verdict, Plaintiff set forth the following ground:
15. LCL further assigns as error and as grounds for
modifying the judgment, or in the alternative, for the granting
of a new trial, each of the matters offered by the Petitioner
during trial and refused by the Trial Court, in each objection
made by the Petitioner during trial and overruled by the Trial
Court, and hereby incorporates into this Motion by reference,
such points in the trial record,l°
Briefs have now been submitted by counsel for the parties in support of
their respective positions on Plaintiff's motion for post-trial relief. For the reasons
stated in this opinion, Plaintiff's motion will be denied.
STATEMENT OF FACTS
Plaintiff is a limited partnership known as LCL income Properties, L.P. II,
which trades and does business as Bunker Associates.~ It owns and operates a
garden apartment~2 complex known as Bunker Hill Apartments~3 located in
Wormleysburg Borough, Cumberland County, Pennsylvania,TM and having a
mailing address of 1100 Yverdon Drive, Camp Hill, Pennsylvania.~5
Defendant is an adult individual named Harvey Hoffman.~6 He owns a
townhouse apartment complex adjacent to Bunker Hill Apartments,~7 known as
l0 Plaintiff's Motion for Post-Trial Relief, paragraph 15.
ix N.T. 37, 40.
l: N.T. 32.
is N.T. 32.
14 N.T. 31.
~5 See Plaintiff's Complaint, filed January 21, 2000, paragraph 1 (hereinafter Plaintiff's
Complaint). The notes of testimony contain an obviously incorrect address for the complex,
probably as a result of a transcription error. See N.T. 15.
16 Plaintiff's Complaint, paragraph 2; Defendant's Answer with New Matter to the Complaint of
the Plaintiff LCL Income Properties, L.P., II, t/d/b/a Bunker Associates, filed February 8, 2000,
paragraph 2 (hereinafter Defendant's Answer with New Matter).
~7 Plaintiff's Complaint, paragraph 2; Defendant's Answer with New Matter, paragraph 2.
4
Yverdon Manor~8 and having a mailing address of 1200 Yverdon Drive, Camp
Hill, Pennsylvania. 19
At one time, the land owned by Plaintiff and the land owned by Defendant
comprised a 52-acre tract owned by a common grantor in the respective chains of
title named Arthur R. Rupley.2° On part of the land, Mr. Rupley or his predecessor
in interest, A.R. Rupley Development Company, built about 60 garden
apartments2~ and a sewage pumping station which served the units.22 This
complex is known as Bunker Hill Apartments.23
On March 7, 1969, Mr. Rupley (and his spouse) conveyed 2.47 unimproved
acres of the tract to Defendant's predecessor in interest, Elston L. Wickenheiser
(and his spouse).24 When Mr. Wickenheiser (who had served as construction
supervision manager in connection with the Rupley development25) constructed 14
townhouses on his tract in 1972,26 these townhouses were also served by the
pumping station on the land retained by Mr. Rupley.27 This complex is known as
Yverdon Manor.28
An agreement dated Jaunary 30, 1972, between Arthur R. Rupley (and his
spouse) and Elston L. Wickenheiser (and his spouse) confirmed and ratified this
arrangement whereby sewage from the Wickenheiser property was permitted to
18 N.T. 32.
19 N.T. 19.
2o N.T. 33.
21 N.T. 33;
Exhibit
22 N.T. 33.
23 N.T. 32.
24 Defendant's Exhibit 1.
25 N.T. 34.
26 N.T. 10-11.
27 N.T. 33-34.
28 N.T. 32.
see N.T. 10; Defendant's Exhibit 1, Trial, February 27, 2002 (hereinafter Defendant's
).
5
flow without charge through the pumping station on the Rupley property en route
to the municipal sewer authority treatment plant.29 The agreement inured to the
benefit of the parties and "their heirs, executors, administrators and assigns.''3°
This arrangement has existed for the last 30 years.3~
In 1986, Plaintiff purchased the Bunker Hills Apartments portion of the
Rupley tract.32 Shortly thereafter, according to Mr. Wickenheiser's testimony, he
was contacted by an attorney on behalf of Plaintiff who inquired about the use of
the pumping station on Plaintiff's property for the benefit of the Wickenheiser
property.33 Mr. Wickenheiser stated that he furnished a copy of the 1972
agreement to Plaintiff' s counsel, that he received no further communications from
the attorney, and that the use of the pumping station continued thereafter without
incident or charge.34
On August 16, 1996, Defendant (and his spouse) purchased the Yverdon
Manor portion of the Rupley tract, from Mr. Wickenheiser (and his spouse).35 In
1998, Plaintiff's regional manager,36 who had been associated with management
of the Bunker Hills Apartments since 1988,37 contacted Plaintiff's counsel with a
29 N.T. 20-21; Defendant's Exhibit 3.
30 Defendant's Exhibit 3, paragraph 3. The record does not contain evidence that the agreement
was ever recorded. See N.T. 35.
31 N.T. 9-12, 24-25.
32 N.T. 14-15, 33. The deed for this conveyance is not part of the record, and it is not clear
whether the grantor in the conveyance was Rupley or a successor in interest to Rupley. A
reference in the record to an undefined purchase by "Elliott Leibowitz" is otherwise unexplained.
N.T. 11-12.
33 N.T. 24-25.
34 N.T. 24-25. Plaintiff disputed Mr. Wickenheiser's testimony that he had dealt with an attorney
who had contacted him on behalf of Plaintiff. N.T. 38-39.
35 N.T. 15; Defendant's Exhibit 2. Defendant received a special warranty deed. Defendant's
Exhibit 2.
36 N.T. 9.
37 N.T. 9.
6
view toward extracting payment from Defendant for use of the pumping station.38
Based upon past expense records, she concluded that a fair pro rata share of the
39
cost of the station for Defendant was $900 per year.
On January 21, 2000, Plaintiff filed a complaint against Defendant for
unjust enrichment,4° demanding payment in the amount of $900 per year
retroactive to the date Defendant purchased his property in 1996.4~ After the filing
of an answer and new matter, Defendant filed a motion to amend that pleading to
include the aforesaid agreement among his defenses.42 No answer was filed by
Plaintiff to the rule issued by the court in response to the motion,43 nor to a rule
subsequently issued by the court on Defendant's motion to make the original rule
absolute.44
Upon motion of Defendant, and in the absence of objection by Plaintiff, the
amendment was permitted.45 It is clear from the trial record that Plaintiff
acquiesced in the court's allowance of this amendment to the pleading.46
Following a nonjury trial, the court took the matter under advisement.47 On
February 28, 2002, a verdict was entered in favor of Defendant:
AND NOW, this 28th day of February, 2002, upon
consideration of Plaintiff's complaint in the above-captioned
matter, and following a non-jury trial held on February 27,
38 N.T. 10-12.
39 N.T. 12.
4o See N.T. 42.
4~ Plaintiff's Complaint, ad damnum clause.
42 Motion of Defendant To Amend Answer and New Matter, filed December 4, 2000.
43 Order of Court, December 11, 2000 (Bayley, J.).
44 Order of Court, February 4, 2002. The second rule was issued because it appeared that neither
counsel had pursued the issue of amendment actively at the time of the original motion.
45 Order of Court, February 27, 2002.
46 N.T. 16.
47 Order of Court, February 27, 2002.
7
2002, the court finds in favor of Defendant and against
Plaintiff.48
Plaintiff's motion for post-trial relief was filed on March 12, 2002.49 It was
supplemented by a second filing on April 9, 2002.50
DISCUSSION
Statement of Law
Motion for post-trial relief specificity. Under Pennsylvania Rule of Civil
Procedure 227. l(b)(2), a motion for post-trial relief"may not be granted unless the
grounds therefor.., are specified in the motion." Pa. R.C.P. 227.1(b)(2). A
"boilerplate" ground, such as a general assertion that a verdict was against the
weight of the evidence, is not normally considered specific enough to satisfy this
rule. See, e.g., Dauphin Deposit Bank and Trust Co. v. Pifer, 383 Pa. Super. 275,
282, 556 A.2d 904, 907 (1989).
Sufficiency of the evidence. "In considering the sufficiency of the evidence
to sustain the verdict, we view the evidence in the light most favorable to the
verdict winner, granting that party the benefit of all reasonable inferences, and
determine whether the evidence introduced at trial was sufficient to sustain the
verdict." Weir v. Weir, 428 Pa. Super. 515, 530, 631 A.2d 650, 657 (1993)
(quoting Snyder v. Snyder, 427 Pa. Super. 494, 505, 629 A.2d 977, 982 (1993)). A
challenge to the sufficiency of the evidence represents, in essence, a contention
that no reasonable trier-of-fact could have found in accordance with the verdict as
a matter of law. See In re Estate of Ellis, 460 Pa. 281,285 n.5, 333 A.2d 728, 730
n.5 (1975).
As a general rule, judgment n.o.v, may not be entered upon a diminished
record. Trach v. Fellin, No. 1921 EDA 2000, 2002 WL 65633, at 5 (Pa. Super. Ct.
January 18, 2002).
48 Order of Court, February 28, 2002.
49 Plaintiff, LCL Income Properties, L.P., II, Motion for Post-Trial Relief, filed March 12, 2002.
50 Plaintiff's Additional Grounds for Relief, filed April 9, 2002.
Weight of the evidence. "Granting a new trial on the ground that the verdict
is against the weight of the evidence is generally committed to the sound
discretion of the trial court." Dierolfv. Slade, 399 Pa. Super. 9, 15, 581 A.2d 649,
652 (1990). The test is whether the verdict "was so contrary to the evidence as to
shock one's sense of justice and 'to make the award of a new trial imperative, so
that right may be given another opportunity to prevail." Id (quoting
Commonwealth v. Taylor, 324 Pa. Super. 420, 425, 471 A.2d 1228, 1230 (1984)).
"In a bench trial it is the duty of the trial judge to judge credibility of the
witnesses and to weigh their testimony." Gasper ex tel. Weir v. Estate of Ciao,
521 Pa. 491, 503, 556 A.2d 819, 824 (1989). "[T]he trial court is free to believe
all, part, or none of the evidence that is presented .... "Hodges v. Rodriguez, 435
Pa. Super. 360, 366, 645 A.2d 1340, 1343 (1994).
Evidenc~relevancy. "Relevant evidence" means "evidence having any
tendency to make the existence of any fact that is of conseqence to the
determination of the action more probable or less probable than it would be
without the evidence." Pa. R.E. 401.
Real property principles. Certain easements can arise by implication.
Where an owner of land subjects part of it to a servitude or easement in favor of
another part under appropriate circumstances and "then conveys either part, the
purchaser takes subject to the burden or with the benefit, as the case may be, even
though not mentioned in the deed." 1 Ladner, Conveyancing in Pennsylvania
§ 11.02(d) (John Makdisi ed., 4th ed. 1979) (footnotes omitted). "The easement is
implied when (1) there is a separation of the title to two or more parts of the real
estate, (2) there is such an obvious and continued user before the separation as to
show intent to make the apparent easement permanent, (3) the easement is
reasonably necessary to the beneficial enjoyment of the dominant tenement, and
(4) the servitude is continuous and self-acting." Id
By statute in Pennsylvania, it is provided as follows:
9
All deeds or instruments in writing for conveying or
releasing land hereafter executed, granting or conveying lands,
unless an exception or reservation be made therein, shall be
construed to include all the estate, right, title, interest, property,
claim, and demand whatsoever of the grantor or grantors, in
law, equity, or otherwise howsoever, of, in, and to the same,
and every part thereof, together with all and singular the
improvements, ways, waters, watercourses, rights, liberties,
privileges, hereditaments and appurtenances whatsoever
thereto belonging, or in anywise appertaining, and the
reversions and remainders, rents, issues and profits thereof.
Act of April 1, 1909, P.L. 91, §2, as amended, 21 P.S. §3.
Verdict in nonjury civil action at law. Under Pennsylvania Rule of Civil
Procedure 1038(c), in a nonjury civil action at law "[t]he decision [of the trial
judge] may be made orally in open court at the end of the trial.., or it may be
made [thereafter] in writing and filed forthwith .... The trial judge shall render a
decision within seven days after the conclusion of the trial except in protracted
cases or cases of extraordinary complexity."
"The decision of the trial judge may consist only of general findings as to
all parties but shall dispose of all claims for relief." Pa. R.C.P. 1038(b). Specific
findings of fact, conclusions of law and discussion are not required. Id.
Unjust enrichment. The doctrine of unjust enrichment is a doctrine founded
upon equitable principles whereby "the law implies a contract, which requires the
defendant to pay to the plaintiff the value of the benefit conferred." Mitchell v.
Moore, 729 A.2d 1200, 1203 (Pa. Super. Ct. 1999). Unjust enrichment requires
proof of several elements:
(1) benefits conferred on defendant by plaintiff; (2)
appreciation of such benefits by defendant; and (3) acceptance
and retention of such benefits under such circumstances that it
would be inequitable for defendant to retain the benefit without
payment of value.
Id. (quoting Schenck v. K.E. David, Ltd, 446 Pa. Super. 94, 97, 666 A.2d 327, 328
(1995)).
10
The application of the doctrine of unjust enrichment "depends upon the
particular factual circumstances of the case at issue." Id at 1203-04 (quoting
Schenc/c, 446 Pa. Super. at 97, 666 A.2d at 328.
To sustain a claim of unjust enrichment, a claimant must show
that the party against whom recovery is sought either
wrongfully secured or passively received a benefit that it would
be unconscionable for [him or] her to retain.
Id at 1204 (quoting Torchia v. Torchia, 346 Pa. Super. 229, 233, 499 A.2d 581,
582 (1985) (citation omitted)).
Application of Law to Facts
SufJiciency of the evidence. To the extent that Plaintiff's post-trial motion
challenges the sufficiency of the evidence to support the verdict, and on this basis
requests entry of judgment in its favor notwithstanding the verdict, the motion
may be addressed by noting a number of factors tending to negate the proposition
that Defendant "wrongfully secured or passively received a benefit that it would
be unconscionable for [him] to retain." Id These include the consensual origin of
the use of the pumping station for the benefit of Defendant's land, the written
agreement to that effect, the assignability and succession of the agreement by its
terms, the statutory general rule that a conveyance of land will pass all of the
owner's rights therein without regard to an absence of an express assignment in
the deed of conveyance, the equitable principles underlying the implied easement
doctrine, the acceptance by Plaintiff and its predecessors in interest of the existing
arrangement for almost a quarter of a century, and the equitable qualities of an
action for unjust enrichment.
Although the case is admittedly a difficult one, the circumstances did not,
in the court's view, militate in favor of a finding that Plaintiff had met its burden
of proving either that Defendant had wrongfully secured a benefit or that he had
received a benefit which it would be unconscionable for him to retain. Exclusion
of the agreement from consideration on this point would not be proper, because of
11
the rule that a sufficiency-of-the-evidence argument may not be based upon a
diminished record.
Admission of agreement. Given the equitable issues underlying a claim for
unjust enrichment, including the propriety of the origin of the benefit conferred
upon a defendant in such an action, and the implied easements which may arise
from a common grantor's actions, the court is unable to agree with Plaintiff's
position that the agreement in the present case was inadmissible on relevancy
grounds. In addition, it is clear from the record that Defendant's amendment of
his responsive pleading to include the agreement as part of his defense was
acquiesced in, and prepared for, by Plaintiff. Any prejudice to Plaintiff from
Defendant's failure to promptly file a formal pleading incorporating the
amendment following authorization by the court for inclusion of the agreement
among the defenses to be litigated was purely illusory.
Weight of the evidence. As noted, a boilerplate motion requesting a new
trial on the basis of the "weight of the evidence" is not specific enough to satisfy
the requirements of Pennsylvania Rule of Civil Procedure 227.1(b)(2). In
addition, on the merits, the motion is not persuasive in view of the evidence
supporting the verdict as recited above and the province of court, as trier-of-fact,
to judge the credibility of the witnesses, to weigh their testimony, and to believe
all, part or none of the evidence presented. The court's finding that Plaintiff had
not proven the elements of unjust enrichment was not, it is believed, so shocking
as to mandate the award of a new trial to avoid a miscarriage of justice.
Consistency of verdict in form and substance with law of Commonwealth.
The verdict in the present case constituted a general finding in Defendant's favor,
and against Plaintiff, on the issue of whether Plaintiff had proven the elements of
unjust enrichment. The verdict was in writing and was entered within seven days
of the trial date. The court is not aware of any inconsistency of the verdict in form
or substance with the law of the Commonwealth.
12
Unspecified trial errors. As noted, a boilerplate assignment of error will
generally be held insufficient to raise an issue for purposes of Pennsylvania Rule
of Civil Procedure 227.1(b)(2). It is believed that Defendants' assignment of
"each of the matters offered by the Petitioner (sic) during trial and refused by the
Trial Court, in each objection made by the Petitioner during trial and overruled by
the Trial Court," as "error and as grounds for modifying the judgment, or in the
alternative, for the granting of a new trial" is encompassed by that limitation. A
contrary ruling would be incompatible with the obvious purpose of the Rule to
focus the issues being pursued on a post-trial motion for the benefit of opposing
parties and the court. Consequently, no attempt has been made herein to review
the record in order to identify and defend every ruling adverse to Plaintiff made
during the course of the trial.
For the foregoing reasons, the following order will be entered:
ORDER OF COURT
AND NOW, this 17th day of May, 2002, upon consideration of Plaintiff's
motion for post-trial relief in the form of a motion for judgment notwithstanding
the verdict and a motion for a new trial, and for the reasons
accompanying opinion, the motion is denied.
stated in the
BY THE COURT,
Richard Friedman, Esq.
P.O. Box 984
Harrisburg, PA 17108
Attorney for Plaintiff
Darrell C. Dethlefs, Esq.
3805 Market Street
P.O. Box 368
Camp Hill, PA 17011
Attorney for Defendant
s/J. Wesley Oler, Jr._
J. Wesley Oler, Jr., J.
13
14
LCL INCOME
PROPERTIES, L.P., II,
t/d/b/a BLINKER
ASSOCIATES,
Plaintiff
IN THE COURT OF COMMON PLEAS OF
CUMBERLAND COUNTY, PENNSYLVANIA
Vo
CIVIL ACTION - LAW
HARVEY HOFFMAN,
Defendant
NO. 00-395 CIVIL TERM
IN RE: PLAINTIFF'S MOTION FOR POST-TRIAL RELIEF
BEFORE OLER, J.
ORDER OF COURT
AND NOW, this 17th day of May, 2002, upon consideration of Plaintiff's
motion for post-trial relief in the form of a motion for judgment notwithstanding
the verdict and a motion for a new trial, and for the reasons
accompanying opinion, the motion is denied.
stated in the
BY THE COURT,
Richard Friedman, Esq.
P.O. Box 984
Harrisburg, PA 17108
Attorney for Plaintiff
Darrell C. Dethlefs, Esq.
3805 Market Street
P.O. Box 368
Camp Hill, PA 17011
Attorney for Defendant
J. Wesley Oler, Jr., J.